To repeal the Office of Financial Research, and for other purposes.

H.R. 5 Equality Act H.R. 56 Financial Technology Task Force Establishment H.R. 741 Federal Financial Institutions Regulatory Actions H.R. 969 Consumer Financial Protection Appropriations Process H.R. 974 Federal Reserve Written Report H.R. 1018 Securities Exchange Act diversity data submission S. 360 Securities Exchange Diversity Data Submission S. 453 Consumer Financial Protection Appropriations Process S. 915 Public Company Shares Repurchase Prohibition H.R. 2176 Commercial Banking and Securities Business Separation H.R. 2743 Office of Financial Research Repeal H.R. 3279 Securities and Exchange Diversity Advisory Group S. 1335 Bureau of Consumer Financial Protection Elimination S. 1478 Office of Financial Research Repeal S. 1885 Corporate Fines and Penalties H.R. 4320 Corporate Fines and Penalties S. 2075 Climate Change Activities Disclosure H.R. 4767 Financial Services Innovation Promotion H.R. 4966 Bank Holding Companies Congressional Testimony H.R. 5180 Bank Holding Company Non-financial Assets Prohibition H.R. 5194 Climate Change Financial Risk Analyses H.R. 5300 Enhancing Financial Stability Research and Oversight Act H.R. 5318 Bank Merger Requirements S. 2637 Personal Information Protection S. 2685 Credit Information Release Authorization S. 2889 Data Security Requirements S. 2903 Climate Change Financial Risk Analyses

Client expense: $1,570,000 · Firm income: Not reported

Government targets: Centers For Medicare and Medicaid Services (CMS), Commerce, Dept of (DOC), Federal Aviation Administration (FAA), Federal Emergency Management Agency (FEMA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Internal Revenue Service (IRS), Natl Economic Council (NEC), Natl Labor Relations Board (NLRB), SENATE, Transportation, Dept of (DOT), Treasury, Dept of, U.S. Trade Representative (USTR), White House Office

H.R.741 - To require the Federal financial institutions regulatory agencies to take risk profiles and business models of institutions into account when taking regulatory actions, and for other purposes (Scott Tipton, R-CO-3) , ALL PROVISIONS S.453 - A bill to amend the Consumer Financial Protection Act of 2010 to subject the Bureau of Consumer Financial Protection to the regular appropriations process, and for other purposes (David Perdue, R-GA) , ALL PROVISIONS H.R.758 - To provide a safe harbor for financial institutions that maintain a customer account or customer transaction at the request of a Federal or State law enforcement agency (French Hill, R-AR-2) , ALL PROVISIONS S.603 - A bill to amend the Financial Stability Act of 2010 to require the Financial Stability Oversight Council to consider alternative approaches before determining that a U.S. nonbank financial company shall be supervised by the Board of Governors of the Federal Reserve System, and for other purposes (Mike Rounds, R-SD) , ALL PROVISIONS H.R.2479 - To amend the Financial Stability Act of 2010 to include the State insurance commissioner as a voting member of the Financial Stability Oversight Council, and for other purposes (Denny Heck, D-WA-10) , ALL PROVISIONS S.1298 - A bill to amend the Financial Stability Act of 2010 to include the State insurance commissioner as a voting member of the Financial Stability Oversight Council, and for other purposes (Tim Scott, R-SC) , ALL PROVISIONS S.1335 - A bill to eliminate the Bureau of Consumer Financial Protection (Ted Cruz, R-TX) , ALL PROVISIONS S.1478 - A bill to repeal the Office of Financial Research, and for other purposes (Ted Cruz, R-TX) , ALL PROVISIONS H.R.2743 - To repeal the Office of Financial Research, and for other purposes (Ted Budd, R-NC) , ALL PROVISIONS H.R.3198 - To amend the Economic Growth and Regulatory Paperwork Reduction Act of 1996 to ensure that Federal financial regulators perform a comprehensive review of regulations to identify outdated or otherwise unnecessary regulatory requirements imposed on covered persons, and for other purposes (Barry Loudermilk, R-GA-11) , ALL PROVISIONS H.R.3561 - To amend the Financial Stability Act of 2010 to require the Financial Stability Oversight Council to consider alternative approaches before determining that a U.S. nonbank financial company shall be supervised by the Board of Governors of the Federal Reserve System, and for other purposes (Bill Foster, D-IL-11) , ALL PROVISIONS H.R.3617 - To sunset new Federal regulatory rules after 3 years, and for other purposes (Bill Posey, R-FL-8) , ALL PROVISIONS H.R.4329 - ESG Disclosure Simplification Act of 2019 - To provide for disclosure of additional material information about public companies and establish a Sustainable Finance Advisory Committee, and for other purposes (Juan Vargas, D-CA-51) , ALL PROVISIONS H.R.2513 - Corporate Transparency Act of 2019 (Carolyn Maloney, D-NY-12) oSenate Version: S.1978 - Corporate Transparency Act of 2019 (Ron Wyden, D-OR) , ALL PROVISIONS H.R.4378 - Continuing Appropriations Act, 2020, and Health Extenders Act of 2019 (Nita Lowey, D-NY-17) , ALL PROVISIONS H.R.4767 - To promote innovation in financial services, and for other purposes (Patrick McHenry, R-NC-10) , ALL PROVISIONS S.2919 - A bill to require the Federal financial regulators to issue guidance encouraging financial institutions to work with consumers and businesses affected by a Federal Government shutdown, and for other purposes (Chris Van Hollen, D-MD) , ALL PROVISIONS H.R.5300 - To amend the Financial Stability Act of 2010 to preserve the independent funding the Office of Financial Research, to establish minimum staffing levels for the Financial Stability Oversight Council, to establish minimum funding levels for such staff, and for other purposes (Bill Foster, D-IL-11) , ALL PROVISIONS S.2649 - A bill to amend the Federal Financial Institutions Examination Council Act of 1978 to improve the examination of depository institutions, and for other purposes (Jerry Moran, R-KS) , ALL PROVISIONS H.R.6116 - Consumer Financial Protection Commission Act - To amend the Consumer Financial Protection Act of 2010 to make the Bureau of Consumer Financial Protection an independent Consumer Financial Protection Commission, and for other purposes (Blaine Luetkemeyer, R-MO-3) , ALL PROVISIONS H.R. 3182 - CECL Consumer Impact and Study Bill of 2019 (Vincente Gonzalez, D-TX-15) , ALL PROVISIONS S.3205 - SECURE Small Business Act - To require the Administrator of the Small Business Administration to establish a program to assist small business concerns with purchasing cybersecurity products and services, and for other purposes (Catherine Cortez Masto, D-NV) , ALL PROVISIONS H.R.4544 - To amend the Truth in Lending Act to prohibit predispute arbitration agreements that force arbitration of disputes arising from private education loans, and for other purposes (Madeleine Dean, D-PA-4) , ALL PROVISIONS S.4325 - A bill to amend the Consumer Financial Protection Act of 2010 to clarify the authority of the Bureau of Consumer Financial Protection with respect to persons regulated by a State insurance regulator, and for other purposes (Tim Scott, R-SC) , ALL PROVISIONS

H.R. 5 Equality Act H.R. 56 Financial Technology Task Force Establishment H.R. 741 Federal Financial Institutions Regulatory Actions H.R. 969 Consumer Financial Protection Appropriations Process H.R. 974 Federal Reserve Written Report H.R. 1018 Securities Exchange Act diversity data submission S. 360 Securities Exchange Diversity Data Submission S. 453 Consumer Financial Protection Appropriations Process S. 915 Public Company Shares Repurchase Prohibition H.R. 2176 Commercial Banking and Securities Business Separation H.R. 2743 Office of Financial Research Repeal H.R. 3279 Securities and Exchange Diversity Advisory Group S. 1335 Bureau of Consumer Financial Protection Elimination S. 1478 Office of Financial Research Repeal S. 1885 Corporate Fines and Penalties H.R. 4320 Corporate Fines and Penalties S. 2075 Climate Change Activities Disclosure H.R. 4767 Financial Services Innovation Promotion H.R. 4966 Bank Holding Companies Congressional Testimony H.R. 5180 Bank Holding Company Non-financial Assets Prohibition H.R. 5194 Climate Change Financial Risk Analyses H.R. 5300 Enhancing Financial Stability Research and Oversight Act H.R. 5318 Bank Merger Requirements S. 2637 Personal Information Protection S. 2685 Credit Information Release Authorization S. 2889 Data Security Requirements S. 2903 Climate Change Financial Risk Analyses

Client expense: $2,090,000 · Firm income: Not reported

H.R.741 - To require the Federal financial institutions regulatory agencies to take risk profiles and business models of institutions into account when taking regulatory actions, and for other purposes (Scott Tipton, R-CO-3) S.453 - A bill to amend the Consumer Financial Protection Act of 2010 to subject the Bureau of Consumer Financial Protection to the regular appropriations process, and for other purposes (David Perdue, R-GA) H.R.758 - To provide a safe harbor for financial institutions that maintain a customer account or customer transaction at the request of a Federal or State law enforcement agency (French Hill, R-AR-2) S.603 - A bill to amend the Financial Stability Act of 2010 to require the Financial Stability Oversight Council to consider alternative approaches before determining that a U.S. nonbank financial company shall be supervised by the Board of Governors of the Federal Reserve System, and for other purposes (Mike Rounds, R-SD) H.R.2479 - To amend the Financial Stability Act of 2010 to include the State insurance commissioner as a voting member of the Financial Stability Oversight Council, and for other purposes (Denny Heck, D-WA-10) S.1298 - A bill to amend the Financial Stability Act of 2010 to include the State insurance commissioner as a voting member of the Financial Stability Oversight Council, and for other purposes (Tim Scott, R-SC) S.1335 - A bill to eliminate the Bureau of Consumer Financial Protection (Ted Cruz, R-TX) S.1478 - A bill to repeal the Office of Financial Research, and for other purposes (Ted Cruz, R-TX) H.R.2743 - To repeal the Office of Financial Research, and for other purposes (Ted Budd, R-NC) H.R.3198 - To amend the Economic Growth and Regulatory Paperwork Reduction Act of 1996 to ensure that Federal financial regulators perform a comprehensive review of regulations to identify outdated or otherwise unnecessary regulatory requirements imposed on covered persons, and for other purposes (Barry Loudermilk, R-GA-11) H.R.3561 - To amend the Financial Stability Act of 2010 to require the Financial Stability Oversight Council to consider alternative approaches before determining that a U.S. nonbank financial company shall be supervised by the Board of Governors of the Federal Reserve System, and for other purposes (Bill Foster, D-IL-11) H.R.3617 - To sunset new Federal regulatory rules after 3 years, and for other purposes (Bill Posey, R-FL-8) H.R.4329 - ESG Disclosure Simplification Act of 2019 - To provide for disclosure of additional material information about public companies and establish a Sustainable Finance Advisory Committee, and for other purposes (Juan Vargas, D-CA-51) H.R.2513 - Corporate Transparency Act of 2019 (Carolyn Maloney, D-NY-12) oSenate Version: S.1978 - Corporate Transparency Act of 2019 (Ron Wyden, D-OR) H.R.4378 - Continuing Appropriations Act, 2020, and Health Extenders Act of 2019 (Nita Lowey, D-NY-17) H.R.4767 - To promote innovation in financial services, and for other purposes (Patrick McHenry, R-NC-10) S.2919 - A bill to require the Federal financial regulators to issue guidance encouraging financial institutions to work with consumers and businesses affected by a Federal Government shutdown, and for other purposes (Chris Van Hollen, D-MD) H.R.5300 - To amend the Financial Stability Act of 2010 to preserve the independent funding the Office of Financial Research, to establish minimum staffing levels for the Financial Stability Oversight Council, to establish minimum funding levels for such staff, and for other purposes (Bill Foster, D-IL-11) S.2649 - A bill to amend the Federal Financial Institutions Examination Council Act of 1978 to improve the examination of depository institutions, and for other purposes (Jerry Moran, R-KS) H.R.6116 - Consumer Financial Protection Commission Act - To amend the Consumer Financial Protection Act of 2010 to make the Bureau of Consumer Financial Protection an independent Consumer Financial Protection Commission, and for other purposes (Blaine Luetkemeyer, R-MO-3) H.R. 3182 - CECL Consumer Impact and Study Bill of 2019 (Vincente Gonzalez, D-TX-15) S.3205 - SECURE Small Business Act - To require the Administrator of the Small Business Administration to establish a program to assist small business concerns with purchasing cybersecurity products and services, and for other purposes (Catherine Cortez Masto, D-NV) H.R.4544 - To amend the Truth in Lending Act to prohibit predispute arbitration agreements that force arbitration of disputes arising from private education loans, and for other purposes (Madeleine Dean, D-PA-4)

H.R. 5 Equality Act H.R. 56 Financial Technology Task Force Establishment H.R. 741 Federal Financial Institutions Regulatory Actions H.R. 969 Consumer Financial Protection Appropriations Process H.R. 974 Federal Reserve Written Report H.R. 1018 Securities Exchange Act diversity data submission S. 360 Securities Exchange Diversity Data Submission S. 453 Consumer Financial Protection Appropriations Process S. 915 Public Company Shares Repurchase Prohibition H.R. 2176 Commercial Banking and Securities Business Separation H.R. 2743 Office of Financial Research Repeal H.R. 3279 Securities and Exchange Diversity Advisory Group S. 1335 Bureau of Consumer Financial Protection Elimination S. 1478 Office of Financial Research Repeal S. 1885 Corporate Fines and Penalties H.R. 4320 Corporate Fines and Penalties S. 2075 Climate Change Activities Disclosure H.R. 4767 Financial Services Innovation Promotion H.R. 4966 Bank Holding Companies Congressional Testimony H.R. 5180 Bank Holding Company Non-financial Assets Prohibition H.R. 5194 Climate Change Financial Risk Analyses H.R. 5300 Enhancing Financial Stability Research and Oversight Act H.R. 5318 Bank Merger Requirements S. 2637 Personal Information Protection S. 2685 Credit Information Release Authorization S. 2889 Data Security Requirements S. 2903 Climate Change Financial Risk Analyses

Client expense: $1,600,000 · Firm income: Not reported

H.R. 5 Equality Act H.R. 56 Financial Technology Task Force Establishment H.R. 741 Federal Financial Institutions Regulatory Actions H.R. 969 Consumer Financial Protection Appropriations Process H.R. 974 Federal Reserve Written Report H.R. 1018 Securities Exchange Act diversity data submission S. 360 Securities Exchange Diversity Data Submission S. 453 Consumer Financial Protection Appropriations Process S. 915 Public Company Shares Repurchase Prohibition H.R. 2176 Commercial Banking and Securities Business Separation H.R. 2743 Office of Financial Research Repeal H.R. 3279 Securities and Exchange Diversity Advisory Group S. 1335 Bureau of Consumer Financial Protection Elimination S. 1478 Office of Financial Research Repeal S. 1885 Corporate Fines and Penalties H.R. 4320 Corporate Fines and Penalties S. 2075 Climate Change Activities Disclosure H.R. 4767 Financial Services Innovation Promotion H.R. 4966 Bank Holding Companies Congressional Testimony H.R. 5180 Bank Holding Company Non-financial Assets Prohibition H.R. 5194 Climate Change Financial Risk Analyses H.R. 5300 Enhancing Financial Stability Research and Oversight Act H.R. 5318 Bank Merger Requirements S. 2637 Personal Information Protection S. 2685 Credit Information Release Authorization S. 2889 Data Security Requirements S. 2903 Climate Change Financial Risk Analyses

Client expense: $1,600,000 · Firm income: Not reported

H.R.741 - To require the Federal financial institutions regulatory agencies to take risk profiles and business models of institutions into account when taking regulatory actions, and for other purposes (Scott Tipton, R-CO-3), ALL PROVISIONS S.453 - A bill to amend the Consumer Financial Protection Act of 2010 to subject the Bureau of Consumer Financial Protection to the regular appropriations process, and for other purposes (David Perdue, R-GA), ALL PROVISIONS H.R.758 - To provide a safe harbor for financial institutions that maintain a customer account or customer transaction at the request of a Federal or State law enforcement agency (French Hill, R-AR-2), ALL PROVISIONS S.603 - A bill to amend the Financial Stability Act of 2010 to require the Financial Stability Oversight Council to consider alternative approaches before determining that a U.S. nonbank financial company shall be supervised by the Board of Governors of the Federal Reserve System, and for other purposes (Mike Rounds, R-SD), ALL PROVISIONS H.R.2479 - To amend the Financial Stability Act of 2010 to include the State insurance commissioner as a voting member of the Financial Stability Oversight Council, and for other purposes (Denny Heck, D-WA-10), ALL PROVISIONS S.1298 - A bill to amend the Financial Stability Act of 2010 to include the State insurance commissioner as a voting member of the Financial Stability Oversight Council, and for other purposes (Tim Scott, R-SC), ALL PROVISIONS S.1335 - A bill to eliminate the Bureau of Consumer Financial Protection (Ted Cruz, R-TX), ALL PROVISIONS S.1478 - A bill to repeal the Office of Financial Research, and for other purposes (Ted Cruz, R-TX), ALL PROVISIONS H.R.2743 - To repeal the Office of Financial Research, and for other purposes (Ted Budd, R-NC), ALL PROVISIONS H.R.3198 - To amend the Economic Growth and Regulatory Paperwork Reduction Act of 1996 to ensure that Federal financial regulators perform a comprehensive review of regulations to identify outdated or otherwise unnecessary regulatory requirements imposed on covered persons, and for other purposes (Barry Loudermilk, R-GA-11), ALL PROVISIONS H.R.3561 - To amend the Financial Stability Act of 2010 to require the Financial Stability Oversight Council to consider alternative approaches before determining that a U.S. nonbank financial company shall be supervised by the Board of Governors of the Federal Reserve System, and for other purposes (Bill Foster, D-IL-11), ALL PROVISIONS H.R.3617 - To sunset new Federal regulatory rules after 3 years, and for other purposes (Bill Posey, R-FL-8), ALL PROVISIONS H.R.4329 - ESG Disclosure Simplification Act of 2019 - To provide for disclosure of additional material information about public companies and establish a Sustainable Finance Advisory Committee, and for other purposes (Juan Vargas, D-CA-51), ALL PROVISIONS H.R.2513 - Corporate Transparency Act of 2019 (Carolyn Maloney, D-NY-12), ALL PROVISIONS oSenate Version: S.1978 - Corporate Transparency Act of 2019 (Ron Wyden, D-OR), ALL PROVISIONS H.R.4378 - Continuing Appropriations Act, 2020, and Health Extenders Act of 2019 (Nita Lowey, D-NY-17), ALL PROVISIONS H.R.4767 - To promote innovation in financial services, and for other purposes (Patrick McHenry, R-NC-10), ALL PROVISIONS S.2919 - A bill to require the Federal financial regulators to issue guidance encouraging financial institutions to work with consumers and businesses affected by a Federal Government shutdown, and for other purposes (Chris Van Hollen, D-MD), ALL PROVISIONS H.R.5300 - To amend the Financial Stability Act of 2010 to preserve the independent funding the Office of Financial Research, to establish minimum staffing levels for the Financial Stability Oversight Council, to establish minimum funding levels for such staff, and for other purposes (Bill Foster, D-IL-11), ALL PROVISIONS S.2649 - A bill to amend the Federal Financial Institutions Examination Council Act of 1978 to improve the examination of depository institutions, and for other purposes (Jerry Moran, R-KS), ALL PROVISIONS H.R.6116 - Consumer Financial Protection Commission Act - To amend the Consumer Financial Protection Act of 2010 to make the Bureau of Consumer Financial Protection an independent Consumer Financial Protection Commission, and for other purposes (Blaine Luetkemeyer, R-MO-3), ALL PROVISIONS H.R. 3182 - CECL Consumer Impact and Study Bill of 2019 (Vincente Gonzalez, D-TX-15), ALL PROVISIONS S.3205 - SECURE Small Business Act - To require the Administrator of the Small Business Administration to establish a program to assist small business concerns with purchasing cybersecurity products and services, and for other purposes (Catherine Cortez Masto, D-NV), ALL PROVISIONS H.R.4544 - To amend the Truth in Lending Act to prohibit predispute arbitration agreements that force arbitration of disputes arising from private education loans, and for other purposes (Madeleine Dean, D-PA-4), ALL PROVISIONS

H.R. 5 Equality Act H.R. 56 Financial Technology Task Force Establishment H.R. 741 Federal Financial Institutions Regulatory Actions H.R. 969 Consumer Financial Protection Appropriations Process H.R. 974 Federal Reserve Written Report H.R. 1018 Securities Exchange Act diversity data submission S. 360 Securities Exchange Diversity Data Submission S. 453 Consumer Financial Protection Appropriations Process S. 915 Public Company Shares Repurchase Prohibition H.R. 2176 Commercial Banking and Securities Business Separation H.R. 2743 Office of Financial Research Repeal H.R. 3279 Securities and Exchange Diversity Advisory Group S. 1335 Bureau of Consumer Financial Protection Elimination S. 1478 Office of Financial Research Repeal S. 1885 Corporate Fines and Penalties H.R. 4320 Corporate Fines and Penalties S. 2075 Climate Change Activities Disclosure H.R. 4767 Financial Services Innovation Promotion H.R. 4966 Bank Holding Companies Congressional Testimony H.R. 5180 Bank Holding Company Non-financial Assets Prohibition H.R. 5194 Climate Change Financial Risk Analyses H.R. 5300 Enhancing Financial Stability Research and Oversight Act H.R. 5318 Bank Merger Requirements S. 2637 Personal Information Protection S. 2685 Credit Information Release Authorization S. 2889 Data Security Requirements S. 2903 Climate Change Financial Risk Analyses

Client expense: $1,320,000 · Firm income: Not reported

ESG Corporate Governance Federal Reserve's Real-Time Payments expected proposal Federal Reserve's Real-Time Payments proposal FSOC Proposed Rule: Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies H.R. 2364 - Investor Choice Against Gun Proliferation Act Limiting transactions on firearms Postal Banking Reviewing the Federal Reserve's LISCC Guidance - SR 12-17, 14-8 & 15-07 S. 1278/H.R. 2743 - To repeal the Office of Financial Research, and for other purposes S. 603 - Financial Stability Oversight Council Improvement Act of 2019 S. 915, Reward Work Act S.647/H.R. 1516, the Wall Street Tax Act

Client expense: $70,000 · Firm income: Not reported

Government targets: Environmental Protection Agency (EPA), Executive Office of the President (EOP), Food & Drug Administration (FDA), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Natl Telecommunications & Information Administration (NTIA), Office of Management & Budget (OMB), SENATE, Transportation, Dept of (DOT), Treasury, Dept of

ESG Corporate Governance Federal Reserve's Real-Time Payments expected proposal Federal Reserve's Real-Time Payments proposal FSOC Proposed Rule: Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies H.R. 2364 - Investor Choice Against Gun Proliferation Act Limiting transactions on firearms Postal Banking Reviewing the Federal Reserve's LISCC Guidance - SR 12-17, 14-8 & 15-07 S. 1278/H.R. 2743 - To repeal the Office of Financial Research, and for other purposes S. 603 - Financial Stability Oversight Council Improvement Act of 2019 S. 915, Reward Work Act S.647/H.R. 1516, the Wall Street Tax Act HR 3088 - Shareholder Protection Act of 2019 HR 4329 - ESG Disclosure Simplification Act of 2019 HR ____ - Corporate Human Rights Risk Assessment, Prevention and mitigation Act of 2019 HR ____ - To require issuers to file an annual or quarterly report under the Securities Exchange Act of 1934 to disclose the total amount of corporate tax such issuer paid in the period covered by the report, and for other purposes HR 3623 - Climate Risk Disclosure Act of 2019 Issues related to Venezeula Property Rights Litigation

Client expense: $70,000 · Firm income: Not reported

H.R.741 - To require the Federal financial institutions regulatory agencies to take risk profiles and business models of institutions into account when taking regulatory actions, and for other purposes (Scott Tipton, R-CO-3) ALL PROVISIONS S.453 - A bill to amend the Consumer Financial Protection Act of 2010 to subject the Bureau of Consumer Financial Protection to the regular appropriations process, and for other purposes (David Perdue, R-GA) ALL PROVISIONS H.R.758 - To provide a safe harbor for financial institutions that maintain a customer account or customer transaction at the request of a Federal or State law enforcement agency (French Hill, R-AR-2) ALL PROVISIONS S.603 - A bill to amend the Financial Stability Act of 2010 to require the Financial Stability Oversight Council to consider alternative approaches before determining that a U.S. nonbank financial company shall be supervised by the Board of Governors of the Federal Reserve System, and for other purposes (Mike Rounds, R-SD), ALL PROVISIONS H.R.2479 - To amend the Financial Stability Act of 2010 to include the State insurance commissioner as a voting member of the Financial Stability Oversight Council, and for other purposes (Denny Heck, D-WA-10) , ALL PROVISIONS S.1298 - A bill to amend the Financial Stability Act of 2010 to include the State insurance commissioner as a voting member of the Financial Stability Oversight Council, and for other purposes (Tim Scott, R-SC) , ALL PROVISIONS S.1335 - A bill to eliminate the Bureau of Consumer Financial Protection (Ted Cruz, R-TX) , ALL PROVISIONS S.1478 - A bill to repeal the Office of Financial Research, and for other purposes (Ted Cruz, R-TX) , ALL PROVISIONS H.R.2743 - To repeal the Office of Financial Research, and for other purposes (Ted Budd, R-NC) , ALL PROVISIONS H.R.3198 - To amend the Economic Growth and Regulatory Paperwork Reduction Act of 1996 to ensure that Federal financial regulators perform a comprehensive review of regulations to identify outdated or otherwise unnecessary regulatory requirements imposed on covered persons, and for other purposes (Barry Loudermilk, R-GA-11) , ALL PROVISIONS H.R.3561 - To amend the Financial Stability Act of 2010 to require the Financial Stability Oversight Council to consider alternative approaches before determining that a U.S. nonbank financial company shall be supervised by the Board of Governors of the Federal Reserve System, and for other purposes (Bill Foster, D-IL-11) , ALL PROVISIONS H.R.3617 - To sunset new Federal regulatory rules after 3 years, and for other purposes (Bill Posey, R-FL-8) , ALL PROVISIONS H.R.4329 - ESG Disclosure Simplification Act of 2019 - To provide for disclosure of additional material information about public companies and establish a Sustainable Finance Advisory Committee, and for other purposes (Juan Vargas, D-CA-51) , ALL PROVISIONS H.R.2513 - Corporate Transparency Act of 2019 (Carolyn Maloney, D-NY-12) oSenate Version: S.1978 - Corporate Transparency Act of 2019 (Ron Wyden, D-OR) , ALL PROVISIONS H.R.4378 - Continuing Appropriations Act, 2020, and Health Extenders Act of 2019 (Nita Lowey, D-NY-17) , ALL PROVISIONS H.R.4767 - To promote innovation in financial services, and for other purposes (Patrick McHenry, R-NC-10) , ALL PROVISIONS S.2919 - A bill to require the Federal financial regulators to issue guidance encouraging financial institutions to work with consumers and businesses affected by a Federal Government shutdown, and for other purposes (Chris Van Hollen, D-MD) , ALL PROVISIONS H.R.5300 - To amend the Financial Stability Act of 2010 to preserve the independent funding the Office of Financial Research, to establish minimum staffing levels for the Financial Stability Oversight Council, to establish minimum funding levels for such staff, and for other purposes (Bill Foster, D-IL-11) , ALL PROVISIONS S.2649 - A bill to amend the Federal Financial Institutions Examination Council Act of 1978 to improve the examination of depository institutions, and for other purposes (Jerry Moran, R-KS) , ALL PROVISIONS H.R.4544 - To amend the Truth in Lending Act to prohibit predispute arbitration agreements that force arbitration of disputes arising from private education loans, and for other purposes (Madeleine Dean, D-PA-4) , ALL PROVISIONS

H.R.741 - To require the Federal financial institutions regulatory agencies to take risk profiles and business models of institutions into account when taking regulatory actions, and for other purposes (Scott Tipton, R-CO-3) , ALL PROVISIONS S.453 - A bill to amend the Consumer Financial Protection Act of 2010 to subject the Bureau of Consumer Financial Protection to the regular appropriations process, and for other purposes (David Perdue, R-GA) , ALL PROVISIONS H.R.758 - To provide a safe harbor for financial institutions that maintain a customer account or customer transaction at the request of a Federal or State law enforcement agency (French Hill, R-AR-2) , ALL PROVISIONS S.603 - A bill to amend the Financial Stability Act of 2010 to require the Financial Stability Oversight Council to consider alternative approaches before determining that a U.S. nonbank financial company shall be supervised by the Board of Governors of the Federal Reserve System, and for other purposes (Mike Rounds, R-SD) , ALL PROVISIONS H.R.2479 - To amend the Financial Stability Act of 2010 to include the State insurance commissioner as a voting member of the Financial Stability Oversight Council, and for other purposes (Denny Heck, D-WA-10) , ALL PROVISIONS S.1298 - A bill to amend the Financial Stability Act of 2010 to include the State insurance commissioner as a voting member of the Financial Stability Oversight Council, and for other purposes (Tim Scott, R-SC) , ALL PROVISIONS S.1335 - A bill to eliminate the Bureau of Consumer Financial Protection (Ted Cruz, R-TX) , ALL PROVISIONS S.1478 - A bill to repeal the Office of Financial Research, and for other purposes (Ted Cruz, R-TX) , ALL PROVISIONS H.R.2743 - To repeal the Office of Financial Research, and for other purposes (Ted Budd, R-NC) , ALL PROVISIONS H.R.3198 - To amend the Economic Growth and Regulatory Paperwork Reduction Act of 1996 to ensure that Federal financial regulators perform a comprehensive review of regulations to identify outdated or otherwise unnecessary regulatory requirements imposed on covered persons, and for other purposes (Barry Loudermilk, R-GA-11) , ALL PROVISIONS H.R.3561 - To amend the Financial Stability Act of 2010 to require the Financial Stability Oversight Council to consider alternative approaches before determining that a U.S. nonbank financial company shall be supervised by the Board of Governors of the Federal Reserve System, and for other purposes (Bill Foster, D-IL-11) , ALL PROVISIONS H.R.3617 - To sunset new Federal regulatory rules after 3 years, and for other purposes (Bill Posey, R-FL-8) , ALL PROVISIONS H.R.4329 - ESG Disclosure Simplification Act of 2019 - To provide for disclosure of additional material information about public companies and establish a Sustainable Finance Advisory Committee, and for other purposes (Juan Vargas, D-CA-51) , ALL PROVISIONS H.R.2513 - Corporate Transparency Act of 2019 (Carolyn Maloney, D-NY-12) oSenate Version: S.1978 - Corporate Transparency Act of 2019 (Ron Wyden, D-OR) , ALL PROVISIONS H.R.4378 - Continuing Appropriations Act, 2020, and Health Extenders Act of 2019 (Nita Lowey, D-NY-17) , ALL PROVISIONS

ESG Corporate Governance Federal Reserve's Real-Time Payments expected proposal Federal Reserve's Real-Time Payments proposal FSOC Proposed Rule: Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies H.R. 2364 - Investor Choice Against Gun Proliferation Act Limiting transactions on firearms Postal Banking Reviewing the Federal Reserve's LISCC Guidance - SR 12-17, 14-8 & 15-07 S. 1278/H.R. 2743 - To repeal the Office of Financial Research, and for other purposes S. 603 - Financial Stability Oversight Council Improvement Act of 2019 S. 915, Reward Work Act S.647/H.R. 1516, the Wall Street Tax Act HR 3088 - Shareholder Protection Act of 2019 HR 4329 - ESG Disclosure Simplification Act of 2019 HR ____ - Corporate Human Rights Risk Assessment, Prevention and mitigation Act of 2019 HR ____ - To require issuers to file an annual or quarterly report under the Securities Exchange Act of 1934 to disclose the total amount of corporate tax such issuer paid in the period covered by the report, and for other purposes HR 3623 - Climate Risk Disclosure Act of 2019

Client expense: $130,000 · Firm income: Not reported

Government targets: Environmental Protection Agency (EPA), Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, Natl Telecommunications & Information Administration (NTIA), SENATE, Transportation, Dept of (DOT), Treasury, Dept of

ESG Corporate Governance Federal Reserve's Real-Time Payments expected proposal Federal Reserve's Real-Time Payments proposal FSOC Proposed Rule: Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies H.R. 2364 - Investor Choice Against Gun Proliferation Act Limiting transactions on firearms Postal Banking Reviewing the Federal Reserve's LISCC Guidance - SR 12-17, 14-8 & 15-07 S. 1278/H.R. 2743 - To repeal the Office of Financial Research, and for other purposes S. 603 - Financial Stability Oversight Council Improvement Act of 2019 S. 915, Reward Work Act S.647/H.R. 1516, the Wall Street Tax Act

Client expense: $130,000 · Firm income: Not reported

Government targets: Environmental Protection Agency (EPA), Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, Natl Telecommunications & Information Administration (NTIA), SENATE, Transportation, Dept of (DOT), Treasury, Dept of

H.R. 5 Equality Act H.R. 56 Financial Technology Task Force Establishment H.R. 741 Federal Financial Institutions Regulatory Actions H.R. 969 Consumer Financial Protection Appropriations Process H.R. 974 Federal Reserve Written Report S. 360 Securities Exchange Diversity Data Submission S. 453 Consumer Financial Protection Appropriations Process S. 915 Public Company Shares Repurchase Prohibition H.R. 2176 Commercial Banking and Securities Business Separation H.R. 2743 Office of Financial Research Repeal H.R. 3279 Securities and Exchange Diversity Advisory Group S. 1335 Bureau of Consumer Financial Protection Elimination S. 1478 Office of Financial Research Repeal S. 1885 Corporate Fines and Penalties H.R. 4320 Corporate Fines and Penalties S. 2075 Climate Change Activities Disclosure

Client expense: $1,350,000 · Firm income: Not reported

H.R.741 - To require the Federal financial institutions regulatory agencies to take risk profiles and business models of institutions into account when taking regulatory actions, and for other purposes (Scott Tipton, R-CO-3) , ALL PROVISIONS S.453 - A bill to amend the Consumer Financial Protection Act of 2010 to subject the Bureau of Consumer Financial Protection to the regular appropriations process, and for other purposes (David Perdue, R-GA) , ALL PROVISIONS H.R.758 - To provide a safe harbor for financial institutions that maintain a customer account or customer transaction at the request of a Federal or State law enforcement agency (French Hill, R-AR-2) , ALL PROVISIONS S.603 - A bill to amend the Financial Stability Act of 2010 to require the Financial Stability Oversight Council to consider alternative approaches before determining that a U.S. nonbank financial company shall be supervised by the Board of Governors of the Federal Reserve System, and for other purposes (Mike Rounds, R-SD) , ALL PROVISIONS H.R.2479 - To amend the Financial Stability Act of 2010 to include the State insurance commissioner as a voting member of the Financial Stability Oversight Council, and for other purposes (Denny Heck, D-WA-10) , ALL PROVISIONS S.1298 - A bill to amend the Financial Stability Act of 2010 to include the State insurance commissioner as a voting member of the Financial Stability Oversight Council, and for other purposes (Tim Scott, R-SC) , ALL PROVISIONS S.1335 - A bill to eliminate the Bureau of Consumer Financial Protection (Ted Cruz, R-TX) , ALL PROVISIONS S.1478 - A bill to repeal the Office of Financial Research, and for other purposes (Ted Cruz, R-TX) , ALL PROVISIONS H.R.2743 - To repeal the Office of Financial Research, and for other purposes (Ted Budd, R-NC) , ALL PROVISIONS H.R.3198 - To amend the Economic Growth and Regulatory Paperwork Reduction Act of 1996 to ensure that Federal financial regulators perform a comprehensive review of regulations to identify outdated or otherwise unnecessary regulatory requirements imposed on covered persons, and for other purposes (Barry Loudermilk, R-GA-11) , ALL PROVISIONS H.R.3561 - To amend the Financial Stability Act of 2010 to require the Financial Stability Oversight Council to consider alternative approaches before determining that a U.S. nonbank financial company shall be supervised by the Board of Governors of the Federal Reserve System, and for other purposes (Bill Foster, D-IL-11) , ALL PROVISIONS H.R.3617 - To sunset new Federal regulatory rules after 3 years, and for other purposes (Bill Posey, R-FL-8) , ALL PROVISIONS H.R.4329 - ESG Disclosure Simplification Act of 2019 - To provide for disclosure of additional material information about public companies and establish a Sustainable Finance Advisory Committee, and for other purposes (Juan Vargas, D-CA-51) , ALL PROVISIONS H.R.2513 - Corporate Transparency Act of 2019 (Carolyn Maloney, D-NY-12) oSenate Version: S.1978 - Corporate Transparency Act of 2019 (Ron Wyden, D-OR) , ALL PROVISIONS H.R.4378 - Continuing Appropriations Act, 2020, and Health Extenders Act of 2019 (Nita Lowey, D-NY-17) , ALL PROVISIONS

ESG Corporate Governance Federal Reserve's Real-Time Payments expected proposal Federal Reserve's Real-Time Payments proposal FSOC Proposed Rule: Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies H.R. 2364 - Investor Choice Against Gun Proliferation Act Limiting transactions on firearms Postal Banking Reviewing the Federal Reserve's LISCC Guidance - SR 12-17, 14-8 & 15-07 S. 1278/H.R. 2743 - To repeal the Office of Financial Research, and for other purposes S. 603 - Financial Stability Oversight Council Improvement Act of 2019 S. 915, Reward Work Act S.647/H.R. 1516, the Wall Street Tax Act

Client expense: $100,000 · Firm income: Not reported

Government targets: Environmental Protection Agency (EPA), Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, Natl Telecommunications & Information Administration (NTIA), SENATE, Transportation, Dept of (DOT), Treasury, Dept of

ESG Corporate Governance Federal Reserve's Real-Time Payments expected proposal Federal Reserve's Real-Time Payments proposal FSOC Proposed Rule: Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies H.R. 2364 - Investor Choice Against Gun Proliferation Act Limiting transactions on firearms Postal Banking Reviewing the Federal Reserve's LISCC Guidance - SR 12-17, 14-8 & 15-07 S. 1278/H.R. 2743 - To repeal the Office of Financial Research, and for other purposes S. 603 - Financial Stability Oversight Council Improvement Act of 2019 S. 915, Reward Work Act S.647/H.R. 1516, the Wall Street Tax Act

Client expense: $100,000 · Firm income: Not reported

Government targets: Environmental Protection Agency (EPA), Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, Natl Telecommunications & Information Administration (NTIA), SENATE, Transportation, Dept of (DOT), Treasury, Dept of

RIN 2590-AA98Alternative Credit Scoring Models H.R.2743/ S. 1478To repeal the Office of Financial Research, and for other purposes S. 787American Housing and Economic Mobility Act of 2019 Export-Import Bank Reauthorization Federal Reserve's Real Time Payments System S. 1171Respect the Caps Act H.R.3462/S.1958SHELTER Act H.R. 3111National Flood Insurance Program Administrative Reform Act of 2019 CFPB-2019-0006Short-term lending

Client expense: $30,000 · Firm income: Not reported

Government targets: Consumer Financial Protection Bureau (CFPB), Federal Communications Commission (FCC), Federal Housing Finance Agency (FHFA), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Internal Revenue Service (IRS), SENATE, Treasury, Dept of, White House Office

H.R. 5 Equality Act H.R. 56 Financial Technology Task Force Establishment H.R. 741 Federal Financial Institutions Regulatory Actions H.R. 969 Consumer Financial Protection Appropriations Process H.R. 974 Federal Reserve Written Report S. 360 Securities Exchange Diversity Data Submission S. 453 Consumer Financial Protection Appropriations Process S. 915 Public Company Shares Repurchase Prohibition H.R. 2176 Commercial Banking and Securities Business Separation H.R. 2743 Office of Financial Research Repeal H.R. 3279 Securities and Exchange Diversity Advisory Group S. 1335 Bureau of Consumer Financial Protection Elimination S. 1478 Office of Financial Research Repeal S. 1885 Corporate Fines and Penalties

Client expense: $1,840,000 · Firm income: Not reported

H.R.741 - To require the Federal financial institutions regulatory agencies to take risk profiles and business models of institutions into account when taking regulatory actions, and for other purposes (Scott Tipton, R-CO-3) , ALL PROVISIONS S.453 - A bill to amend the Consumer Financial Protection Act of 2010 to subject the Bureau of Consumer Financial Protection to the regular appropriations process, and for other purposes (David Perdue, R-GA) , ALL PROVISIONS H.R.758 - To provide a safe harbor for financial institutions that maintain a customer account or customer transaction at the request of a Federal or State law enforcement agency (French Hill, R-AR-2) , ALL PROVISIONS S.603 - A bill to amend the Financial Stability Act of 2010 to require the Financial Stability Oversight Council to consider alternative approaches before determining that a U.S. nonbank financial company shall be supervised by the Board of Governors of the Federal Reserve System, and for other purposes (Mike Rounds, R-SD) , ALL PROVISIONS H.R.2479 - To amend the Financial Stability Act of 2010 to include the State insurance commissioner as a voting member of the Financial Stability Oversight Council, and for other purposes (Denny Heck, D-WA-10) , ALL PROVISIONS S.1298 - A bill to amend the Financial Stability Act of 2010 to include the State insurance commissioner as a voting member of the Financial Stability Oversight Council, and for other purposes (Tim Scott, R-SC) , ALL PROVISIONS S.1335 - A bill to eliminate the Bureau of Consumer Financial Protection (Ted Cruz, R-TX) , ALL PROVISIONS S.1478 - A bill to repeal the Office of Financial Research, and for other purposes (Ted Cruz, R-TX) , ALL PROVISIONS H.R.2743 - To repeal the Office of Financial Research, and for other purposes (Ted Budd, R-NC) , ALL PROVISIONS H.R.3198 - To amend the Economic Growth and Regulatory Paperwork Reduction Act of 1996 to ensure that Federal financial regulators perform a comprehensive review of regulations to identify outdated or otherwise unnecessary regulatory requirements imposed on covered persons, and for other purposes (Barry Loudermilk, R-GA-11) , ALL PROVISIONS H.R.3561 - To amend the Financial Stability Act of 2010 to require the Financial Stability Oversight Council to consider alternative approaches before determining that a U.S. nonbank financial company shall be supervised by the Board of Governors of the Federal Reserve System, and for other purposes (Bill Foster, D-IL-11) , ALL PROVISIONS