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To except quotations of fixed-income securities from certain regulatory requirements, and for other purposes.
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vs 9,698 other HR bills in the 117th — cohort avg 63d
This bill excepts quotations of fixed-income securities from rules requiring broker-dealers to review issuer information for accuracy before providing quotations for that issuer's security in the over-the-counter securities market. Fixed-income securities, such as bonds, provide returns in fixed periodic interest payments and return the principal at maturity.
These links require the bill number to appear in the filing's source-reported specific issue text. Client expenses and lobbying-firm income are separate disclosure fields.
Filing registrants (2)
2022 · fourth_quarter · Financial Institutions/Investments/Securities
Securitization issues, rating agency issues, ESG Environmental, Social and Governance disclosures to investors, and issues related to LIBOR. H.R. 1187, the ESG Disclosure Simplification Act; H.R. 2570, the Climate Risk Disclosure Act; H.R. 1549, the Addressing Climate Financial Risk Act; H.R. 3571, the Climate Change Financial Risk Act of 2021; and HR 4616, Adjustable Interest Rate (LIBOR) Act of 2021. Issues related to climate change. Expiration of SEC no action letter on 144a private debt offerings; H.R. 6632, regarding certain regulatory requirements for quotations of fixed-income securities
Referred to the House Committee on Financial Services.
Introduced in House
Congress.gov source codes: 1000, Intro-H
Bills with similar content found using semantic analysis.
Sources: Congress.gov
Client expense: Not reported · Firm income: $50,000
Government targets: Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
2022 · fourth_quarter · Financial Institutions/Investments/Securities
Securitization issues, rating agency issues, ESG Environmental, Social and Governance disclosures to investors, and issues related to LIBOR. H.R. 1187, the ESG Disclosure Simplification Act; H.R. 2570, the Climate Risk Disclosure Act; H.R. 1549, the Addressing Climate Financial Risk Act; H.R. 3571, the Climate Change Financial Risk Act of 2021; and H.R. 4616, Adjustable Interest Rate (LIBOR) Act of 2021. Issues related to climate change. Expiration of SEC no action letter on 144a private debt offerings; H.R. 6632, regarding certain regulatory requirements for quotations of fixed-income securities.
Client expense: $260,000 · Firm income: Not reported
Government targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of