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Insider Trading Prohibition Act
Legislative Progress
Momentum (last 30 days)
0
score
0 actions · 0 new cosponsors · 0 votes
Speed vs cohort
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vs 6,526 other HR bills in the 114th — cohort avg 56d
Insider Trading Prohibition Act This bill amends the Securities Exchange Act of 1934 to prohibit any person from trading securities or effectuating such trades while in possession of related material, nonpublic information, or while either knowing or recklessly disregarding that the information has been obtained wrongfully, or that the transactions would constitute a wrongful use of such information. It shall also be unlawful for any person whose own securities transactions violate this Act to communicate wrongfully to another person material, nonpublic information relating to either those transactions or the market for them if the other person: purchases, sells, or causes the purchase or sale of, any security or security-based swap or enters into or causes the entry into any security-based swap agreement, to which such communication relates; or communicates the information to another person who makes or causes such a transaction while in possession of such information. The other person's ensuing purchase, sale, or entry while in possession of such information must also be reasonably foreseeable. A standard and a knowledge requirement are prescribed for acts constituting unlawful trading in securities. A person who has neither participated in, profited from, nor induced violations of this Act is shielded from liability even though that person controls or employs the violator. The Securities and Exchange Commission is authorized to exempt from this Act persons, securities, or transactions, subject to any necessary or appropriate terms and conditions, if it determines that the exemption is not inconsistent with the purposes of this Act.
These links require the bill number to appear in the filing's source-reported specific issue text. Client expenses and lobbying-firm income are separate disclosure fields.
Filing registrants (3)
2018 · fourth_quarter · Taxation/Internal Revenue Code
Legislative oversight of implementation of H.R. 1 - The Tax Cuts and Jobs Act. H.R. 1625 - Consolidated Appropriations Act, 2018 - Division U (Technical corrections to partnership audit provisions in the Bipartisan Budget Act of 2015.) Carried Interest/Enterprise Value. International tax reform. Taxation of pass-through entities. Taxation of financial products. Limitations on deductions. 864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors Unrelated Business Income Tax (UBIT) Section 451(b) of the Internal Revenue Code. Legislative oversight of implementation of rules under 871(m) of the Internal Revenue Code.
Referred to the House Committee on Financial Services.
Introduced in House
Congress.gov source codes: 1000, Intro-H
Bills with similar content found using semantic analysis.
Sources: Congress.gov
Client expense: $630,000 · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
2018 · third_quarter · Taxation/Internal Revenue Code
Legislative oversight of implementation of H.R. 1 - The Tax Cuts and Jobs Act. H.R. 1625 - Consolidated Appropriations Act, 2018 - Division U (Technical corrections to partnership audit provisions in the Bipartisan Budget Act of 2015.) Carried Interest/Enterprise Value. International tax reform. Taxation of pass-through entities. Taxation of financial products. Limitations on deductions. 864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors Unrelated Business Income Tax (UBIT) Section 451(b) of the Internal Revenue Code. Legislative oversight of implementation of rules under 871(m) of the Internal Revenue Code.
Client expense: $620,000 · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
2018 · second_quarter · Taxation/Internal Revenue Code
Legislative oversight of implementation of H.R. 1 - The Tax Cuts and Jobs Act. H.R. 1625 - Consolidated Appropriations Act, 2018 - Division U (Technical corrections to partnership audit provisions in the Bipartisan Budget Act of 2015.) Carried Interest/Enterprise Value. International tax reform. Taxation of pass-through entities. Taxation of financial products. Limitations on deductions. 864(b) safe harbor for investment in U.S. securities and other assets by non-U.S. investors Unrelated Business Income Tax (UBIT) Legislative oversight of implementation of rules under 871(m) of the U.S. Tax Code.
Client expense: $730,000 · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
2018 · first_quarter · Retirement
Issues related to tax incentives for retirement savings. Issues related to electronic delivery of IRC- and ERISA-mandated statements and disclosures. Issues related to recordkeeping simplification for 401(k) plans. H.R. 854 Retirement Security for American Workers. Issues related to lifetime income and auto features. H.R. 4610, the RETIRE Act. H.R. 1625, Consolidated Appropriations Act. S. 2526/H.R. 5282, Retirement Enhancement and Savings Act of 2016.
Client expense: Not reported · Firm income: $10,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2018 · first_quarter · Retirement
Issues related to retirement and taxation. House Republican Task Force Blueprint. Issues related to employee benefit plan administration and electronic delivery of IRC- and ERISA- mandated statements and disclosures. Proposals that would consolidate various retirement and IRA types. H.R. 1, the Tax Cuts and Jobs Act. H.R. 4610, the RETIRE Act. H.R. 1625, Consolidated Appropriations Act. S. 2526/H.R. 5282, Retirement Enhancement and Savings Act of 2016.
Client expense: Not reported · Firm income: $30,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2018 · first_quarter · Taxation/Internal Revenue Code
Issues related to retirement and taxation. Issues related to electronic delivery of IRC-and ERISA-mandated statements and disclosures. Proposals that would consolidate various retirement and IRA types. H.R. 4610, the RETIRE Act. H.R. 1625, Consolidated Appropriations Act. S. 2526/H.R. 5282, Retirement Enhancement and Savings Act of 2016.
Client expense: Not reported · Firm income: $30,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2018 · first_quarter · Retirement
Issues related to tax incentives for retirement savings. Issues related to electronic delivery of IRC-and ERISA-mandated statements and disclosures. Issues related to lifetime income. Proposals related to tax treatment of retirement plans, IRAs, and annuity products. Issues related to the Department of Labor's regulation defining fiduciary for investment advice purposes. H.R. 4610, the RETIRE Act. H.R. 4604, Increasing Access to a Secure Retirement Act. H.R. 1625, Consolidated Appropriations Act. S. 2526/H.R. 5282, Retirement Enhancement and Savings Act of 2016.
Client expense: Not reported · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2018 · first_quarter · Retirement
Proposals related to retirement plans for small business. Proposals to reform the multiple employer plan rules, including H.R. 854, Retirement Security for American Workers Act. Guidance related to nondiscrimination rules for defined contribution plan annuity investment products. Issues related to tax incentives for retirement savings. Issues related to income investment options. Proposals related to electronic disclosure, including H.R. 4610, the RETIRE Act. Plan consolidation. Proposals to amend the Internal Revenue Code and ERISA to avoid duplicative annual reporting. S. 223, Senior $afe Act. H.R. 3910, to make lifetime income and managed account options of defined contribution retirement savings plans portable. H.R. 4524, the Retirement Plan Simplification and Enhancement Act. H.R. 4604, Increasing Access to a Secure Retirement Act. S. 2526/H.R. 5282, Retirement Enhancement and Savings Act of 2016. H.R. 1625, Consolidated Appropriations Act.
Client expense: Not reported · Firm income: $40,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2018 · first_quarter · Taxation/Internal Revenue Code
Issues related to expanding retirement coverage, facilitating retirement income, and increasing retirement security. Issues related to qualifying longevity annuity contracts. Issues related to state law preemption. Proposals to reform the multiple employer plan rules including H.R. 854, Retirement Security for American Workers Act. Proposals related to environmental, social, and governance criteria. Kids Savings Accounts. H.R. 3910, to amend the Internal Revenue Code of 1986 to make lifetime income and managed account options of defined contribution retirement savings plans portable. Proposals related to "Rothification." S. 223, Senior$afe Act. H.R. 4523, the Automatic Retirement Plan Act. H.R. 4524, the Retirement Plan Simplification and Enhancement Act. S. 2526/H.R. 5282, Retirement Enhancement and Savings Act of 2016. H.R. 1625, Consolidated Appropriations Act.
Client expense: Not reported · Firm income: $30,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE, White House Office
2018 · first_quarter · Retirement
Issues related to expanding retirement coverage, facilitating retirement income, and increasing retirement security. Issues related to qualifying longevity annuity contracts. Issues related to state law preemption. Proposals to reform the multiple employer plan rules including H.R. 854, Retirement Security for American Workers Act. Proposals related to environmental, social, and governance criteria. Kids Savings Accounts. H.R. 3910, to amend the Internal Revenue Code of 1986 to make lifetime income and managed account options of defined contribution retirement savings plans portable. Proposals related to "Rothification." S. 223, Senior$afe Act. H.R. 4523, the Automatic Retirement Plan Act. H.R. 4524, the Retirement Plan Simplification and Enhancement Act. S. 2526/H.R. 5282, Retirement Enhancement and Savings Act of 2016. H.R. 1625, Consolidated Appropriations Act.
Client expense: Not reported · Firm income: $30,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE, White House Office
2018 · first_quarter · Taxation/Internal Revenue Code
Proposals related to PBGC premiums. Proposals related to plan funding. Proposals to facilitate new growth of pension plans. Proposals to reform the multiple employer plan rules, including H.R. 854, Retirement Security for American Workers Act. Proposals related to nondiscrimination testing of pension plans. H.R. 3596, Rightsizing Pension Premiums Act. Proposals related to defined benefit plan administration. Proposals related to "Rothification." H.R. 4524, the Retirement Plan Simplification and Enhancement Act. S. 2526/H.R. 5282, Retirement Enhancement and Savings Act of 2016. H.R. 1625, Consolidated Appropriations Act.
Client expense: Not reported · Firm income: $50,000
2018 · first_quarter · Retirement
Proposals related to PBGC premiums. Proposals related to plan funding. Proposals to facilitate new growth of pension plans. Proposals to reform the multiple employer plan rules, including H.R. 854, Retirement Security for American Workers Act. Proposals related to nondiscrimination testing of pension plans. H.R. 3596, Rightsizing Pension Premiums Act. Proposals related to defined benefit plan administration. Proposals related to "Rothification." H.R. 4524, the Retirement Plan Simplification and Enhancement Act. S. 2526/H.R. 5282, Retirement Enhancement and Savings Act of 2016. H.R. 1625, Consolidated Appropriations Act.
Client expense: Not reported · Firm income: $50,000
2018 · first_quarter · Retirement
Proposals to expand retirement plan coverage, including proposals to reform the multiple employer plan rules, including H.R. 854, Retirement Security for American Workers. Proposals related to creation of new qualified retirement plans for small business. Issues related to tax incentives for retirement savings. Issues related to the Department of Labor's regulation defining fiduciary. Qualified plan issues. Proposals that would consolidate various retirement and IRA types. Proposals related to annuity incentives. Proposals related to electronic disclosure, including H.R. 4610, the RETIRE Act. Proposals related to Rothification. H.R. 4524, the Retirement Plan Simplification and Enhancement Act. H.R. 4604, Increasing Access to a Secure Retirement Act. S. 2526/H.R. 5282, Retirement Enhancement and Savings Act of 2016. H.R. 1625, Consolidated Appropriations Act.
Client expense: Not reported · Firm income: $30,000
2018 · first_quarter · Retirement
Work with respect to proposals to enhance retirement savings opportunities for employers, employees, and individuals. S. 223, Senior$afe Act. Small business tax credit. Issues related to the Department of Labor's regulation defining fiduciary. H.R. 3902, Small Employer Retirement Savings Auto-Enrollment Credit Act. SIMPLE IRAs. Proposals related to "Rothification." H.R. 4524, the Retirement Plan Simplification and Enhancement Act. S. 2526/H.R. 5282, Retirement Enhancement and Savings Act of 2016. H.R. 1625, Consolidated Appropriations Act.
Client expense: Not reported · Firm income: $10,000
Government targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
2018 · first_quarter · Taxation/Internal Revenue Code
Legislative oversight of implementation of H.R. 1 - The Tax Cuts and Jobs Act. H.R. 1625 - Consolidated Appropriations Act, 2018 - Division U (Technical corrections to partnership audit provisions in the Bipartisan Budget Act of 2015.) Carried Interest/Enterprise Value. International tax reform. Taxation of pass-through entities. Taxation of financial products. Limitations on deductions. 864(b) safe harbor for investment in U.S. securities and other assets by non-U.S. investors Unrelated Business Income Tax (UBIT) Legislative oversight of implementation of rules under 871(m) of the U.S. Tax Code. Oversight of 305(c) implementation. OECD BEPS Tax Treaty Project.
Client expense: $720,000 · Firm income: Not reported
2015 · fourth_quarter · Financial Institutions/Investments/Securities
- Issues relating to use of expert networks in the investment community; - S. 702, Stop Illegal Insider Trading Act; - H.R. 1625, Insider Trading Prohibition Act.
Client expense: Not reported · Firm income: $50,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2015 · third_quarter · Financial Institutions/Investments/Securities
- Issues relating to use of expert networks in the investment community; - S. 702, Stop Illegal Insider Trading Act; - H.R. 1625, Insider Trading Prohibition Act.
Client expense: Not reported · Firm income: $50,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2015 · second_quarter · Financial Institutions/Investments/Securities
- Issues relating to use of expert networks in the investment community; - S. 702, Stop Illegal Insider Trading Act; - H.R. 1625, Insider Trading Prohibition Act.
Client expense: Not reported · Firm income: $50,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
| Democratic |
| WA |
| Dina Titus | Democratic | NV |
| Donald S. Beyer, Jr. | Democratic | VA |
| Elizabeth H. Esty | Democratic | CT |
| Emanuel Cleaver | Democratic | MO |
| Eric Swalwell | Democratic | CA |
| Gwen Moore | Democratic | WI |
| Jackie Speier | Democratic | CA |
| Jared Polis | Democratic | CO |
| Jim Cooper | Democratic | TN |
| John B. Larson | Democratic | CT |
| John C. Carney Jr. | Democratic | DE |
| John K. Delaney | Democratic | MD |
| Kathleen M. Rice | Democratic | NY |
| Kyrsten Sinema | Independent | AZ |
| Leonard Lance | Republican | NJ |
| Michael E. Capuano | Democratic | MA |
| Nita M. Lowey | Democratic | NY |
| Patrick Murphy | Democratic | FL |
| Rick Larsen | Democratic | WA |
| Ron Kind | Democratic | WI |
| Scott H. Peters | Democratic | CA |
| Sean Patrick Maloney | Democratic | NY |
| Seth Moulton | Democratic | MA |
| Steve Womack | Republican | AR |
| Susan A. Davis | Democratic | CA |
| Suzan K. DelBene | Democratic | WA |
| Terri A. Sewell | Democratic | AL |
Government targets: HOUSE OF REPRESENTATIVES, SENATE
Government targets: HOUSE OF REPRESENTATIVES, SENATE
Government targets: HOUSE OF REPRESENTATIVES, SENATE
Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of