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Return to Prudent Banking Act of 2019
Legislative Progress
Momentum (last 30 days)
0
score
0 actions · 0 new cosponsors · 0 votes
Speed vs cohort
51pct
1d open
vs 9,062 other HR bills in the 116th — cohort avg 39d
Return to Prudent Banking Act of 2019 This bill generally separates the activities of commercial banks and investment banks. Specifically, the bill prohibits an insured depository institution from affiliating with any person or firm engaged principally in, among other things, issuing or selling stocks, bonds, notes, or other securities. Officers, directors and employees of securities firms are prohibited from simultaneously serving as an officer, director, or employee of a depository institution, except in specified circumstances. No entity issuing or selling stocks, bonds, or other securities may engage in the business of receiving deposits, which includes the establishment and maintenance of transaction accounts. The bill declares that Congress ratifies the interpretation by the Supreme Court in Investment Company Institute v. Camp (ICI) of specified statutory language regarding permissible activities of banks and securities firms. It further declares that the reasoning of the Court in that case shall continue to apply to the limitations placed upon security affiliations as enacted by this bill. No federal banking agency or federal court shall issue an interpretation regarding such security affiliations that is narrower than that of the Court in ICI.
These links require the bill number to appear in the filing's source-reported specific issue text. Client expenses and lobbying-firm income are separate disclosure fields.
Filing registrants (4)
2022 · third_quarter · Banking
Close the ILC Loophole Act H.R. 328 / S.817 - Wall Street Tax Act of 2021 H.R. XXXX -- the 21st Century Glass Steagall Act (not yet introduced in 117th) Bank capital rules (Previously H.R. 2923/S. 1587) -- Inclusive Prosperity Act of 2019 (Previously H.R. 2176 ) - Return to Prudent Banking Act of 2019 (Kaptur restore Glass-Steagall) Treasury/Federal Reserve liquidity facilities PWG Stablecoin Report PWG Stablecoin Report Crypto Regulatory Legislation (CFTC) Crypto Regulatory Legislation (Stablecoins) Crypto Regulatory Legislation (President's EO) Big Tech Crypto/Blockchain investments H.R. 5912, The Close the ILC Loophole Act Technologist letter to Congress, Exec Branch re: crypto regulation digital assets regulation digital assets regulation Central Bank Digital Currency Inflation Reduction Act Big Bank Oversight hearings (House and Senate) Credit Union Board Modernization Act (H.R.6889; Digital assets regulation Digital Commodities Consumer Protection Act (S. 4760) Digital assets regulation: general Digital assets regulation (stablecoins) Consumer Bankruptcy Reform Act
Sponsor introductory remarks on measure. (CR E448)
Referred to the House Committee on Financial Services.
Introduced in House
Congress.gov source codes: 1000, Intro-H
Bills with similar content found using semantic analysis.
Sources: Congress.gov
Client expense: $100,000 · Firm income: Not reported
Government targets: Consumer Financial Protection Bureau (CFPB), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
2022 · first_quarter · Banking
H.R. 4616 Adjustable Interest Rates (LIBOR) Act of 2021 Close the ILC Loophole Act H.R. 328 / S.817 - Wall Street Tax Act of 2021 H.R. XXXX -- the 21st Century Glass Steagall Act (not yet introduced in 116th) Bank capital rules (Previously H.R. 2176 ) - Return to Prudent Banking Act of 2019 (Kaptur restore Glass-Steagall) Treasury/Federal Reserve liquidity facilities Banking for All Act (previously S.3571 in 116th) PWG Stablecoin Report PWG Stablecoin Report Crypto Regulatory Legislation (CFTC) Crypto Regulatory Legislation (Stablecoins) Crypto Regulatory Legislation (President's EO) Big Tech Crypto/Blockchain investments H.R. 5912, The Close the ILC Loophole Act CARES Act - Paycheck Protection Program
Client expense: $150,000 · Firm income: Not reported
Government targets: Consumer Financial Protection Bureau (CFPB), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
2021 · third_quarter · Banking
(Previously H.R. 2923/S. 1587) -- Inclusive Prosperity Act of 2019 H.R. 328 / S.817 - Wall Street Tax Act of 2021 (Previously H.R. 2176 ) - Return to Prudent Banking Act of 2019 (Kaptur restore Glass-Steagall) H.R. XXXX -- the 21st Century Glass Steagall Act (not yet introduced in 116th) (Previously HR 758) - the Coronavirus Aid, Relief, and Economic Security (CARES) Act Treasury/Federal Reserve liquidity facilities Bank capital rules HR 1 - For the People Act H.R.8721 - Public Banking Act of 2020 Close the ILC Loophole Act The Climate Crisis Financial Stability Act H.R. 5253 - Fossil Free Finance Act (Previously S.2903/HR5194) Schatz/Casten Climate Change Financial Risk Act Postal banking LIBOR bill
Client expense: $100,000 · Firm income: Not reported
Government targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
2021 · second_quarter · Banking
(Previously H.R. 2923/S. 1587) -- Inclusive Prosperity Act of 2019 H.R. 328 / S.817 - Wall Street Tax Act of 2021 (Previously H.R. 2176 ) - Return to Prudent Banking Act of 2019 (Kaptur restore Glass-Steagall) H.R. XXXX -- the 21st Century Glass Steagall Act (not yet introduced in 116th) (Previously HR 758) - the Coronavirus Aid, Relief, and Economic Security (CARES) Act Treasury/Federal Reserve liquidity facilities Bank capital rules HR 1 - For the People Act H.R.8721 - Public Banking Act of 2020 Banking for All Act (S.3571 in 116th) Close the ILC Loophole Act Bank Charter Review Act HR 3948 - GSIB Act of 2021 The Climate Crisis Financial Stability Act
Client expense: $90,000 · Firm income: Not reported
Government targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
2021 · first_quarter · Banking
Banks stress tests (Previously H.R. 2923/S. 1587) -- Inclusive Prosperity Act of 2019 H.R. 328 / S.817 - Wall Street Tax Act of 2021 (Previously H.R. 2176 ) - Return to Prudent Banking Act of 2019 (Kaptur restore Glass-Steagall) H.R. XXXX -- the 21st Century Glass Steagall Act (not yet introduced in 116th) Volcker Rule (Previously HR 758) - the Coronavirus Aid, Relief, and Economic Security (CARES) Act Treasury/Federal Reserve liquidity facilities HR 1 - For the People Act (Previously S.1063) - Helping Angels Lead Our Startups Act of 2019 Prudential Standards for Large Bank Holding Companies and Savings and Loan Holding Companies (Previously S.2903/HR5194) Schatz/Casten Climate Change Financial Risk Act Banking for All Act (S.3571 in 116th)
Client expense: $70,000 · Firm income: Not reported
Government targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Labor, Dept of (DOL), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
2020 · third_quarter · Financial Institutions/Investments/Securities
H.R. 5 Equality Act H.R. 56 Financial Technology Task Force Establishment H.R. 741 Federal Financial Institutions Regulatory Actions H.R. 969 Consumer Financial Protection Appropriations Process H.R. 974 Federal Reserve Written Report H.R. 1018 Securities Exchange Act diversity data submission S. 360 Securities Exchange Diversity Data Submission S. 453 Consumer Financial Protection Appropriations Process S. 915 Public Company Shares Repurchase Prohibition H.R. 2176 Commercial Banking and Securities Business Separation H.R. 2743 Office of Financial Research Repeal H.R. 3279 Securities and Exchange Diversity Advisory Group S. 1335 Bureau of Consumer Financial Protection Elimination S. 1478 Office of Financial Research Repeal S. 1885 Corporate Fines and Penalties H.R. 4320 Corporate Fines and Penalties S. 2075 Climate Change Activities Disclosure H.R. 4767 Financial Services Innovation Promotion H.R. 4966 Bank Holding Companies Congressional Testimony H.R. 5180 Bank Holding Company Non-financial Assets Prohibition H.R. 5194 Climate Change Financial Risk Analyses H.R. 5300 Enhancing Financial Stability Research and Oversight Act H.R. 5318 Bank Merger Requirements S. 2637 Personal Information Protection S. 2685 Credit Information Release Authorization S. 2889 Data Security Requirements S. 2903 Climate Change Financial Risk Analyses
Client expense: $1,650,000 · Firm income: Not reported
2020 · first_quarter · Financial Institutions/Investments/Securities
H.R. 5 Equality Act H.R. 56 Financial Technology Task Force Establishment H.R. 741 Federal Financial Institutions Regulatory Actions H.R. 969 Consumer Financial Protection Appropriations Process H.R. 974 Federal Reserve Written Report H.R. 1018 Securities Exchange Act diversity data submission S. 360 Securities Exchange Diversity Data Submission S. 453 Consumer Financial Protection Appropriations Process S. 915 Public Company Shares Repurchase Prohibition H.R. 2176 Commercial Banking and Securities Business Separation H.R. 2743 Office of Financial Research Repeal H.R. 3279 Securities and Exchange Diversity Advisory Group S. 1335 Bureau of Consumer Financial Protection Elimination S. 1478 Office of Financial Research Repeal S. 1885 Corporate Fines and Penalties H.R. 4320 Corporate Fines and Penalties S. 2075 Climate Change Activities Disclosure H.R. 4767 Financial Services Innovation Promotion H.R. 4966 Bank Holding Companies Congressional Testimony H.R. 5180 Bank Holding Company Non-financial Assets Prohibition H.R. 5194 Climate Change Financial Risk Analyses H.R. 5300 Enhancing Financial Stability Research and Oversight Act H.R. 5318 Bank Merger Requirements S. 2637 Personal Information Protection S. 2685 Credit Information Release Authorization S. 2889 Data Security Requirements S. 2903 Climate Change Financial Risk Analyses
Client expense: $1,710,000 · Firm income: Not reported
2020 · fourth_quarter · Financial Institutions/Investments/Securities
HR 1711/S 780 No Tax Breaks for Outsourcing Act HR 1735/S 781 Carried Interest Fairness Act HR 2176 Return to Prudent Banking Act HR 1516/S 647 Wall Street Tax Act HR 3848/S 2155 Stop Wall Street Looting Act HR 3355/S 915 Reward Work Act HR 5066/S 2849 Tax Excessive CEO Pay Act of 2019 S 4139 Support for Global Financial Institution Pandemic Response Act of 2020 Encouraging More Proxy voting by Organized Workers, Employees, and Retirement Savers (EMPOWERS) Act
Client expense: $371,552 · Firm income: Not reported
Government targets: Agriculture, Dept of (USDA), Federal Aviation Administration (FAA), Federal Motor Carrier Safety Administration, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Transportation, Dept of (DOT), Treasury, Dept of, U.S. Trade Representative (USTR), White House Office
2020 · fourth_quarter · Financial Institutions/Investments/Securities
H.R. 5 Equality Act H.R. 56 Financial Technology Task Force Establishment H.R. 741 Federal Financial Institutions Regulatory Actions H.R. 969 Consumer Financial Protection Appropriations Process H.R. 974 Federal Reserve Written Report H.R. 1018 Securities Exchange Act diversity data submission S. 360 Securities Exchange Diversity Data Submission S. 453 Consumer Financial Protection Appropriations Process S. 915 Public Company Shares Repurchase Prohibition H.R. 2176 Commercial Banking and Securities Business Separation H.R. 2743 Office of Financial Research Repeal H.R. 3279 Securities and Exchange Diversity Advisory Group S. 1335 Bureau of Consumer Financial Protection Elimination S. 1478 Office of Financial Research Repeal S. 1885 Corporate Fines and Penalties H.R. 4320 Corporate Fines and Penalties S. 2075 Climate Change Activities Disclosure H.R. 4767 Financial Services Innovation Promotion H.R. 4966 Bank Holding Companies Congressional Testimony H.R. 5180 Bank Holding Company Non-financial Assets Prohibition H.R. 5194 Climate Change Financial Risk Analyses H.R. 5300 Enhancing Financial Stability Research and Oversight Act H.R. 5318 Bank Merger Requirements S. 2637 Personal Information Protection S. 2685 Credit Information Release Authorization S. 2889 Data Security Requirements S. 2903 Climate Change Financial Risk Analyses
Client expense: $1,200,000 · Firm income: Not reported
2020 · fourth_quarter · Banking
CFTC reauthorization bill Banks stress tests H.R. 2923/S. 1587 -- Inclusive Prosperity Act of 2019 H.R. 1516/S. 647 - Wall Street Tax Act of 2019 H.R. 2176 - Return to Prudent Banking Act of 2019 (Kaptur restore Glass-Steagall) H.R. XXXX -- the 21st Century Glass Steagall Act (not yet introduced in 116th) Volcker Rule HR 758 - the Coronavirus Aid, Relief, and Economic Security (CARES) Act Treasury/Federal Reserve liquidity facilities Bank capital rules
Client expense: $110,000 · Firm income: Not reported
Government targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
2020 · third_quarter · Financial Institutions/Investments/Securities
H.R. 5 Equality Act H.R. 56 Financial Technology Task Force Establishment H.R. 741 Federal Financial Institutions Regulatory Actions H.R. 969 Consumer Financial Protection Appropriations Process H.R. 974 Federal Reserve Written Report H.R. 1018 Securities Exchange Act diversity data submission S. 360 Securities Exchange Diversity Data Submission S. 453 Consumer Financial Protection Appropriations Process S. 915 Public Company Shares Repurchase Prohibition H.R. 2176 Commercial Banking and Securities Business Separation H.R. 2743 Office of Financial Research Repeal H.R. 3279 Securities and Exchange Diversity Advisory Group S. 1335 Bureau of Consumer Financial Protection Elimination S. 1478 Office of Financial Research Repeal S. 1885 Corporate Fines and Penalties H.R. 4320 Corporate Fines and Penalties S. 2075 Climate Change Activities Disclosure H.R. 4767 Financial Services Innovation Promotion H.R. 4966 Bank Holding Companies Congressional Testimony H.R. 5180 Bank Holding Company Non-financial Assets Prohibition H.R. 5194 Climate Change Financial Risk Analyses H.R. 5300 Enhancing Financial Stability Research and Oversight Act H.R. 5318 Bank Merger Requirements S. 2637 Personal Information Protection S. 2685 Credit Information Release Authorization S. 2889 Data Security Requirements S. 2903 Climate Change Financial Risk Analyses
Client expense: $1,570,000 · Firm income: Not reported
2020 · third_quarter · Financial Institutions/Investments/Securities
HR 1711/S 780 No Tax Breaks for Outsourcing Act HR 1735/S 781 Carried Interest Fairness Act HR 2176 Return to Prudent Banking Act HR 1516/S 647 Wall Street Tax Act HR 3848/S 2155 Stop Wall Street Looting Act HR 3355/S 915 Reward Work Act HR 5066/S 2849 Tax Excessive CEO Pay Act of 2019 S 4139 (Support for Global Financial Institution Pandemic Response Act of 2020)
Client expense: $402,022 · Firm income: Not reported
Government targets: Agriculture, Dept of (USDA), Federal Aviation Administration (FAA), Federal Motor Carrier Safety Administration, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Transportation, Dept of (DOT), Treasury, Dept of, U.S. Trade Representative (USTR), White House Office
2020 · third_quarter · Banking
CFTC reauthorization bill Bank capital rules Banks stress tests H.R. 2923/S. 1587 -- Inclusive Prosperity Act of 2019 H.R. 1516/S. 647 - Wall Street Tax Act of 2019 H.R. 2176 - Return to Prudent Banking Act of 2019 (Kaptur restore Glass-Steagall) H.R. XXXX -- the 21st Century Glass Steagall Act (not yet introduced in 116th) Nominations for SEC, CFTC, FDIC Volcker Rule S.1063 - Helping Angels Lead Our Startups Act of 2019 S.452 - Fostering Innovation Act of 2019 HR 758 - the Coronavirus Aid, Relief, and Economic Security (CARES) Act Treasury/Federal Reserve liquidity facilities HJ Res 90 - CRA of Congressional Review Act
Client expense: $80,000 · Firm income: Not reported
Government targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
2020 · second_quarter · Banking
CFTC reauthorization bill H.R. 1516/S. 647 - Wall Street Tax Act of 2019 H.R. 2176 - Return to Prudent Banking Act of 2019 Volcker Rule S.1063 - Helping Angels Lead Our Startups Act of 2019 S.733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 HR 758 - the Coronavirus Aid, Relief, and Economic Security (CARES) Act Treasury/Federal Reserve liquidity facilities HJ Res 90 - CRA of Congressional Review Act HEROES Act
Client expense: $110,000 · Firm income: Not reported
Government targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC)
2020 · second_quarter · Financial Institutions/Investments/Securities
HR 1711/S 780 No Tax Breaks for Outsourcing Act HR 1735/S 781 Carried Interest Fairness Act HR 2176 Return to Prudent Banking Act HR 1516/S 647 Wall Street Tax Act HR 3848/S 2155 Stop Wall Street Looting Act HR 3355/S 915 Reward Work Act HR 5066/S 2849 Tax Excessive CEO Pay Act of 2019
Client expense: $367,432 · Firm income: Not reported
Government targets: Agriculture, Dept of (USDA), Federal Aviation Administration (FAA), Federal Motor Carrier Safety Administration, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Transportation, Dept of (DOT), Treasury, Dept of, U.S. Trade Representative (USTR), White House Office
2020 · second_quarter · Financial Institutions/Investments/Securities
H.R. 5 Equality Act H.R. 56 Financial Technology Task Force Establishment H.R. 741 Federal Financial Institutions Regulatory Actions H.R. 969 Consumer Financial Protection Appropriations Process H.R. 974 Federal Reserve Written Report H.R. 1018 Securities Exchange Act diversity data submission S. 360 Securities Exchange Diversity Data Submission S. 453 Consumer Financial Protection Appropriations Process S. 915 Public Company Shares Repurchase Prohibition H.R. 2176 Commercial Banking and Securities Business Separation H.R. 2743 Office of Financial Research Repeal H.R. 3279 Securities and Exchange Diversity Advisory Group S. 1335 Bureau of Consumer Financial Protection Elimination S. 1478 Office of Financial Research Repeal S. 1885 Corporate Fines and Penalties H.R. 4320 Corporate Fines and Penalties S. 2075 Climate Change Activities Disclosure H.R. 4767 Financial Services Innovation Promotion H.R. 4966 Bank Holding Companies Congressional Testimony H.R. 5180 Bank Holding Company Non-financial Assets Prohibition H.R. 5194 Climate Change Financial Risk Analyses H.R. 5300 Enhancing Financial Stability Research and Oversight Act H.R. 5318 Bank Merger Requirements S. 2637 Personal Information Protection S. 2685 Credit Information Release Authorization S. 2889 Data Security Requirements S. 2903 Climate Change Financial Risk Analyses
Client expense: $2,090,000 · Firm income: Not reported
2020 · first_quarter · Financial Institutions/Investments/Securities
H.R. 5 Equality Act H.R. 56 Financial Technology Task Force Establishment H.R. 741 Federal Financial Institutions Regulatory Actions H.R. 969 Consumer Financial Protection Appropriations Process H.R. 974 Federal Reserve Written Report H.R. 1018 Securities Exchange Act diversity data submission S. 360 Securities Exchange Diversity Data Submission S. 453 Consumer Financial Protection Appropriations Process S. 915 Public Company Shares Repurchase Prohibition H.R. 2176 Commercial Banking and Securities Business Separation H.R. 2743 Office of Financial Research Repeal H.R. 3279 Securities and Exchange Diversity Advisory Group S. 1335 Bureau of Consumer Financial Protection Elimination S. 1478 Office of Financial Research Repeal S. 1885 Corporate Fines and Penalties H.R. 4320 Corporate Fines and Penalties S. 2075 Climate Change Activities Disclosure H.R. 4767 Financial Services Innovation Promotion H.R. 4966 Bank Holding Companies Congressional Testimony H.R. 5180 Bank Holding Company Non-financial Assets Prohibition H.R. 5194 Climate Change Financial Risk Analyses H.R. 5300 Enhancing Financial Stability Research and Oversight Act H.R. 5318 Bank Merger Requirements S. 2637 Personal Information Protection S. 2685 Credit Information Release Authorization S. 2889 Data Security Requirements S. 2903 Climate Change Financial Risk Analyses
Client expense: $1,600,000 · Firm income: Not reported
2020 · first_quarter · Financial Institutions/Investments/Securities
H.R. 5 Equality Act H.R. 56 Financial Technology Task Force Establishment H.R. 741 Federal Financial Institutions Regulatory Actions H.R. 969 Consumer Financial Protection Appropriations Process H.R. 974 Federal Reserve Written Report H.R. 1018 Securities Exchange Act diversity data submission S. 360 Securities Exchange Diversity Data Submission S. 453 Consumer Financial Protection Appropriations Process S. 915 Public Company Shares Repurchase Prohibition H.R. 2176 Commercial Banking and Securities Business Separation H.R. 2743 Office of Financial Research Repeal H.R. 3279 Securities and Exchange Diversity Advisory Group S. 1335 Bureau of Consumer Financial Protection Elimination S. 1478 Office of Financial Research Repeal S. 1885 Corporate Fines and Penalties H.R. 4320 Corporate Fines and Penalties S. 2075 Climate Change Activities Disclosure H.R. 4767 Financial Services Innovation Promotion H.R. 4966 Bank Holding Companies Congressional Testimony H.R. 5180 Bank Holding Company Non-financial Assets Prohibition H.R. 5194 Climate Change Financial Risk Analyses H.R. 5300 Enhancing Financial Stability Research and Oversight Act H.R. 5318 Bank Merger Requirements S. 2637 Personal Information Protection S. 2685 Credit Information Release Authorization S. 2889 Data Security Requirements S. 2903 Climate Change Financial Risk Analyses
Client expense: $1,600,000 · Firm income: Not reported
2020 · first_quarter · Banking
CFTC reauthorization bill Bank capital rules Banks stress tests H.R. 1516/S. 647 - Wall Street Tax Act of 2019 H.R. 2176 - Return to Prudent Banking Act of 2019 (Kaptur restore Glass-Steagall) H.R. XXXX -- the 21st Century Glass Steagall Act (not yet introduced in 116th) Nominations for SEC, CFTC, FDIC HR 758 - the Coronavirus Aid, Relief, and Economic Security (CARES) Act Volcker Rule S.1063 - Helping Angels Lead Our Startups Act of 2019 S.733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 S.452 - Fostering Innovation Act of 2019 H.R.609 - Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019 Proposed Changes to Applicability Thresholds for Regulatory Capital and Liquidity Requirements Prudential Standards for Large Bank Holding Companies and Savings and Loan Holding Companies Standardized Approach for Calculating the Exposure Amount of Derivatives Contracts Treasury/Federal Reserve liquidity facilities
Client expense: $80,000 · Firm income: Not reported
Government targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC)
2020 · first_quarter · Financial Institutions/Investments/Securities
HR 1711/S 780 No Tax Breaks for Outsourcing Act HR 1735/S 781 Carried Interest Fairness Act HR 2176 Return to Prudent Banking Act HR 1516/S 647 Wall Street Tax Act HR 3848/S 2155 Stop Wall Street Looting Act HR 3355/S 915 Reward Work Act HR 5066/S 2849 Tax Excessive CEO Pay Act of 2019
Client expense: $348,656 · Firm income: Not reported
Government targets: Agriculture, Dept of (USDA), Federal Aviation Administration (FAA), Federal Motor Carrier Safety Administration, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Transportation, Dept of (DOT), U.S. Trade Representative (USTR), White House Office
2019 · first_quarter · Banking
Bank capital rules Banks stress tests Federal Deposit Insurance Corporation policies relating to bank employment Federal Reserve rating system for large financial institutions the Inclusive Prosperity Act the 21st Century Glass Steagall Act Nominations for SEC, CFTC, FDIC Volcker Rule Implementation of S.2155 HR 1 - For the People Act H.R. 1516 - Wall Street Tax Act of 2019 S. 647 - Wall Street Tax Act of 2019 S.915 - Reward Work Act of 2019 H.R. 2176 - Return to Prudent Banking Act of 2019 S.1063 - Helping Angels Lead Our Startups Act of 2019 S.733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 S.452 - Fostering Innovation Act of 2019 H.R.609 - Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019 S.573 - Promoting Transparent Standards for Corporate Insiders Act H.R.624 - Promoting Transparent Standards for Corporate Insiders Act S.536 - Encouraging Public Offerings Act of 2019 S.566 - Expanding Access to Capital for Rural Job Creators Act H.R.1876 - Senior Security Act of 2019 Proposed Changes to Applicability Thresholds for Regulatory Capital and Liquidity Requirements Prudential Standards for Large Bank Holding Companies and Savings and Loan Holding Companies Standardized Approach for Calculating the Exposure Amount of Derivatives Contracts
Client expense: $60,000 · Firm income: Not reported
2019 · fourth_quarter · Financial Institutions/Investments/Securities
H.R. 5 Equality Act H.R. 56 Financial Technology Task Force Establishment H.R. 741 Federal Financial Institutions Regulatory Actions H.R. 969 Consumer Financial Protection Appropriations Process H.R. 974 Federal Reserve Written Report H.R. 1018 Securities Exchange Act diversity data submission S. 360 Securities Exchange Diversity Data Submission S. 453 Consumer Financial Protection Appropriations Process S. 915 Public Company Shares Repurchase Prohibition H.R. 2176 Commercial Banking and Securities Business Separation H.R. 2743 Office of Financial Research Repeal H.R. 3279 Securities and Exchange Diversity Advisory Group S. 1335 Bureau of Consumer Financial Protection Elimination S. 1478 Office of Financial Research Repeal S. 1885 Corporate Fines and Penalties H.R. 4320 Corporate Fines and Penalties S. 2075 Climate Change Activities Disclosure H.R. 4767 Financial Services Innovation Promotion H.R. 4966 Bank Holding Companies Congressional Testimony H.R. 5180 Bank Holding Company Non-financial Assets Prohibition H.R. 5194 Climate Change Financial Risk Analyses H.R. 5300 Enhancing Financial Stability Research and Oversight Act H.R. 5318 Bank Merger Requirements S. 2637 Personal Information Protection S. 2685 Credit Information Release Authorization S. 2889 Data Security Requirements S. 2903 Climate Change Financial Risk Analyses
Client expense: $1,320,000 · Firm income: Not reported
2019 · fourth_quarter · Financial Institutions/Investments/Securities
HR 1711/S 780 No Tax Breaks for Outsourcing Act HR 1735/S 781 Carried Interest Fairness Act HR 2176 Return to Prudent Banking Act HR 1516/S 647 Wall Street Tax Act HR 3848/S 2155 Stop Wall Street Looting Act HR 3355/S 915 Reward Work Act HR 5066/S 2849 Tax Excessive CEO Pay Act of 2019
Client expense: $321,189 · Firm income: Not reported
Government targets: Agriculture, Dept of (USDA), Federal Aviation Administration (FAA), Federal Motor Carrier Safety Administration, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Transportation, Dept of (DOT), U.S. Trade Representative (USTR), White House Office
2019 · third_quarter · Financial Institutions/Investments/Securities
HR 1711/S 780 No Tax Breaks for Outsourcing Act HR 1735/S 781 Carried Interest Fairness Act HR 2176 Return to Prudent Banking Act HR 1516/S 647 Wall Street Tax Act HR 3848/S 2155 Stop Wall Street Looting Act HR 3355/S 915 Reward Work Act
Client expense: $343,840 · Firm income: Not reported
Government targets: Agriculture, Dept of (USDA), Federal Aviation Administration (FAA), Federal Motor Carrier Safety Administration, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Transportation, Dept of (DOT), U.S. Trade Representative (USTR), White House Office
2019 · third_quarter · Financial Institutions/Investments/Securities
H.R. 5 Equality Act H.R. 56 Financial Technology Task Force Establishment H.R. 741 Federal Financial Institutions Regulatory Actions H.R. 969 Consumer Financial Protection Appropriations Process H.R. 974 Federal Reserve Written Report S. 360 Securities Exchange Diversity Data Submission S. 453 Consumer Financial Protection Appropriations Process S. 915 Public Company Shares Repurchase Prohibition H.R. 2176 Commercial Banking and Securities Business Separation H.R. 2743 Office of Financial Research Repeal H.R. 3279 Securities and Exchange Diversity Advisory Group S. 1335 Bureau of Consumer Financial Protection Elimination S. 1478 Office of Financial Research Repeal S. 1885 Corporate Fines and Penalties H.R. 4320 Corporate Fines and Penalties S. 2075 Climate Change Activities Disclosure
Client expense: $1,350,000 · Firm income: Not reported
2019 · second_quarter · Banking
Bank capital rules Banks stress tests Federal Deposit Insurance Corporation policies relating to bank employment Federal Reserve rating system for large financial institutions the Inclusive Prosperity Act the 21st Century Glass Steagall Act Nominations for SEC, CFTC, FDIC Volcker Rule Implementation of S.2155 HR 1 - For the People Act H.R. 1516 - Wall Street Tax Act of 2019 S. 647 - Wall Street Tax Act of 2019 S.915 - Reward Work Act of 2019 H.R. 2176 - Return to Prudent Banking Act of 2019 S.1063 - Helping Angels Lead Our Startups Act of 2019 S.733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 S.452 - Fostering Innovation Act of 2019 H.R.609 - Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019 S.573 - Promoting Transparent Standards for Corporate Insiders Act H.R.624 - Promoting Transparent Standards for Corporate Insiders Act S.536 - Encouraging Public Offerings Act of 2019 S.566 - Expanding Access to Capital for Rural Job Creators Act H.R.1876 - Senior Security Act of 2019 Proposed Changes to Applicability Thresholds for Regulatory Capital and Liquidity Requirements Prudential Standards for Large Bank Holding Companies and Savings and Loan Holding Companies Standardized Approach for Calculating the Exposure Amount of Derivatives Contracts
Client expense: $60,000 · Firm income: Not reported
2019 · second_quarter · Banking
Bank capital rules Banks stress tests Federal Deposit Insurance Corporation policies relating to bank employment Federal Reserve rating system for large financial institutions the Inclusive Prosperity Act the 21st Century Glass Steagall Act Nominations for SEC, CFTC, FDIC Volcker Rule Implementation of S.2155 HR 1 - For the People Act H.R. 1516 - Wall Street Tax Act of 2019 S. 647 - Wall Street Tax Act of 2019 S.915 - Reward Work Act of 2019 H.R. 2176 - Return to Prudent Banking Act of 2019 S.1063 - Helping Angels Lead Our Startups Act of 2019 S.733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 S.452 - Fostering Innovation Act of 2019 H.R.609 - Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019 S.573 - Promoting Transparent Standards for Corporate Insiders Act H.R.624 - Promoting Transparent Standards for Corporate Insiders Act S.536 - Encouraging Public Offerings Act of 2019 S.566 - Expanding Access to Capital for Rural Job Creators Act H.R.1876 - Senior Security Act of 2019 Proposed Changes to Applicability Thresholds for Regulatory Capital and Liquidity Requirements Prudential Standards for Large Bank Holding Companies and Savings and Loan Holding Companies Standardized Approach for Calculating the Exposure Amount of Derivatives Contracts
Client expense: $50,000 · Firm income: Not reported
2019 · second_quarter · Financial Institutions/Investments/Securities
H.R. 5 Equality Act H.R. 56 Financial Technology Task Force Establishment H.R. 741 Federal Financial Institutions Regulatory Actions H.R. 969 Consumer Financial Protection Appropriations Process H.R. 974 Federal Reserve Written Report S. 360 Securities Exchange Diversity Data Submission S. 453 Consumer Financial Protection Appropriations Process S. 915 Public Company Shares Repurchase Prohibition H.R. 2176 Commercial Banking and Securities Business Separation H.R. 2743 Office of Financial Research Repeal H.R. 3279 Securities and Exchange Diversity Advisory Group S. 1335 Bureau of Consumer Financial Protection Elimination S. 1478 Office of Financial Research Repeal S. 1885 Corporate Fines and Penalties
Client expense: $1,840,000 · Firm income: Not reported
2019 · second_quarter · Financial Institutions/Investments/Securities
HR 1711/S 780 No Tax Breaks for Outsourcing Act HR 1735/S 781 Carried Interest Fairness Act HR 2176 Return to Prudent Banking Act HR 1516/S 647 Wall Street Tax Act
Client expense: $333,180 · Firm income: Not reported
Government targets: Agriculture, Dept of (USDA), Federal Aviation Administration (FAA), Federal Motor Carrier Safety Administration, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Transportation, Dept of (DOT), U.S. Trade Representative (USTR), White House Office
2019 · second_quarter · Banking
House Appropriations-Financial services and general government, insider trading, Executive Compensation reform, HR 2176/Glass-Steagall-return to prudent banking act of 2019, banking issues related to mega-bank reform, ethics issues related to treasury secretary, CFPB rulemaking, HR 2534-Insider Trading Prohibition Act, HR 2515-Whistleblower Protection reform act of 2019, HR 2513-Corporate Transparency Act of 2019, HR 2162-Housing Financial Literacy Act of 2019, draft bills on SEC enforcement, Environmental Social and Governance (ESG) disclosure issues, SEC nominating process, postal banking
Client expense: $110,000 · Firm income: Not reported
Government targets: Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), U.S. Trade Representative (USTR)
2019 · first_quarter · Banking
Bank capital rules Banks stress tests Federal Deposit Insurance Corporation policies relating to bank employment Federal Reserve rating system for large financial institutions the Inclusive Prosperity Act the 21st Century Glass Steagall Act Nominations for SEC, CFTC, FDIC Volcker Rule Implementation of S.2155 HR 1 - For the People Act H.R. 1516 - Wall Street Tax Act of 2019 S. 647 - Wall Street Tax Act of 2019 S.915 - Reward Work Act of 2019 H.R. 2176 - Return to Prudent Banking Act of 2019 S.1063 - Helping Angels Lead Our Startups Act of 2019 S.733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 S.452 - Fostering Innovation Act of 2019 H.R.609 - Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019 S.573 - Promoting Transparent Standards for Corporate Insiders Act H.R.624 - Promoting Transparent Standards for Corporate Insiders Act S.536 - Encouraging Public Offerings Act of 2019 S.566 - Expanding Access to Capital for Rural Job Creators Act H.R.1876 - Senior Security Act of 2019 Proposed Changes to Applicability Thresholds for Regulatory Capital and Liquidity Requirements Prudential Standards for Large Bank Holding Companies and Savings and Loan Holding Companies Standardized Approach for Calculating the Exposure Amount of Derivatives Contracts
Client expense: $60,000 · Firm income: Not reported
2019 · first_quarter · Banking
Bank capital rules Banks stress tests Federal Deposit Insurance Corporation policies relating to bank employment Federal Reserve rating system for large financial institutions the Inclusive Prosperity Act the 21st Century Glass Steagall Act Nominations for SEC, CFTC, FDIC Volcker Rule Implementation of S.2155 HR 1 - For the People Act H.R. 1516 - Wall Street Tax Act of 2019 S. 647 - Wall Street Tax Act of 2019 S.915 - Reward Work Act of 2019 H.R. 2176 - Return to Prudent Banking Act of 2019 S.1063 - Helping Angels Lead Our Startups Act of 2019 S.733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 S.452 - Fostering Innovation Act of 2019 H.R.609 - Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019 S.573 - Promoting Transparent Standards for Corporate Insiders Act H.R.624 - Promoting Transparent Standards for Corporate Insiders Act S.536 - Encouraging Public Offerings Act of 2019 S.566 - Expanding Access to Capital for Rural Job Creators Act H.R.1876 - Senior Security Act of 2019 Proposed Changes to Applicability Thresholds for Regulatory Capital and Liquidity Requirements Prudential Standards for Large Bank Holding Companies and Savings and Loan Holding Companies Standardized Approach for Calculating the Exposure Amount of Derivatives Contracts
Client expense: $60,000 · Firm income: Not reported
2019 · first_quarter · Financial Institutions/Investments/Securities
HR 1711/S 780 No Tax Breaks for Outsourcing Act HR 1735/S 781 Carried Interest Fairness Act HR 2176 Return to Prudent Banking Act HR 1516/S 647 Wall Street Tax Act
Client expense: $330,040 · Firm income: Not reported
Government targets: Agriculture, Dept of (USDA), Federal Aviation Administration (FAA), Federal Motor Carrier Safety Administration, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Labor, Dept of (DOL), SENATE, Transportation, Dept of (DOT), U.S. Trade Representative (USTR), White House Office
| Democratic |
| NJ |
| Chellie Pingree | Democratic | ME |
| David N. Cicilline | Democratic | RI |
| Eleanor Holmes Norton | Democratic | DC |
| Grace F. Napolitano | Democratic | CA |
| Ilhan Omar | Democratic | MN |
| Jackie Speier | Democratic | CA |
| James P. McGovern | Democratic | MA |
| Janice D. Schakowsky | Democratic | IL |
| John A. Yarmuth | Democratic | KY |
| John Garamendi | Democratic | CA |
| Lucille Roybal-Allard | Democratic | CA |
| Mark DeSaulnier | Democratic | CA |
| Mark Pocan | Democratic | WI |
| Paul Tonko | Democratic | NY |
| Peter A. DeFazio | Democratic | OR |
| Peter J. Visclosky | Democratic | IN |
| Peter Welch | Democratic | VT |
| Pramila Jayapal | Democratic | WA |
| Rashida Tlaib | Democratic | MI |
| Raúl M. Grijalva | Democratic | AZ |
| Ro Khanna | Democratic | CA |
| Rosa L. DeLauro | Democratic | CT |
| Stephen F. Lynch | Democratic | MA |
| Steve Cohen | Democratic | TN |
| Susan Wild | Democratic | PA |
| Tulsi Gabbard | Democratic | HI |
Government targets: Centers For Medicare and Medicaid Services (CMS), Commerce, Dept of (DOC), Federal Aviation Administration (FAA), Federal Emergency Management Agency (FEMA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Natl Economic Council (NEC), Natl Labor Relations Board (NLRB), SENATE, Transportation, Dept of (DOT), Treasury, Dept of, U.S. Trade Representative (USTR)
Government targets: Centers For Medicare and Medicaid Services (CMS), Commerce, Dept of (DOC), Federal Aviation Administration (FAA), Federal Emergency Management Agency (FEMA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Natl Economic Council (NEC), Natl Labor Relations Board (NLRB), SENATE, Transportation, Dept of (DOT), Treasury, Dept of, U.S. Trade Representative (USTR)
Government targets: Centers For Disease Control & Prevention (CDC), Centers For Medicare and Medicaid Services (CMS), Commerce, Dept of (DOC), Federal Aviation Administration (FAA), Federal Emergency Management Agency (FEMA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Internal Revenue Service (IRS), Natl Economic Council (NEC), Natl Labor Relations Board (NLRB), SENATE, Transportation, Dept of (DOT), Treasury, Dept of, U.S. Trade Representative (USTR), White House Office
Government targets: Centers For Medicare and Medicaid Services (CMS), Commerce, Dept of (DOC), Federal Aviation Administration (FAA), Federal Emergency Management Agency (FEMA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Internal Revenue Service (IRS), Natl Economic Council (NEC), Natl Labor Relations Board (NLRB), SENATE, Transportation, Dept of (DOT), Treasury, Dept of, U.S. Trade Representative (USTR), White House Office
Government targets: Centers For Medicare and Medicaid Services (CMS), Commerce, Dept of (DOC), Federal Aviation Administration (FAA), Federal Emergency Management Agency (FEMA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Natl Economic Council (NEC), Natl Labor Relations Board (NLRB), SENATE, Transportation, Dept of (DOT), Treasury, Dept of, U.S. Trade Representative (USTR)
Government targets: Centers For Medicare and Medicaid Services (CMS), Commerce, Dept of (DOC), Federal Aviation Administration (FAA), Federal Emergency Management Agency (FEMA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Natl Economic Council (NEC), Natl Labor Relations Board (NLRB), SENATE, Transportation, Dept of (DOT), Treasury, Dept of, U.S. Trade Representative (USTR)
Government targets: Centers For Medicare and Medicaid Services (CMS), Commerce, Dept of (DOC), Federal Aviation Administration (FAA), Federal Emergency Management Agency (FEMA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Natl Economic Council (NEC), Natl Labor Relations Board (NLRB), SENATE, Transportation, Dept of (DOT), Treasury, Dept of, U.S. Trade Representative (USTR)
Government targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC)
Government targets: Commerce, Dept of (DOC), Federal Aviation Administration (FAA), Federal Emergency Management Agency (FEMA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Natl Economic Council (NEC), Natl Labor Relations Board (NLRB), SENATE, Transportation, Dept of (DOT), Treasury, Dept of, U.S. Trade Representative (USTR)
Government targets: Commerce, Dept of (DOC), Federal Aviation Administration (FAA), Federal Emergency Management Agency (FEMA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Natl Economic Council (NEC), SENATE, Transportation, Dept of (DOT), Treasury, Dept of, U.S. Trade Representative (USTR)
Government targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC)
Government targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC)
Government targets: Commerce, Dept of (DOC), Federal Aviation Administration (FAA), Federal Emergency Management Agency (FEMA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), SENATE, Transportation, Dept of (DOT), Treasury, Dept of, U.S. Trade Representative (USTR)
Government targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC)
Government targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC)