Deposit Restricted Qualified Tuition Programs Act of 2010

Financial Crisis Responsibility Fee (proposed bank tax) H.R. 1083, the Business Activity Tax Simplification Act of 2009 (all provisions) H.R. 4178, the Deposit Restricted Qualified Tuition Programs Act H.R. 4213, the Tax Extenders Act of 2009 (provisions on the research and development tax credit, the New Market tax credit, active financing, charitable donations to IRAs, carried interest, and assets held in offshore accounts) H.R. 2847, the Hiring Incentives to Restore Employment (HIRE) Act (all provisions) H.R. 5486, the Small Business Jobs Tax Relief Act (all provisions) Proposals on Estate Tax reform Administrations fiscal year 2011 revenue provisions Proposed securities transaction tax Amendments to Internal Revenue Code Section 67 (e)

Client expense: $2,360,000 · Firm income: Not reported

Government targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office

Financial Crisis Responsibility Fee (proposed bank tax) S. 2994, the Taxpayer Fairness Act (provisions imposing a 50 percent excise tax on certain bonuses for executives at financial firms that received TARP funds). H.R. 1083, the Business Activity Tax Simplification Act of 2009 (all provisions) H.R. 4178, the Deposit Restricted Qualified Tuition Programs Act H.R. 4213, the Tax Extenders Act of 2009 (provisions on the research and development tax credit, the New Market tax credit, active financing, charitable donations to IRAs, carried interest, and assets held in offshore accounts) Proposals on Estate Tax reform Administrations fiscal year 2011 revenue provisions Proposed securities transaction tax

Client expense: $1,850,000 · Firm income: Not reported

Financial Crisis Responsibility Fee (proposed bank tax) H.R. 1083, the Business Activity Tax Simplification Act of 2009 (all provisions) H.R. 4178, the Deposit Restricted Qualified Tuition Programs Act H.R. 4213, the Tax Extenders Act of 2009 (provisions on the research and development tax credit, the New Market tax credit, active financing, charitable donations to IRAs, carried interest, and assets held in offshore accounts) H.R. 2847, the Hiring Incentives to Restore Employment (HIRE) Act (all provisions) H.R. 5486, the Small Business Jobs Tax Relief Act (all provisions) Proposals on Estate Tax reform Administrations fiscal year 2011 revenue provisions Proposed securities transaction tax Amendments to Internal Revenue Code Section 67 (e)

Client expense: $2,360,000 · Firm income: Not reported

H.R. 4178/S. Amdt 3846, Deposit Restricted Qualified Tuition Programs Act. 529 plan repercussions of the Consumer Financial Protection Bureau under S. 3217, The Restoring American Financial Stability Act, and H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act. Swaps provisions of S. 3217, the Restoring American Financial Stability Act of 2010, and H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act, affecting stable value products.

Client expense: Not reported · Firm income: $20,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

S. 401 - Defined Contribution Fee Disclosure Act S. 3217 - Restoring American Financial Stability Act of 2010 H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act (Please see addendum page) H.R. 1984 - 401(k) Fair Disclosure for Retirement Security Act H.R. 1988 - Conflicted Investment Advice Prohibition Act of 2009 H.R. 2021 - Savings Recovery Act of 2009 H.R. 2779 - Defined Contribution Plan Fee Transparency Act H.R. 2989 - 401(k) Fair Disclosure and Pension Security Act H.R. 4213 - American Jobs and Closing Tax Loopholes Act of 2010 H.R. 4742 - Small Business Add Value for Employees Act H.R. 4126 - Retirement Fairness Act H.R. 4178 - Deposit Restricted Qualified Tuition Programs Act of 2010 Proposals to reform the defined contribution plan system Proposals to mandate workplace savings arrangements for employees without access to employer retirement plans, including automatic IRAs Proposals related to expansion of SIMPLE IRAs, establishment of discretionary payroll deduction IRAs, and creation of new qualified retirement plans for small business Issues related to retirement target date funds Issues related to retirement income Issues related to delivery of advice to participants in qualified retirement plans Issues related to investment choices in qualified retirement plans

Client expense: $320,000 · Firm income: Not reported

Financial Crisis Responsibility Fee (proposed bank tax) S. 2994, the Taxpayer Fairness Act (provisions imposing a 50 percent excise tax on certain bonuses for executives at financial firms that received TARP funds). H.R. 1083, the Business Activity Tax Simplification Act of 2009 (all provisions) H.R. 4178, the Deposit Restricted Qualified Tuition Programs Act H.R. 4213, the Tax Extenders Act of 2009 (provisions on the research and development tax credit, the New Market tax credit, active financing, charitable donations to IRAs, carried interest, and assets held in offshore accounts) Proposals on Estate Tax reform Administrations fiscal year 2011 revenue provisions Proposed securities transaction tax

Client expense: $1,850,000 · Firm income: Not reported

Financial Crisis Responsibility Fee (proposed bank tax) S. 2994, the Taxpayer Fairness Act (provisions imposing a 50 percent excise tax on certain bonuses for executives at financial firms that received TARP funds). H.R. 1083, the Business Activity Tax Simplification Act of 2009 (all provisions) H.R. 4178, the Deposit Restricted Qualified Tuition Programs Act H.R. 4213, the Tax Extenders Act of 2009 (provisions on the research and development tax credit, the New Market tax credit, active financing, charitable donations to IRAs, carried interest, and assets held in offshore accounts) Proposals on Estate Tax reform Administrations fiscal year 2011 revenue provisions Proposed securities transaction tax

Client expense: $1,800,000 · Firm income: Not reported

Proposals related to the treatment of education savings. Proposals to amend the Internal Revenue Code to exclude 529 education savings accounts from means testing. Proposals to reform 529 college savings plan rules, including additional flexibility to make investment changes, changes in the student loan payment rules, and extension of the savers credit to encompass 529 contributions. H.R. 1351, the Savings Enhancement for Education in College Act. H.R. 2021, Savings Recovery Act. H.R. 2500, Help Kids Save for College Act. H.R. 3599, The Deposit Restricted Qualified Tuition Programs Act. S. 2851, to make permanent certain education tax credits, and to modify rules relating to college savings plans. H.R. 4178, Deposit Restricted Qualified Tuition Programs Act, The Department of Treasury 529 study.

Client expense: Not reported · Firm income: $20,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

Proposals related to the treatment of education savings. Proposals to amend the Internal Revenue Code to exclude 529 education savings accounts from means testing. Proposals to reform 529 college savings plan rules, including additional flexibility to make investment changes, changes in the student loan payment rules, and extension of the savers credit to encompass 529 contributions. H.R. 1351, the Savings Enhancement for Education in College Act. H.R. 2021, Savings Recovery Act. H.R. 2500, Help Kids Save for College Act. H.R. 3599, The Deposit Restricted Qualified Tuition Programs Act. S. 2851, to make permanent certain education tax credits, and to modify rules relating to college savings plans. H.R. 4178, Deposit Restricted Qualified Tuition Programs Act, The Department of Treasury 529 study.

Client expense: Not reported · Firm income: $20,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of