Small Company Disclosure Simplification Act

HR 4164, The Small Company Disclosure Simplification Act. Financial services regulatory reform issues as they relate to computer information systems and solutions. Issues related to the implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub. L. 111-203), including the creation of an Office for Financial Research (OFR). Monitor legislative proposals dealing with DATA Standards.

Client expense: $300,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of, White House Office

H.R. 677, the Inter-Affiliate Swap Clarification Act; H.R. 1256, the Swap Jurisdiction Certainty Act; H.R. 1341, Financial Competitive Act of 2013; H.R. 992, the Swaps Regulatory Improvement Act; HR 4164, Restoring Proven Financing for American Employers Act; HR 4413, Consumer Protection and End User Relief Act

Client expense: Not reported · Firm income: $20,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 677, the Inter-Affiliate Swap Clarification Act; H.R. 1256, the Swap Jurisdiction Certainty Act; H.R. 1341, Financial Competitive Act of 2013; H.R. 992, the Swaps Regulatory Improvement Act; HR 4164, Restoring Proven Financing for American Employers Act; HR 4413, Consumer Protection and End User Relief Act

Client expense: Not reported · Firm income: $20,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Sarbanes Oxley Section 404 (b) Mandatory Audit Firm Rotation H.R. 1564/S. 1526: The Audit Integrity and Job Protection ActCapital Formation Investment Incentives Reform of Capital Gains Rules Reform of Net Operating Loss Rules Reform of Passive Loss Rules S. 1658: The Start-up Jobs and Innovation Act H.R. 4855: The PARTNER Act S.2715: The COMPETE Act Expansion of Exemption under SEC Regulation A H.R. 4565: Startup Capital Modernization Act Proposed SEC Rule on Reg A+ Legislative Amendments to SEC Rule 12b-2 Filing Status Definitions H.R. 2629: The Fostering Innovation Act XBRL Exemption for Small Public Companies H.R. 4164: Small Company Disclosure Simplification Act H.R. 5405: The Promoting Job Creation and Reducing Small Business Burdens Act Stock Exchange Tick Size H.R. 3448: The Small Cap Liquidity Reform Act H.R. 1952: The Spread Pricing Liquidity Act Capital Market Enhancements H.R. 3623: Improving Access to Capital for Emerging Growth Companies Act H.R. 4568: Small Business Freedom to Grow Act H.R. 4569: Disclosure Modernization and Simplification Act H.R. 4571: To direct the SEC to revise its rules so as to increase the threshold amount for requiring issuers to provide certain disclosures relating to compensatory benefits plans H.R. 4697: To require the SEC to revise the definition of a WKSI to reduce the worldwide market value threshold under the definition

Client expense: $2,090,000 · Firm income: Not reported

H.R. 4164, Small Company Disclosure Simplification Act Draft legislation on conflict minerals audits Various issues relating to implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L. 111-203); implementation of the Jumpstart Our Business Startups Act (P.L. 112-106); proposed lease accounting standards; accounting convergence projects, auditing and extensible business reporting language

Client expense: $28,350,000 · Firm income: Not reported

H.R. 450, Bureau of Consumer Financial Protection Accountability Act H.R. 605, Insurance Consumer Protection and Solvency Act of 2013 H.R. 634, Business Risk Mitigation and Price Stabilization Act of 2013 H.R. 677, Inter-Affiliate Swap Clarification Act H.R. 742, Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013 H.R. 992 / S. 474, Swaps Regulatory Improvement Act H.R. 1038, Public Power Risk Management Act of 2013 H.R. 1062, SEC Regulatory Accountability Act H.R. 1105, Small Business Capital Access and Job Preservation Act H.R. 1106 / S. 550, Small Business Investment Company Modernization Act of 2013 H.R. 1135, Burdensome Data Collection Relief Act H.R. 1221 / S. 737, Basel III Capital Impact Study Act H.R. 1256, Swap Jurisdiction Certainty Act H.R. 1341, Financial Competitive Act of 2013 H.R. 1564 / S. 1526, Audit Integrity and Jobs Protection Act H.R. 1800, Small Business Credit Availability Act H.R. 2122 / S. 1029, Regulatory Accountability Act of 2013 H.R. 2140, Insurance Capital and Accounting Standards Act of 2013 H.R. 2274, Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2013 H.R. 2374, Retail Investor Protection Act H.R. 2446, Responsible Consumer Financial Protection Regulations Act of 2013 H.R. 2546 / S. 1257, Protect American Investments Act of 2013 H.R. 2733, Defending American Taxpayers From Abusive Government Takings Act of 2013 H.R. 3193, Consumer Financial Protection Safety and Soundness Improvement Act of 2013 H.R. 3211, Mortgage Choice Act of 2013 H.R. 3448, Small Cap Liquidity Reform Act of 2014 H.R. 3519, Bureau of Consumer Financial Protection Accountability and Transparency Act of 2013 H.R. 3623, Improving Access to Capital for Emerging Growth Companies Act H.R. 3701, U.S. Financial Services Global Viability Act H.R. 3770, Bureau of Consumer Financial Protection-Inspector General Reform Act of 2013 H.R. 3819 / S. 1907, Fairness for Community Job Creators Act H.R. 3928, Federal Reserve Accountability and Transparency Act of 2014 H.R. 4164, Small Company Disclosure Simplification Act H.R. 4167, Restoring Proven Financing for American Employers Act H.R. 4200, SBIC Advisers Relief Act of 2014 H.R. 4383, Bureau of Consumer Financial Protection Small Business Advisory Board Act H.R. 4387, FSOC Transparency and Accountability Act H.R. 4413, Customer Protection and End User Relief Act H.R. 4466, Financial Regulatory Clarity Act of 2014 H.R. 4510 / S. 2270, Insurance Capital Standards Clarification Act of 2014 H.R. 4554, Restricted Securities Relief Act of 2014 H.R. 4565, Startup Capital Modernization Act of 2014 H.R. 4568, Small Business Freedom to Grow Act of 2014 H.R. 4569, Disclosure Modernization and Simplification Act of 2014 H.R. 4570, Private Placement Improvement Act of 2014 H.R. 4571, To direct the Securities and Exchange Commission to revise its rules so as to increase the threshold amount for requiring issuers to provide certain disclosures relating to compensatory benefit plans H.R. 4604, CFPB Data Collection Security Act H.R. 4662, Bureau Advisory Opinion Act H.R. 4684, Bureau Guidance Transparency Act H.R. 4697, Small-Cap Access to Capital Act H.R. 4804, Bureau Examination Fairness Act H.R. 4811, Bureau Guidance Transparency Act H.R. 4842, Business Supply Chain Transparency on Trafficking and Slavery Act of 2014 H.R. 5402, Standard Merger and Acquisition Reviews Through Equal Rules Act of 2014 H.R. 5405, Promoting Job Creation and Reducing Small Business Burdens Act H.R. 5461, To clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act, to improve upon the definitions provided for points and fees in connection with a mortgage transaction, and for other purposes S. 635, Privacy Notice Modernization Act of 2013 S. 888, A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934 S. 1217, Housing Finance Reform and Taxpayer Protection Act of 2013 S. 1369, A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes S. 2244, Terrorism Risk Insurance Program Reauthorization Act of 2014 S. 2698, Regulatory Easement for Lending Institutions that Enable a Vibrant Economy Act of 2014 Draft legislation on conflict minerals disclosures Various issues relating to the Private Securites Litigation Reform Act (P.L. 104-67), securities litigation; implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L. 111-203), including proposals to alter the derivatives provisions; Moving Ahead for Progress in the 21st Century Act (P.L. 112-140), including Sec. 40312, issues related to pension fund stabilization; implementation of the Jumpstart our Business Startups Act (P.L. 112-106); Consumer Financial Protection Bureau reform; Securities and Exchange Commission reform; Financial Stability Oversight Council (FSOC) reform; Department of Labor definition of fiduciary duty rules; international capital standards for non-banks; systemic risk regulations for non-bank financial companies; financial reporting policies reform; proposed regulation of money market mutual funds; proposed Volcker Rule, trust preferred bonds and collateralized loan obligations; proposed risk retention rules and the collateralized loan obligations market; Commodity Futures Trading Commission's derivatives regulations; amendments to Rule 701 under the Securities Act of 1933; Basel III capital standards; reconciliation of merchant card and third-party payments; political spending disclosures; transparent financial reporting; Federal Reserve Boards review of 2003 determination that certain commodity activities are complementary to financial activities and thus permissible for bank holding companies; reducing barriers to capital formation; capital requirements and systemically important financial institutions; oversight of proxy advisory firms; credit risk retention rules

See addendum.H.R. 4200, SBIC Advisers Relief Act of 2014 H.R. 4164, Small Company Disclosure Simplification Act S. 1923, Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2014

Client expense: $2,560,000 · Firm income: Not reported

Government targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

H.R. 677, the Inter-Affiliate Swap Clarification Act; H.R. 1256, the Swap Jurisdiction Certainty Act; H.R. 1341, Financial Competitive Act of 2013; H.R. 992, the Swaps Regulatory Improvement Act; HR 4164, Restoring Proven Financing for American Employers Act; HR 4413, Consumer Protection and End User Relief Act

Client expense: Not reported · Firm income: $20,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 677, the Inter-Affiliate Swap Clarification Act; H.R. 1256, the Swap Jurisdiction Certainty Act; H.R. 1341, Financial Competitive Act of 2013; H.R. 992, the Swaps Regulatory Improvement Act; HR 4164, Restoring Proven Financing for American Employers Act; HR 4413, Consumer Protection and End User Relief Act

Client expense: Not reported · Firm income: $20,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Sarbanes Oxley Section 404 (b) Mandatory Audit Firm Rotation H.R. 1564/S. 1526: The Audit Integrity and Job Protection ActCapital Formation Investment Incentives Reform of Capital Gains Rules Reform of Net Operating Loss Rules Reform of Passive Loss Rules H.R. 4855: The PARTNER Act S. 1658: The Start-up Jobs and Innovation Act The COMPETE Act (Senator Carper Discussion Draft) House Ways & Means Committee Discussion Draft (Rep. Camp) Reform of SEC Regulation D Implementation of Jumpstart Our Business Start-ups (JOBS) Act H.R. 4554: Restricted Securities Relief Act H.R. 4570: Private Placement Improvement Act Expansion of Exemption under SEC Regulation A H.R. 4565: Start-up Capital Modernization Act Legislative Amendments to SEC Rule 12b-2 Filing Status Definitions H.R. 2629: The Fostering Innovation Act Small Business Innovation Research (SBIR) Program XBRL Exemption for Small Public Companies H.R. 4164: Small Company Disclosure Simplification Act Stock Exchange Tick Size H.R. 3448: The Small Cap Liquidity Reform Act H.R. 1952: The Spread Pricing Liquidity Act Capital Market Enhancements H.R. 4568: Small Business Freedom to Grow Act H.R. 4571: To direct the SEC to revise its rules so as to increase the threshold amount for requiring issuers to provide certain disclosures relating to compensatory benefits plans H.R. 3623: Improving Access to Capital for Emerging Growth Companies Act H.R. 4569: Disclosure Modernization and Simplification Act H.R. 4697: To require the SEC to revise the definition of a WKSI to reduce the worldwide market value threshold under the definition

Client expense: $2,110,000 · Firm income: Not reported

URGED SENATE ARMED SERVICES COMMITTEE TO CONDUCT ITS MARKUP OF THE NATIONAL DEFENSE AUTHORIZATION ACT, ONE OF THE MOST IMPORTANT BILLS IN CONGRESS, IN PUBLIC LIKE ITS COUNTERPART IN THE HOUSE.H.R. 4435/S. 2410, NATIONAL DEFENSE AUTHORIZATION ACT (NDAA) FOR FY 2015, SUPPORTED PROVISIONS TO HOLD CONTRACTORS ACCOUNTABLE, PROTECT WHISTLEBLOWERS IN THE MILITARY, KEEP THE OFFICE OF THE DIRECTOR, OPERATIONAL TEST AND EVALUATION (DOT&E) AT THE DEPARTMENT OF DEFENSE STRONG, AND REDUCE WASTE AND INEFFECTIVE PROGRAMS IN PENTAGON BUDGET. [H.R. 4435 PASSED HOUSE ON MAY 22, 2014; S. 2410 PLACED ON SENATE LEGISLATIVE CALENDAR ON JUNE 2, 2014] URGED THE PRESIDENT TO SUPPORT VICTIMS OF CAMP LEJEUNE AS THE DEPARTMENT OF JUSTICE SEEKS TO UNDERMINE THE LEGAL RIGHTS OF VICTIMS IN SUPREME COURT CASE WALDBURGER V. CTS CORPORATION. SUPPORTED FULL IMPLEMENTATION OF THE WHISTLEBLOWER PROTECTION ENHANCEMENT ACT, A LAW THAT PROTECTS FEDERAL WHISTLEBLOWERS FROM RETALIATION [PUBLIC LAW NO: 112-199]. RECOMMENDED IMPROVEMENTS TO THE WHISTLEBLOWER OMBUDSMEN PROGRAM AT THE DEPARTMENT OF JUSTICE OFFICE OF INSPECTOR GENERAL. URGED FDA TO DO MORE TO ENSURE ALL AGENCY PERSONNEL AND FEDERAL FUND RECIPIENTS ARE BETTER TRAINED IN WHISTLEBLOWER PROTECTIONS. URGED CONGRESS AND THE PRESIDENT TO MANDATE A GOVERNMENT-WIDE POLICY TO PROTECT WHISTLEBLOWER AND OTHER CONSTITUTIONAL RIGHTS AND PREVENT FUTURE EMPLOYEE SURVEILLANCE ABUSES. ASKED THE ATTORNEY GENERAL TO INVESTIGATE FEDERAL FUNDS RECIPIENTS USING CONFIDENTIALITY OR NON-DISCLOSURE AGREEMENTS THAT INFRINGE ON CURRENT AND FORMER EMPLOYEES FEDERAL WHISTLEBLOWER RIGHTS IN VIOLATION OF FEDERAL LAWS. URGED DEPARTMENT OF DEFENSE OFFICE OF INSPECTOR GENERAL TO OVERTURN ITS DECISION TO VASTLY NARROW THE PROTECTIONS AFFORDED TO CONTRACTOR WHISTLEBLOWERS PURSUANT TO 10 U.S.C. 2409 IN THE INTEREST OF UPHOLDING THE INTENT OF CONGRESS IN ENACTING CONTRACTOR WHISTLEBLOWER PROTECTIONS. URGED CONGRESS TO RESPOND TO THE DEPARTMENT OF DEFENSE INSPECTOR GENERAL DECISION ON CONTRACTOR WHISTLEBLOWER PROTECTIONS PURSUANT TO 10 U.S.C. 2409 BY TAKING STEPS NECESSARY TO PROVIDE THOSE WHISTLEBLOWERS WITH ADEQUATE CHANNELS TO MAKE DISCLOSURES AND PROTECTIONS FOR THOSE DISCLOSURES. URGED SENATE TO IMPROVE CONTRACTOR PERFORMANCE AND INTEGRITY SYSTEM. SUPPORTED REVISION OF THE FEDERAL ACQUISITION REGULATION (FAR) TO IMPLEMENT SECTION 829 OF THE NATIONAL DEFENSE AUTHORIZATION ACT FOR FISCAL YEAR 2013 (PUB. L. 112-239), WHICH EXTENDS CONFLICT OF INTEREST REQUIREMENTS TO CONTRACTORSA NECESSARY EXPANSION OF SAFEGUARDS. URGED CONGRESS AND THE ADMINISTRATION TO ADOPT MEASURES TO REVEAL THE TRUE COSTS OF SERVICE CONTRACTING. H.R. 882, CONTRACTING AND TAX ACCOUNTABILITY ACT OF 2013, PROVIDED RECOMMENDATIONS TO CONGRESS ON WHAT THE BILL SHOULD INCLUDE [H.R.882 PASSED HOUSE ON APRIL 15, 2013].U.S. NATIONAL ACTION PLAN FOR THE OPEN GOVERNMENT PARTNERSHIP: MADE RECOMMENDATIONS FOR IMPLEMENTATION OF COMMITMENTS TO INCREASE GOVERNMENT ACCOUNTABILITY THOUGH IMPROVING FOIA, REDUCING OVERCLASSIFICATION, PROTECTING WHISTLEBLOWERS AND FREEDOM OF SPEECH, ENDING SECRET LAW, ENCOURAGING PROACTIVE DISCLOSURE OF ETHICS AND OTHER GOV INFO, PROVIDING EXTRACTIVE INDUSTRY TRANSPARENCY, INCREASING TRANSPARENCY IN FEDERAL SPENDING. S. 2127, INSPECTOR GENERAL EMPOWERMENT ACT OF 2014, SUPPORTED PROVISIONS TO AMEND THE INSPECTOR GENERAL ACT OF 1978 TO ELIMINATE A PROBLEM IN THE LAW THAT REQUIRES ALLEGATIONS OF ATTORNEY MISCONDUCT AT DOJ TO BE INVESTIGATED BY AN AGENCY THAT REPORTS DIRECTLY TO THE ATTORNEY GENERAL RATHER THAN THE AUTONOMOUS OFFICE OF THE INSPECTOR GENERAL [REFERRED TO THE SENATE COMMITTEE ON THE JUDICIARY ON MARCH 13, 2014]. URGED DEPARTMENT OF JUSTICE TO REFORM OFFICE OF PROFESSIONAL RESPONSIBILITY TO REQUIRE REPORTING OF MISCONDUCT TO RELEVANT STATE BAR AUTHORITIES, INCREASE TRANSPARENCY, AND EMPOWER THE DOJ OFFICE OF INSPECTOR GENERAL TO INVESTIGATE MISCONDUCT THROUGHOUT THE AGENCY LIKE OTHER INSPECTORS GENERAL. URGED THE PRESIDENT TO FILL INSPECTORS GENERAL VACANCIES AND CONGRESS TO CONDUCT OVERSIGHT OF VACANCIES TO ROOT OUT WASTE AND INCREASE GOVERNMENT ACCOUNTABILITY. MADE RECOMMENDATIONS FOR IMPROVEMENTS TO INSPECTORS GENERAL AUTHORITY AND OPERATIONS TO MAKE THESE WATCHDOGS MORE EFFECTIVE. MADE RECOMMENDATIONS FOR IMPROVEMENTS TO REGULATIONS GOVERNING IMPELMENTATION OF THE FREEDOM OF INFORMATION ACT ACROSS ALL AGENCIES H.R. 4372, TARGETED LETHAL FORCE TRANSPARENCY ACT, SUPPORTED TRANSPARENCY AROUND THE TARGETED KILLING PROGRAM AND RELATED CIVILIAN CASUALTIES [REFERRED TO HOUSE PERMANENT SELECT COMMITTEE ON INTELLIGENCE ON APRIL 2, 2014; AMENDMENT TO BE OFFERED ON HOUSE VERSION OF THE INTELLIGENCE AUTHORIZATION ACT]. URGED DOJ TO DECLINE TO APPEAL COURT RULING TO ORDER THE EXECUTIVE BRANCH TO RELEASE A REDACTED VERSION OF THE OFFICE OF LEGAL COUNSEL (OLC) MEMO TO THE DEPARTMENT OF DEFENSE EXPLAINING THE JUSTIFICATION FOR DRONE STRIKES TARGETING U.S. CITIZENS, A RULING THAT PROMOTES OPENNESS AND ACCOUNTABILITY. (NEW YORK TIMES CO. V. UNITED STATES) H.R. 4661, INTELLIGENCE AUTHORIZATION ACT FOR FY2015, SUPPORTED AMENDMENT TO THE BILL THAT WOULD INCREASE TRANSPARENCY ABOUT THE NUMBER OF PEOPLE KILLED IN DRONE STRIKES[H.R. 4461 REFERRED TO THE HOUSE PERMANENT SELECT COMMITTEE ON INTELLIGENCE ON MAY 15, 2014]. H.R. 3361/S. 1599, USA FREEDOM ACT, SUPPORTED THE STRONGER HOUSE VERSION OF THE BILL, WHICH STIPULATES MORE TRANSPARENCY, OVERSIGHT, AND ACCOUNTABILITY IN DOMESTIC SURVEILLANCE AND OTHER INTELLIGENCE ACTIVITIES AND THE END OF SECRET LAW AND SPYING ON ORDINARY AMERICANS [H.R. 3361 REFERRED TO SENATE COMMITTEE ON THE JUDICIARY ON JUNE 2, 2014; S. 1599 REFERRED TO SENATE COMMITTEE ON THE JUDICARY ON OCTOBER 29, 2013]. S. 1551, INTELLIGENCE OVERSIGHT AND SURVEILLANCE REFORM ACT, SUPPORTED REQUIRE PUBLIC RELEASE OF DECLASSIFIED VERSIONS OF LEGAL DOCUMENTS THAT SUBSTANTIVELY INTERPRET THE PATRIOT ACT AND THE FOREIGN INTELLIGENCE SURVEILLANCE ACT (FISA), INCLUDING FOREIGN INTELLIGENCE SURVEILLANCE COURT (FISC OR FISA COURT) DECISIONS [REFERRED TO THE COMMITTEE ON THE JUDICIARY ON SEPTEMBER 25, 2013].S. 1631, THE FISA IMPROVEMENTS ACT: OPPOSED THIS CODIFICATION AND EXPANSION OF NSA SURVEILLANCE PROGRAMS [S. 1631 REPORTED BY SENATE SELECT COMMITTEE ON INTELLIGENCE ON OCTOBER 31, 2013]. H.R. 4291, FISA TRANSPARENCY AND MODERNIZATION ACT, OPPOSED PROPOSED FISA REFORMS BECAUSE CONGRESS AND THE ADMINISTRATION SHOULD DO MUCH MORE THAN MERELY END ONE TYPE OF BULK COLLECTION [REFERRED TO THE HOUSE PERMANENT SELECT COMMITTEE ON INTELLIGENCE ON MARCH 25, 2014] CALLED FOR DISCLOSURE OF ANY SURVEILLANCE OF U.S. ORGANIZATIONS OR INDIVIDUALS ADVOCATING ON U.S. TRADE POLICY. H.R.3278/S.1809: SUPPORTED THIS NATIONAL SECURITY WORFORCE ACCOUNTABILITY LEGISLATION TO SUPPORT CLARIFYING CIVIL SERVICE AND WHISTLEBLOWER PROTECTIONS FOR FEDERAL WORKERS IN NATIONAL SECURITY POSITIONS [REFERRED TO COMMITTEE]. SUPPORTED IMPLEMENTATION OF AND PROPER FUNDING FOR NEWLY EXPANDED WHISTLEBLOWER PROTECTIONS FOR FEDERAL WORKERS, INCLUDING INTELLIGENCE AND NATIONAL SECURITY WORKERS, AND PROTRECTIONS FOR CONTRACTORS AND GRANTEES. H.R.4197, ALL CIRCUIT REVIEW EXTENSION ACT, SUPPORTED PROVISIONS TO EXTEND THE PERIOD OF CERTAIN AUTHORITY WITH RESPECT TO JUDICIAL REVIEW OF MERIT SYSTEMS PROTECTION BOARD DECISIONS RELATING TO WHISTLEBLOWERS [REFERRED TO THE SUBCOMMITTEE ON REGULATORY REFORM, COMMERCIAL AND ANTITRUST LAW ON APRIL 16, 2014] H.R. 2061/S. 994, DIGITAL ACCOUNTABILITY AND TRANSPARENCY (DATA) ACT: SUPPORTED LEGISLATIVE AND ADMINISTRATION EFFORTS TO MAKE IT EASIER TO MORE RELIABLY FOLLOW HOW TAXPAYER DOLLARS ARE SPENT; URGED PRESIDENT TO SUPPORT DATA ACT AS PROPOSED BY CONGRESS, REJECTING THE OFFICE OF MANAGEMENT AND BUDGET'S PROPOSED REVISIONS THAT WEAKEN PROVISIONS IN THE BILL [S. 944 BECAME PUBLIC LAW NO: 113-101 ON MAY 9, 2014]. H.R. 1211, FOIA OVERSIGHT AND IMPLEMENTATION ACT OF 2013, SUPPORTED REFORMS IN THIS BILL TO INCREASE PUBLIC ACCESS TO GOVERNMENT INFORMATION THROUGH PROACTIVE DISCLOSURE AND FOIA REFORMS SUCH AS AN ONLINE PORTAL, INCREASED INDEPENDENCE AND AUTHORITY OF OGIS, AND REDUCING THE OVERUSE AND ABUSE OF EXEMPTIONS [PASSED HOUSE ON FEBRUARY 25, 2014]. MADE RECOMMENDATIONS TO SENATE ON KEY REFORMS TO INCLUDE IN FOIA LEGISLATION. H.R. 4157, FARMER IDENTITY PROTECTION ACT, OPPOSED UNNECESSARY PRIVACY MEASURES THAT UNDERMINE FOIA AND PUBLIC HEALTH [REFERRE D TO THE SUBCOMMITTEE ON LIVESTOCK, RURAL DEVLEOPMENT, AND CREDIT ON APRIL 1, 2014]. URGED RESPONSE SYSTEMS TO ADULT SEXUAL ASSAULT CRIMES PANEL (RSP) TO OPEN ITS HEARINGS TO THE PUBLIC TO INCREASE TRANSPARENCY WITH HOW THE DEPARTMENT OF DEFENSE IS DEALING WITH THE EPIDEMIC OF SEXUAL ASSAULT IN THE MILITARY. H.R. 3345, STOP UNWORTHY SPENDING ACT (SUSPEND ACT): SUPPORTED IMPROVING CONTRACTOR RESPONSIBILITY, STRENGTHENING SUSPENSION AND DEBARMENT LAWS [H.R. 3345 ORDERED TO BE REPORTED BY VOICE VOTE ON OCTOBER 28, 2013].H.R. 3316, GRANT ACT, SUPPORTED PROVISIONS FOR INCREASED TRANSPARENCY IN GRANTMAKING AND URGED CONGRESS TO SCHEDULE A VOTE [REPORTED BY HOUSE COMMITTEE ON OVERSIGHT AND GOVERNMENT REFORM ON OCTOBER 29, 2013] H.R. 3317, HOLDING INDIVIDUALS ACCOUNTABLE AND DETERRING MONEY LAUNDERING ACT: SUPPORTED STRENGTHENING OF FEDERAL STATUTES TO DETER MONEY LAUNDERING AND TERRORISM FINANCING [H.R. 3317 REFERRED TO SUBCOMMITTEE ON CRIME, TERRORISM, HOMELAND SECURITY, AND INVESTIGATIONS ON JANUARY 9, 2014]. H.R. 2638/S. 1271, FOREIGN AID TRANSPARENCY AND ACCOUNTABILITY ACT OF 2013: SUPPORTED PROVISIONS TO ESTABLISH GUIDELINES FOR FOREIGN ASSISTANCE FUNDS IN THE INTEREST OF GREATER ACCOUNTABILITY [H.R. 2638 REFERRED TO HOUSE FOREIGN AFFAIRS COMMITTEE ON JULY 10, 2013; S. 1271 REPORTED BY SENATE FOREIGN RELATIONS COMMITTEE ON NOVEMBER 14, 2013]. URGED THE FEDERAL COMMUNICATIONS COMMISSION (FCC) TO RECLASSIFY BROADBAND ACCESS SERVICES AS TELECOMMUNICATIONS SERVICES TO PREVENT DISCRIMINATION AND BLOCKING ONLINE FOLLOWING A RELATED COURT DECISION. URGED PRESIDENT TO EXPEDITE THE DECLASSIFICATION OF THE REPORT BY THE SENATE SELECT COMMITTEE ON INTELLIGENCE (SSCI) ON THE INTERROGATION AND DETENTION PRACTICES OF THE CENTRAL INTELLIGENCE AGENCY (CIA) [SSCI WILL VOTE ON RELEASING THE REPORT]. URGED CONGRESS TO RESTORE FUNDING TO THE OFFICE OF TECHNOLOGY ASSESSMENT (OTA), AN IMPORTANT RESOURCE OF TECHNOLOGICAL EXPERTISE FOR CONGRESS. URGED CONGRESS TO MAKE CONGRESSIONAL DATA MORE ACCESSIBLE BY ENSURING THAT TIMELY BILL STATUS INFORMATION IS AVAILABLE TO THE PUBLIC IN XML FORMAT AND THAT CONGRESS CONTINUES TO SUPPORT THE WORK OF THE LEGISLATIVE BRANCH BULK DATA TASK FORCE. OPPOSED THE POTENTIAL APPOINTMENT OF COLONEL STEVE ASHER AS ASSOCIATE ADMINISTRATOR FOR DEFENSE NUCLEAR SECURITY/CHIEF OF DEFENSE NUCLEAR SECURITY AT THE NATIONAL NUCLEAR SECURITY ADMINISTRATION (NNSA) OVER CONCERNS ABOUT HIS LACKING LEADERSHIP SKILLS [ASHER IS CURRENTLY ACTING CHIEF OF DEFENSE NUCLEAR SECURITY AT THE NNSA]. URGED OFFICE OF THE FEDERAL REGISTER TO INCREASE TRANSPARENCY BY ISSUING A FINAL RULE THAT REQUIRES THAT STANDARDS INCORPORATED BY REFERENCE IN PROPOSED RULES AND IN FINAL RULES BE AVAILABLE FOR FREE ON THE INTERNET. H.R. 1133, THE PRESIDENTIAL LIBRARY DONATION REFORM ACT, SUPPORTED INCREASED TRANSPARENCY FOR FUNDRAISING FOR PRESIDENTIAL LIBRARIES AND URGED CONGRESS TO SCHEDULE A VOTE [H.R. 1133 WAS REPORTED BY THE HOUSE COMMITTEE ON OVERSIGHT AND GOVERNMENT REFORM ON JUNE 20, 2013]. H.R. 4245, TRANSPARENCY IN GOVERNMENT ACT, SUPPORTED PROVISIONS TO INCREASE TRANSPARENCY THROUGH IMPROVEMENTS TO FOIA, POSTING OF CRS REPORTS ONLINE, REQUIRING GREATER ETHICS DISCLOSURES, REQUIRING REPORTS ON FOREIGN LOBBYISTS, IMPROVING USASPENDING.GOV, REQUIRING MORE CONGRESSIONAL COMMITTEE TRANSPARENCY, AND OTHER GOOD GOVERNMENT REFORMS [REFERRED TO THE HOUSE COMMITTEE ON OVERSIGHT AND GOVERNMENT REFORM ON MARCH 13, 2014].H.R. 1380, ACCESS TO CONGRESSIONALLY MANDATED REPORTS ACT, SUPPORTED PROVISIONS THAT STATE THAT ANY REPORT REQUIRED BY LAW TO BE SUBMITTED TO CONGRESS THAT IS RELEASABLE UNDER THE FREEDOM OF INFORMATION ACT MUST BE POSTED ON A WEBSITE MANAGED BY THE GOVERNMENT PRINTING OFFICE [H.R. 1380 REPORTED BY HOUSE COMMITTEE ON OVERSIGHT AND GOVERNMENT REFORM ON MARCH 22, 2013]. URGED CONGRESS TO INCREASE OVERSIGHT OF NNSA PROGRAMS. H.R. 4164, SMALL COMPANY DISCLOSURE SIMPLIFICATION ACT, OPPOSED PROVISIONS THAT WOULD NEEDLESSLY EXEMPT 60% OF PUBLIC COMPANIES FROM THE OBLIGATION TO FILE OPEN DATA FINANCIAL STATEMENTS WITH THE SECURITIES AND EXCHANGE COMMISSION [ORDERED TO BE REPORTED ON MARCH 14, 2014]. S. 2286, CUTTING CONTRACTOR USE AND TAXPAYER SAVINGS ACT OF 2014, SUPORTED PROVISIONS THAT WOULD INCREASE DATA ABOUT SERVICE CONTRACTS. SUPPORTED PROVISIONS TO MAKE DOD REVOLVING DOOR AND IG REPORTS PUBLIC. H.R. 1942, CONTRUCTION QUALITY ASSURANCE ACT OF 2013, OFFERED ADVICE FOR HOLDING PRIME CONTRACTORS ACCOUNTABLE FOR DISCLOSURE OF SUBCONTRACTORS DURING THE BIDDING PROCESS.

H.R. 450, Bureau of Consumer Financial Protection Accountability Act H.R. 605, Insurance Consumer Protection and Solvency Act of 2013 H.R. 634, Business Risk Mitigation and Price Stabilization Act of 2013 H.R. 677, Inter-Affiliate Swap Clarification Act H.R. 742, Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013 H.R. 992 / S. 474, Swaps Regulatory Improvement Act H.R. 1038, Public Power Risk Management Act of 2013 H.R. 1062, SEC Regulatory Accountability Act H.R. 1105, Small Business Capital Access and Job Preservation Act H.R. 1106 / S. 550, Small Business Investment Company Modernization Act of 2013 H.R. 1135, Burdensome Data Collection Relief Act H.R. 1221 / S. 737, Basel III Capital Impact Study Act H.R. 1256, Swap Jurisdiction Certainty Act H.R. 1341, Financial Competitive Act of 2013 H.R. 1564 / S. 1526, Audit Integrity and Jobs Protection Act H.R. 1800, Small Business Credit Availability Act H.R. 2122 / S. 1029, Regulatory Accountability Act of 2013 H.R. 2140, Insurance Capital and Accounting Standards Act of 2013 H.R. 2274, Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2013 H.R. 2374, Retail Investor Protection Act H.R. 2446, Responsible Consumer Financial Protection Regulations Act of 2013 H.R. 2546 / S. 1257, Protect American Investments Act of 2013 H.R. 2733, Defending American Taxpayers From Abusive Government Takings Act of 2013 H.R. 3193, Consumer Financial Protection Safety and Soundness Improvement Act of 2013 H.R. 3448, Small Cap Liquidity Reform Act of 2014 H.R. 3519, Bureau of Consumer Financial Protection Accountability and Transparency Act of 2013 H.R. 3623, Improving Access to Capital for Emerging Growth Companies Act H.R. 3701, U.S. Financial Services Global Viability Act H.R. 3770, Bureau of Consumer Financial Protection-Inspector General Reform Act of 2013 H.R. 3819 / S. 1907, Fairness for Community Job Creators Act H.R. 3928, Federal Reserve Accountability and Transparency Act of 2014 H.R. 4164, Small Company Disclosure Simplification Act H.R. 4167, Restoring Proven Financing for American Employers Act H.R. 4200, SBIC Advisers Relief Act of 2014 H.R. 4383, Bureau of Consumer Financial Protection Small Business Advisory Board Act H.R. 4387, FSOC Transparency and Accountability Act H.R. 4413, Customer Protection and End User Relief Act H.R. 4466, Financial Regulatory Clarity Act of 2014 H.R. 4510 / S. 2270, Insurance Capital Standards Clarification Act of 2014 H.R. 4554, Restricted Securities Relief Act of 2014 H.R. 4565, Startup Capital Modernization Act of 2014 H.R. 4568, Small Business Freedom to Grow Act of 2014 H.R. 4569, Disclosure Modernization and Simplification Act of 2014 H.R. 4570, Private Placement Improvement Act of 2014 H.R. 4571, To direct the Securities and Exchange Commission to revise its rules so as to increase the threshold amount for requiring issuers to provide certain disclosures relating to compensatory benefit plans H.R. 4604, CFPB Data Collection Security Act H.R. 4662, Bureau Advisory Opinion Act H.R. 4684, Bureau Guidance Transparency Act H.R. 4697, Small-Cap Access to Capital Act H.R. 4804, Bureau Examination Fairness Act H.R. 4811, Bureau Guidance Transparency Act H.R. 4842, Business Supply Chain Transparency on Trafficking and Slavery Act of 2014 S. 635, Privacy Notice Modernization Act of 2013 S. 888, A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934 S. 1217, Housing Finance Reform and Taxpayer Protection Act of 2013 S. 1369, A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes S. 2244, Terrorism Risk Insurance Program Reauthorization Act of 2014 Draft legislation on conflict minerals disclosures Various issues relating to implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L. 111-203), including proposals to alter the derivatives provisions; Moving Ahead for Progress in the 21st Century Act (P.L. 112-140), including Sec. 40312, issues related to pension fund stabilization; implementation of the Jumpstart our Business Startups Act (P.L. 112-106); Consumer Financial Protection Bureau reform; Securities and Exchange Commission reform; Financial Stability Oversight Council (FSOC) reform; Department of Labor definition of fiduciary duty rules; international capital standards for non-banks; systemic risk regulations for non-bank financial companies; financial reporting policies reform; regulation of money market mutual funds; proposed Volcker Rule, trust preferred bonds and collateralized loan obligations; proposed risk retention rules and the collateralized loan obligations market; Commodity Futures Trading Commission's derivatives regulations; amendments to Rule 701 under the Securities Act of 1933; Basel III capital standards; proposed money market mutual fund regulation; reconciliation of merchant card and third-party payments; political spending disclosures; transparent financial reporting; Federal Reserve Boards review of 2003 determination that certain commodity activities are complementary to financial activities and thus permissible for bank holding companies; reducing barriers to capital formation; capital requirements and systemically important financial institutions; oversight of proxy advisory firms; credit risk retention rules

H.R. 4164, Small Company Disclosure Simplification Act Draft legislation on conflict minerals audits Various issues relating to implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L. 111-203); implementation of the Jumpstart Our Business Startups Act (P.L. 112-106); proposed lease accounting standards; accounting convergence projects, auditing and extensible business reporting language

Client expense: $21,610,000 · Firm income: Not reported

See addendum.H.R. 4200, SBIC Advisers Relief Act of 2014 H.R. 4164, Small Company Disclosure Simplification Act S. 1923, Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2014

Client expense: $1,960,000 · Firm income: Not reported

Government targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

H.R. 677, the Inter-Affiliate Swap Clarification Act; H.R. 1256, the Swap Jurisdiction Certainty Act; H.R. 1341, Financial Competitive Act of 2013; H.R. 992, the Swaps Regulatory Improvement Act; HR 4164, Restoring Proven Financing for American Employers Act; HR 4413, Consumer Protection and End User Relief Act

Client expense: Not reported · Firm income: $20,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 677, the Inter-Affiliate Swap Clarification Act; H.R. 1256, the Swap Jurisdiction Certainty Act; H.R. 1341, Financial Competitive Act of 2013; H.R. 992, the Swaps Regulatory Improvement Act; HR 4164, Restoring Proven Financing for American Employers Act; HR 4413, Consumer Protection and End User Relief Act

Client expense: Not reported · Firm income: $20,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

URGED SENATE ARMED SERVICES COMMITTEE TO CONDUCT ITS MARKUP OF THE NATIONAL DEFENSE AUTHORIZATION ACT, ONE OF THE MOST IMPORTANT BILLS IN CONGRESS, IN PUBLIC LIKE ITS COUNTERPART IN THE HOUSE.ASKED SOLICITOR GENERAL TO NOT SUBMIT AN AMICUS BRIEF TO COURT CASE WALDBURGER V. CTS CORPORATION IN SUPPORT OF A KNOWN POLLUTER, A CASE THAT WOULD AFFECT CAMP LEJEUNE WATER CONTAMINATION VICTIMS, AND URGED THE PRESIDENT TO SUPPORT VICTIMS OF CAMP LEJEUNE AS THE DEPARTMENT OF JUSTICE SEEKS TO UNDERMINE THE LEGAL RIGHTS OF VICTIMS. SUPPORTED FULL IMPLEMENTATION OF THE WHISTLEBLOWER PROTECTION ENHANCEMENT ACT, A LAW THAT PROTECTS FEDERAL WHISTLEBLOWERS FROM RETALIATION [PUBLIC LAW NO: 112-199]. H.R. 3381/S.1681, INTELLIGENCE AUTHORIZATION ACT FOR FY2014, SUPPORTED WHISTLEBLOWER PROTECTION PROVISIONS INCLUDED IN THE SENATE VERSION OF THE BILL [H.R. 3381 PLACED ON THE HOUSE LEGISLATIVE CALENDAR ON NOVEMBER 25, 2013; S. 1681 PLACED ON THE SENATE LEGISLATIVE CALENDAR ON NOVEMBER 13, 2013]. URGED FDA TO DO MORE TO ENSURE ALL AGENCY PERSONNEL AND FEDERAL FUND RECIPIENTS ARE BETTER TRAINED IN WHISTLEBLOWER PROTECTIONS. URGED CONGRESS AND THE PRESIDENT TO MANDATE A GOVERNMENT-WIDE POLICY TO PROTECT WHISTLEBLOWER AND OTHER CONSTITUTIONAL RIGHTS AND PREVENT FUTURE EMPLOYEE SURVEILLANCE ABUSES. URGED SENATE TO IMPROVE CONTRACTOR PERFORMANCE AND INTEGRITY SYSTEM. URGED HOUSE TO IMPROVE COMMERCIAL ITEM DEFINITION TO PREVENT NONCOMMERCIAL BUYING WITHOUT COST OR PRICING DATA. URGED NARA TO FINALIZE THE CONTROLLED UNCLASSIFIED INFORMATION RULES THAT HAVE BEEN PROPOSED. URGED CONGRESS AND THE ADMINISTRATION TO ADOPT MEASURES TO REVEAL THE TRUE COSTS OF SERVICE CONTRACTING. U.S. NATIONAL ACTION PLAN FOR THE OPEN GOVERNMENT PARTNERSHIP: MADE RECOMMENDATIONS FOR IMPLEMENTATION OF COMMITMENTS TO INCREASE GOVERNMENT ACCOUNTABILITY THOUGH IMPROVING FOIA, REDUCING OVERCLASSIFICATION, PROTECTING WHISTLEBLOWERS AND FREEDOM OF SPEECH, ENDING SECRET LAW, ENCOURAGING PROACTIVE DISCLOSURE OF ETHICS AND OTHER GOV INFO, PROVIDING EXTRACTIVE INDUSTRY TRANSPARENCY, INCREASING TRANSPARENCY IN FEDERAL SPENDING. S. 2127, INSPECTOR GENERAL EMPOWERMENT ACT OF 2014, SUPPORTED PROVISIONS TO AMEND THE INSPECTOR GENERAL ACT OF 1978 TO ELIMINATE A PROBLEM IN THE LAW THAT REQUIRES ALLEGATIONS OF ATTORNEY MISCONDUCT AT DOJ TO BE INVESTIGATED BY AN AGENCY THAT REPORTS DIRECTLY TO THE ATTORNEY GENERAL RATHER THAN THE AUTONOMOUS OFFICE OF THE INSPECTOR GENERAL [REFERRED TO THE SENATE COMMITTEE ON THE JUDICIARY ON MARCH 13, 2014]. URGED DEPARTMENT OF JUSTICE TO REFORM OFFICE OF PROFESSIONAL RESPONSIBILITY TO REQUIRE REPORTING OF MISCONDUCT TO RELEVANT STATE BAR AUTHORITIES, INCREASE TRANSPARENCY, AND EMPOWER THE DOJ OFFICE OF INSPECTOR GENERAL TO INVESTIGATE MISCONDUCT THROUGHOUT THE AGENCY LIKE OTHER INSPECTORS GENERAL. URGED THE PRESIDENT TO FILL INSPECTORS GENERAL VACANCIES AND CONGRESS TO CONDUCT OVERSIGHT OF VACANCIES TO ROOT OUT WASTE AND INCREASE GOVERNMENT ACCOUNTABILITY.MADE RECOMMENDATIONS FOR IMPROVEMENTS TO INSPECTORS GENERAL AUTHORITY AND OPERATIONS TO MAKE THESE WATCHDOGS MORE EFFECTIVE. H.R.3361/S.1599, USA FREEDOM ACT: SUPPORTED MORE TRANSPARENCY, OVERSIGHT, AND ACCOUNTABILITY IN DOMESTIC SURVEILLANCE AND OTHER INTELLIGENCE ACTIVITIES AND THE END OF SECRET LAW AND SPYING ON ORDINARY AMERICANS [REFERRED TO COMMITTEES]. S.1551, INTELLIGENCE OVERSIGHT AND SURVEILLANCE REFORM ACT, SUPPORTED REQUIRE PUBLIC RELEASE OF DECLASSIFIED VERSIONS OF LEGAL DOCUMENTS THAT SUBSTANTIVELY INTERPRET THE PATRIOT ACT AND THE FOREIGN INTELLIGENCE SURVEILLANCE ACT (FISA), INCLUDING FOREIGN INTELLIGENCE SURVEILLANCE COURT (FISC OR FISA COURT) DECISIONS [REFERRED TO THE COMMITTEE ON THE JUDICIARY ON SEPTEMBER 25, 2013]. S. 1631, THE FISA IMPROVEMENTS ACT: OPPOSED THIS CODIFICATION AND EXPANSION OF NSA SURVEILLANCE PROGRAMS [S. 1631 REPORTED BY SENATE SELECT COMMITTEE ON INTELLIGENCE ON OCTOBER 31, 2013]. H.R. 4291, FISA TRANSPARENCY AND MODERNIZATION ACT, OPPOSED PROPOSED FISA REFORMS BECAUSE CONGRESS AND THE ADMINISTRATION SHOULD DO MUCH MORE THAN MERELY END ONE TYPE OF BULK COLLECTION [REFERRED TO THE HOUSE PERMANENT SELECT COMMITTEE ON INTELLIGENCE ON MARCH 25, 2014] CALLED FOR DISCLOSURE OF ANY SURVEILLANCE OF U.S. ORGANIZATIONS OR INDIVIDUALS ADVOCATING ON U.S. TRADE POLICY. H.R.3278/S.1809: SUPPORTED THIS NATIONAL SECURITY WORFORCE ACCOUNTABILITY LEGISLATION TO SUPPORT CLARIFYING CIVIL SERVICE AND WHISTLEBLOWER PROTECTIONS FOR FEDERAL WORKERS IN NATIONAL SECURITY POSITIONS [REFERRED TO COMMITTEE]. SUPPORTED IMPLEMENTATION OF AND PROPER FUNDING FOR NEWLY EXPANDED WHISTLEBLOWER PROTECTIONS FOR FEDERAL WORKERS, INCLUDING INTELLIGENCE AND NATIONAL SECURITY WORKERS, AND PROTRECTIONS FOR CONTRACTORS AND GRANTEES. H.R.4197, ALL CIRCUIT REVIEW EXTENSION ACT, SUPPORTED PROVISIONS TO EXTEND THE PERIOD OF CERTAIN AUTHORITY WITH RESPECT TO JUDICIAL REVIEW OF MERIT SYSTEMS PROTECTION BOARD DECISIONS RELATING TO WHISTLEBLOWERS [REPORTED OUT OF HOUSE COMMITTEE ON OVERSIGHT AND GOVERNMENT REFORM ON MARCH 12, 2014] H.R. 2061/S. 994, DIGITAL ACCOUNTABILITY AND TRANSPARENCY (DATA) ACT: SUPPORTED LEGISLATIVE AND ADMINISTRATION EFFORTS TO MAKE IT EASIER TO MORE RELIABLY FOLLOW HOW TAXPAYER DOLLARS ARE SPENT; URGED PRESIDENT TO SUPPORT DATA ACT AS PROPOSED BY CONGRESS, REJECTING THE OFFICE OF MANAGEMENT AND BUDGET'S PROPOSED REVISIONS THAT WEAKEN PROVISIONS IN THE BILL [H.R. 2061 PASSED HOUSE ON NOVEMBER 18, 2013; S. 994 REPORTED BY THE SENATE HOMELAND SECURITY AND GOVERNMENTAL AFFAIRS COMMITTEE ON MARCH 27, 2014]. H.R. 1211, FOIA OVERSIGHT AND IMPLEMENTATION ACT OF 2013, SUPPORTED REFORMS IN THIS BILL TO INCREASE PUBLIC ACCESS TO GOVERNMENT INFORMATION THROUGH PROACTIVE DISCLOSURE AND FOIA REFORMS SUCH AS AN ONLINE PORTAL, INCREASED INDEPENDENCE AND AUTHORITY OF OGIS, AND REDUCING THE OVERUSE AND ABUSE OF EXEMPTIONS [PASSED HOUSE ON FEBRUARY 25, 2014]. MADE RECOMMENDATIONS TO SENATE ON KEY REFORMS TO INCLUDE IN FOIA LEGISLATION.S. 954/H.R. 1947/H.R. 2642, FEDERAL AGRICULTURE REFORM AND RISK MANAGEMENT ACT OF 2013: OPPOSED PROVISIONS IN THE FARM BILL THAT WOULD CREATE UNNECESSARY PRIVACY MEASURES AND UNDERMINE FOIA [H.R. 2642, Pub.L. 11379, WAS SIGNED INTO LAW ON FEBRUARY 7, 2014 WITHOUT THE HARMFUL PROVISIONS]. H.R. 4157, FARMER IDENTITY PROTECTION ACT, OPPOSED UNNECESSARY PRIVACY MEASURES THAT UNDERMINE FOIA AND PUBLIC HEALTH [REFERRE D TO THE SUBCOMMITTEE ON ENVIRONMENT ON MARCH 11, 2014]. URGED RESPONSE SYSTEMS TO ADULT SEXUAL ASSAULT CRIMES PANEL (RSP) TO OPEN ITS HEARINGS TO THE PUBLIC TO INCREASE TRANSPARENCY WITH HOW THE DEPARTMENT OF DEFENSE IS DEALING WITH THE EPIDEMIC OF SEXUAL ASSAULT IN THE MILITARY. H.R. 3345, STOP UNWORTHY SPENDING ACT (SUSPEND ACT): SUPPORTED IMPROVING CONTRACTOR RESPONSIBILITY, STRENGTHENING SUSPENSION AND DEBARMENT LAWS [H.R. 3345 ORDERED TO BE REPORTED BY VOICE VOTE ON OCTOBER 28, 2013]. H.R. 3316, GRANT ACT, SUPPORTED PROVISIONS FOR INCREASED TRANSPARENCY IN GRANTMAKING AND URGED CONGRESS TO SCHEDULE A VOTE [REPORTED BY HOUSE COMMITTEE ON OVERSIGHT AND GOVERNMENT REFORM ON OCTOBER 29, 2013] H.R. 3317, HOLDING INDIVIDUALS ACCOUNTABLE AND DETERRING MONEY LAUNDERING ACT: SUPPORTED STRENGTHENING OF FEDERAL STATUTES TO DETER MONEY LAUNDERING AND TERRORISM FINANCING [H.R. 3317 REFERRED TO SUBCOMMITTEE ON CRIME, TERRORISM, HOMELAND SECURITY, AND INVESTIGATIONS ON JANUARY 9, 2014]. H.R. 2638/S. 1271, FOREIGN AID TRANSPARENCY AND ACCOUNTABILITY ACT OF 2013: SUPPORTED PROVISIONS TO ESTABLISH GUIDELINES FOR FOREIGN ASSISTANCE FUNDS IN THE INTEREST OF GREATER ACCOUNTABILITY [H.R. 2638 REFERRED TO HOUSE FOREIGN AFFAIRS COMMITTEE ON JULY 10, 2013; S. 1271 REPORTED BY SENATE FOREIGN RELATIONS COMMITTEE ON NOVEMBER 14, 2013]. URGED THE FEDERAL COMMUNICATIONS COMMISSION (FCC) TO RECLASSIFY BROADBAND ACCESS SERVICES AS TELECOMMUNICATIONS SERVICES TO PREVENT DISCRIMINATION AND BLOCKING ONLINE FOLLOWING A RELATED COURT DECISION. URGED PRESIDENT TO EXPEDITE THE DECLASSIFICATION OF THE REPORT BY THE SENATE SELECT COMMITTEE ON INTELLIGENCE (SSCI) ON THE INTERROGATION AND DETENTION PRACTICES OF THE CENTRAL INTELLIGENCE AGENCY (CIA) [SSCI WILL VOTE ON RELEASING THE REPORT]. URGED CONGRESS TO RESTORE FUNDING TO THE OFFICE OF TECHNOLOGY ASSESSMENT (OTA), AN IMPORTANT RESOURCE OF TECHNOLOGICAL EXPERTISE FOR CONGRESS. URGED CONGRESS TO MAKE CONGRESSIONAL DATA MORE ACCESSIBLE BY ENSURING THAT TIMELY BILL STATUS INFORMATION IS AVAILABLE TO THE PUBLIC IN XML FORMAT AND THAT CONGRESS CONTINUES TO SUPPORT THE WORK OF THE LEGISLATIVE BRANCH BULK DATA TASK FORCE. URGED THE REPLACEMENT OF STEVE ASHER AS ASSOCIATE ADMINISTRATOR FOR DEFENSE NUCLEAR SECURITY/CHIEF OF DEFENSE NUCLEAR SECURITY AT THE NATIONAL NUCLEAR SECURITY ADMINISTRATION (NNSA) OVER CONCERNS ABOUT HIS LACKING LEADERSHIP SKILLS [ASHER IS CURRENTLY ACTING CHIEF OF DEFENSE NUCLEAR SECURITY AT THE NNSA].URGED OFFICE OF THE FEDERAL REGISTER TO INCREASE TRANSPARENCY BY ISSUING A FINAL RULE THAT REQUIRES THAT STANDARDS INCORPORATED BY REFERENCE IN PROPOSED RULES AND IN FINAL RULES BE AVAILABLE FOR FREE ON THE INTERNET. H.R. 1133, THE PRESIDENTIAL LIBRARY DONATION REFORM ACT, SUPPORTED INCREASED TRANSPARENCY FOR FUNDRAISING FOR PRESIDENTIAL LIBRARIES AND URGED CONGRESS TO SCHEDULE A VOTE [H.R. 1133 WAS REPORTED BY THE HOUSE COMMITTEE ON OVERSIGHT AND GOVERNMENT REFORM ON JUNE 20, 2013]. H.R. 4245, TRANSPARENCY IN GOVERNMENT ACT, SUPPORTED PROVISIONS TO INCREASE TRANSPARENCY THROUGH IMPROVEMENTS TO FOIA, POSTING OF CRS REPORTS ONLINE, REQUIRING GREATER ETHICS DISCLOSURES, REQUIRING REPORTS ON FOREIGN LOBBYISTS, IMPROVING USASPENDING.GOV, REQUIRING MORE CONGRESSIONAL COMMITTEE TRANSPARENCY, AND OTHER GOOD GOVERNMENT REFORMS [REFERRED TO THE HOUSE COMMITTEE ON OVERSIGHT AND GOVERNMENT REFORM ON MARCH 13, 2014]. H.R. 1380, ACCESS TO CONGRESSIONALLY MANDATED REPORTS ACT, SUPPORTED PROVISIONS THAT STATE THAT ANY REPORT REQUIRED BY LAW TO BE SUBMITTED TO CONGRESS THAT IS RELEASABLE UNDER THE FREEDOM OF INFORMATION ACT MUST BE POSTED ON A WEBSITE MANAGED BY THE GOVERNMENT PRINTING OFFICE [H.R. 1380 REPORTED BY HOUSE COMMITTEE ON OVERSIGHT AND GOVERNMENT REFORM ON MARCH 22, 2013]. URGED CONGRESS TO INCREASE OVERSIGHT OF NNSA PROGRAMS. H.R. 4164, SMALL COMPANY DISCLOSURE SIMPLIFICATION ACT, OPPOSED PROVISIONS THAT WOULD NEEDLESSLY EXEMPT 60% OF PUBLIC COMPANIES FROM THE OBLIGATION TO FILE OPEN DATA FINANCIAL STATEMENTS WITH THE SECURITIES AND EXCHANGE COMMISSION.

Capital Market Enhancements H.R. 3623: Improving Access to Capital for Emerging Growth Companies ActSarbanes Oxley Section 404 (b) Mandatory Audit Firm Rotation H.R. 1564/S. 1526: The Audit Integrity and Job Protection Act Capital Formation Investment Incentives Reform of Passive Loss Rules Reform of Net Operating Loss Rules Reform of Capital Gains Rules S. 1658: The Start-up Jobs and Innovation Act Reform of SEC Regulation D Implementation of Jumpstart Our Business Start-ups (JOBS) Act Legislative Amendments to SEC Rule 12b-2 Filing Status Definitions H.R. 2629: The Fostering Innovation Act XBRL Exemption for Small Public Companies H.R. 4164: Small Company Disclosure Simplification Act Stock Exchange Tick Size H.R. 3488: The Small Cap Liquidity Reform Act

Client expense: $1,990,000 · Firm income: Not reported

Comprehensive Tax Reform, Tax Extenders (R&D Credit, CFC-Look Through), International Tax Competitiveness, HR 4164, HR 4438

Client expense: $5,808,000 · Firm income: Not reported

Government targets: Defense, Dept of (DOD), Energy, Dept of, Environmental Protection Agency (EPA), HOUSE OF REPRESENTATIVES, SENATE, White House Office

See AddendumH.R. 4200: SBIC Advisers Relief Act of 2014 H.R. 4164: Small Company Disclosure Simplification Act S. 1923: Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2014

Client expense: $1,730,000 · Firm income: Not reported

Government targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

H.R. 1564, Audit Integrity and Job Protection Act H.R. 4164, Small Company Disclosure Simplification Act Draft legislation relating to limit audit liability Various issues relating to implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L. 111-203); implementation of Jumpstart Our Business Startups Act (P.L. 112-106); proposed lease accounting standards; accounting convergence projects, auditing and extensible business reporting language

Client expense: $18,960,000 · Firm income: Not reported

H.R. 450, Bureau of Consumer Financial Protection Accountability Act H.R. 634, Business Risk Mitigation and Price Stabilization Act of 2013 H.R. 677, Inter-Affiliate Swap Clarification Act H.R. 742, Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013 H.R. 992 / S. 474, Swaps Regulatory Improvement Act H.R. 1038, Public Power Risk Management Act of 2013 H.R. 1062, SEC Regulatory Accountability Act H.R. 1105, Small Business Capital Access and Job Preservation Act H.R. 1106 / S. 550, Small Business Investment Company Modernization Act of 2013 H.R. 1135, Burdensome Data Collection Relief Act H.R. 1221, Basel III Capital Impact Study Act H.R. 1256, Swap Jurisdiction Certainty Act H.R. 1341, Financial Competitive Act of 2013 H.R. 1564 / S. 1526, Audit Integrity and Jobs Protection Act H.R. 1800, Small Business Credit Availability Act H.R. 2122, Regulatory Accountability Act of 2013 H.R. 2274, Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2013 H.R. 2374, Retail Investor Protection Act H.R. 2446, Responsible Consumer Financial Protection Regulations Act of 2013 H.R. 2546 / S. 1257, Protect American Investments Act of 2013 H.R. 2733, Defending American Taxpayers From Abusive Government Takings Act of 2013 H.R. 3193, Consumer Financial Protection Safety and Soundness Improvement Act of 2013 H.R. 3448, Small Cap Liquidity Reform Act of 2014 H.R. 3519, Bureau of Consumer Financial Protection Accountability and Transparency Act of 2013 H.R. 3623, Improving Access to Capital for Emerging Growth Companies Act H.R. 3701, U.S. Financial Services Global Viability Act H.R. 3819 / S. 1907, Fairness for Community Job Creators Act H.R. 3928, Federal Reserve Accountability and Transparency Act of 2014 H.R. 4164, Small Company Disclosure Simplification Act H.R. 4167, Restoring Proven Financing for American Employers Act S. 737, Basel III Impact Study Act S. 888, A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934 S. 1029, Regulatory Accountability Act of 2013 S. 1369, A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes Draft legislation on human trafficking disclosure Various issues relating to Consumer Financial Protection Bureau reform; Securities and Exchange Commission reform; financial reporting policies reform; Financial Stability Oversight Council (FSOC) reform; implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L. 111-203), including proposals to alter the derivatives provisions; Moving Ahead for Progress in the 21st Century Act (MAP-21) (P.L. 112-141), including Sec. 40,312, issues related to pension fund stabilization; regulation of money market mutual funds; proposed Volcker Rule, trust preferred bonds and collateralized loan obligations; proposed risk retention rules and the collateralized loan obligations market; Commodity Futures Trading Commission's derivatives regulations; amendments to Rule 701 under the Securities Act of 1933; Basel III capital standards; reconciliation of merchant card and third-party payments; political spending disclosures; transparent financial reporting; Federal Reserve Boards review of 2003 determination that certain commodity activities are complementary to financial activities and thus permissible for bank holding companies; Private Securities Litigation Act (P.L. 104-67); implementation of the Jumpstart our Business Startups Act (P.L. 112-106); reducing barriers to capital formation; capital requirements and systemically important financial institutions; oversight of proxy advisory firms

Lobbied in favor of Digital Accountability and Transparency Act (DATA Act), H.R. 2016 and S. 994; in favor of Financial Industry Transparency Act (H.R. 6038 in 111th Congress); and against the Small Company Disclosure Simplification Act, H.R. 4164. Lobbied in favor of the publication of federal information as standardized, machine-readable data rather than as disconnected documents.

Client expense: Not reported · Firm income: $20,000

Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, Office of Science & Technology Policy (OSTP), SENATE, Securities & Exchange Commission (SEC), Transportation, Dept of (DOT), Treasury, Dept of

H.R. 677, the Inter-Affiliate Swap Clarification Act; H.R. 1256, the Swap Jurisdiction Certainty Act; H.R. 1341, Financial Competitive Act of 2013; H.R. 992, the Swaps Regulatory Improvement Act; HR 4164, Restoring Proven Financing for American Employers Act; Waters-Maloney letter on collateralized loan obligations

Client expense: Not reported · Firm income: $20,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 677, the Inter-Affiliate Swap Clarification Act; H.R. 1256, the Swap Jurisdiction Certainty Act; H.R. 1341, Financial Competitive Act of 2013; H.R. 992, the Swaps Regulatory Improvement Act; HR 4164, Restoring Proven Financing for American Employers Act; Waters-Maloney letter on collateralized loan obligations

Client expense: Not reported · Firm income: $20,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE