Repeal CFPB Act

H.R. 948/S. 370, No Oil Producing and Exporting Cartels (NOPEC) Act of 2018 H.R. 3960/S. 2303, Freedom for Americans to Travel to Cuba Act of 2019 H.R. 7000/S. 945, Holding Foreign Companies Accountable Act S. 482, Defending American Security from Kremlin Aggression Act of 2019 Draft legislation on supplementary leverage ratio treatment of client initial margin Various issues related to funding for the National Endowment for Democracy; World Health Organization reform recommendations; substituted compliance and equivalence between the U.S. derivatives regulatory regime and the European Unions European Market Infrastructure Regulation (EMIR); European Supervisory Authority review and provisions regarding portfolio delegation; EU third country equivalency process; EU sustainable finance and incorporating ESG factors into financial services; International Organization of Securities Commissions (IOSCO) consultation on leverage metrics; EU review of prudential regime for investment firms; Brexit risk; European Securities Market Authority (ESMA) survey regarding short-term in financial markets

Client expense: $12,300,000 · Firm income: Not reported

Government targets: Agriculture, Dept of (USDA), Army, Dept of (Corps of Engineers), Bureau of Citizenship & Immigration Services (BCIS), Bureau of Industry and Security (BIS), Bureau of Labor Statistics (BLS), Bureau of Reclamation, Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Council on Environmental Quality (CEQ), Defense, Dept of (DOD), Education, Dept of, Energy, Dept of, Environmental Protection Agency (EPA), Equal Employment Opportunity Commission (EEOC), Executive Office of the President (EOP), Federal Aviation Administration (FAA), Federal Communications Commission (FCC), Federal Deposit Insurance Corporation (FDIC), Federal Emergency Management Agency (FEMA), Federal Energy Regulatory Commission (FERC), Federal Motor Carrier Safety Administration, Federal Reserve System, Federal Trade Commission (FTC), General Services Administration (GSA), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Homeland Security, Dept of (DHS), Housing & Urban Development, Dept of (HUD), Interior, Dept of (DOI), Internal Revenue Service (IRS), Justice, Dept of (DOJ), Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Institute of Standards & Technology (NIST), Natl Labor Relations Board (NLRB), Natl Security Council (NSC), Natl Telecommunications & Information Administration (NTIA), Office of Management & Budget (OMB), Office of Science & Technology Policy (OSTP), Office of the Comptroller of the Currency (OCC), Patent & Trademark Office (PTO), Pension Benefit Guaranty Corporation (PBGC), SENATE, Securities & Exchange Commission (SEC), Small Business Administration (SBA), State, Dept of (DOS), Transportation Security Administration (TSA), Transportation, Dept of (DOT), Treasury, Dept of, U.S. Copyright Office, U.S. Customs & Border Protection, U.S. Trade Representative (USTR), White House Office

H.R. 948/S. 370, No Oil Producing and Exporting Cartels (NOPEC) Act of 2018 H.R. 3960/S. 2303, Freedom for Americans to Travel to Cuba Act of 2019 S. 482, Defending American Security from Kremlin Aggression Act of 2019 Draft legislation on supplementary leverage ratio treatment of client initial margin Various issues related to funding for the National Endowment for Democracy; substituted compliance and equivalence between the U.S. derivatives regulatory regime and the European Unions European Market Infrastructure Regulation (EMIR); European Supervisory Authority review and provisions regarding portfolio delegation; EU third country equivalency process; EU sustainable finance and incorporating ESG factors into financial services; International Organization of Securities Commissions (IOSCO) consultation on leverage metrics; EU review of prudential regime for investment firms; Brexit risk; European Securities Market Authority (ESMA) survey regarding short-term in financial markets

Client expense: $15,770,000 · Firm income: Not reported

H.R. 948/S. 370, No Oil Producing and Exporting Cartels (NOPEC) Act of 2018 H.R. 3960/S. 2303, Freedom for Americans to Travel to Cuba Act of 2019 S. 482, Defending American Security from Kremlin Aggression Act of 2019 Draft legislation on supplementary leverage ratio treatment of client initial margin Various issues related to funding for the National Endowment for Democracy; substituted compliance and equivalence between the U.S. derivatives regulatory regime and the European Unions European Market Infrastructure Regulation (EMIR); European Supervisory Authority review and provisions regarding portfolio delegation; EU third country equivalency process; EU sustainable finance and incorporating ESG factors into financial services; International Organization of Securities Commissions (IOSCO) consultation on leverage metrics; EU review of prudential regime for investment firms; Brexit risk; European Securities Market Authority (ESMA) survey regarding short-term in financial markets

Client expense: $16,900,000 · Firm income: Not reported

H.R. 948/S. 370, No Oil Producing and Exporting Cartels (NOPEC) Act of 2018 H.R. 3960/S. 2303, Freedom for Americans to Travel to Cuba Act of 2019 Draft legislation on supplementary leverage ration treatment of client initial margin Various issues related to substituted compliance and equivalence between the U.S. derivatives regulatory regime and the European Unions European Market Infrastructure Regulation (EMIR); European Supervisory Authority review and provisions regarding portfolio delegation; EU third country equivalency process; sustainable finance and incorporating ESG factors into financial services; International Organization of Securities Commissions (IOSCO) consultation on leverage metrics; EU review of prudential regime for investment firms; Brexit risk; European Securities Market Authority (ESMA) survey regarding short-termisn in financial markets

Client expense: $12,260,000 · Firm income: Not reported

H.R. 948/S. 370, No Oil Producing and Exporting Cartels (NOPEC) Act of 2018 Various issues related to substituted compliance and equivalence between the U.S. derivatives regulatory regime and the European Unions European Market Infrastructure Regulation (EMIR); potential legislation related to the supplementary leverage ratios treatment of client cleared derivatives; European Supervisory Authority review and provisions regarding portfolio delegation; EU third country equivalency process; sustainable finance and incorporating ESG factors into financial services; International Organization of Securities Commissions (IOSCO) consultation on leverage metrics; EU review of prudential regime for investment firms; Brexit risk

Client expense: $12,530,000 · Firm income: Not reported

H.R. 948/S. 370, No Oil Producing and Exporting Cartels (NOPEC) Act of 2018 Various issues relating to common ownership and antitrust theories regarding concentrated ownership and passive investment funds; European Commission proposed regulations on disclosures relating to sustainable investments and sustainability risks and amending Directive (EU) 2016/2341; beneficial ownership; MiFID II and the impact of splitting research and execution costs; proposed regulations regarding third country CCP supervision; European Supervisory Authority review and provisions regarding portfolio delegation; EU third country equivalency process; sustainable finance and incorporating ESG factors into financial services; upcoming IOSCO proposal on funds use of leverage; review of prudential regime for investment firms; Basel Committee on Banking Supervision consultation on Leverage Ratio Treatment of Client Cleared Derivatives; Global initial margin phase-in concerns; Financial Stability Board 2019 agenda; IOSCO 2019 agenda; Brexit risk; Development and implementation of insurance capital standards by IAIS; Development of holistic framework for systemic risk for the insurance sector by IAIS

Client expense: $16,460,000 · Firm income: Not reported

S. 223/H.R. 3758 (Senior$afe Act of 2017); provides immunity from suit for certain individuals who disclose potential examples of financial exploitation of senior citizens. H.R. 10 (Financial CHOICE Act of 2017); converts the Consumer Financial Protection Bureau into a consumer law enforcement agency, subjects the agency to the congressional appropriations process, expanded judicial review, and additional congressional oversight, eliminates supervisory authority over financial institutions; and limits the agency's authority to take action against entities for abusive practices. H.R. 3911 (Risk-Based Credit Examination Act); amends the Securities Exchange Act of 1934 with respect to risk-based examinations of Nationally Recognized Statistical Rating Organizations. S. 1321/H.R. 2823 (Affordable Retirement Advice for Savers Act); amends the Employee Retirement Income Security Act of 1974 and the Internal Revenue Code of 198 to repeal the Fiduciary Definition rulemaking. S. 370/S. 1804 (Repeal CFPB Act); eliminates the Bureau of Consumer Financial Protection by repealing title X of the Dodd-Frank Wall Street Reform and Consumer Protection Act, commonly known as the Consumer Financial Protection Act of 2010. H.R. 3118/H.R. 1031; repeals the Consumer Financial Protection Act of 2010, which established the Consumer Financial Protection Bureau. H.J Res. 111; Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by Bureau of Consumer Financial Protection relating to "Arbitration Agreements." S.J.Res.47; A joint resolution providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by Bureau of Consumer Financial Protection relating to "Arbitration Agreements." S. 2155 (Economic Growth, Regulatory Relief, and Consumer Protection Act); amends current banking and financial regulation laws. H.R. 5037 (Securities Fraud Act of 2018); provides exclusive Federal jurisdiction over civil securities fraud actions, preempting state law and regulation. S. 3421 (Blue Sky Harmonization Act); provides exclusive federal jurisdiction over civil securities fraud actions, preempting state law and regulation. General lobbying with regard to the Department of Labors conflict of interest rule. General lobbying with regard to the Department of Labors fiduciary rule. General lobbying with regard to the SEC fiduciary standard review. General lobbying on issues related to shareholder arbitration provisions.

Supplemental capital issues, regulatory issues for credit unions and tax exemption status: HR 10, HR 389, HR 1018, HR 1031, HR 1116, HR 1153, HR 1244, HR 1264, HR 1401, HR 1422, HR 1423, HR 1426, HR 1457, HR 1699, HR 1801, HR 1958, HR 1964, HR 2133, HR 2170, HR 2215, HR 2226, HR 2246, HR 2359, HR 2403, HR 2553, HR 2570, HR 2706, HR 2793, HR 2868, HR 2874, HR 2875, HR 2877, HR 2890, HR 2954, HR 3072, HR 3221, HR 3312, HR 3354, HR 3746, HR 3758, HR 3766, HR 3857, HR 3866, HR 3971, HR 3978, HR 4081, HR 4296, HR 4439, HR 4464, HR 4499, HR 4545, HR 4648, HR 4651, HR 4743, HR 4746, HR 4764, HR 4771, HR 4790, HR 4861, HR 4905, HR 5076, HR 5166, HR 5266, HR 5288, HR 5470, HR 5474, HR 5484, HR 5502, HR 5659, HR 5673, HR 5793, HR 5877, HR 5993, HR 6068, HR 6102, HR 6147, HR 6158, HR 6163, HR 6192, HR 6411, HR 6531, HR 6625, HR 6743, HR 6746, HR 6789, HR 6858, HR 6861, HR 6892, HR 6972; HJ Res 62, HJ Res 73, HJ Res 122, HJ Res 132; S 21, S 105, S 223, SJ Res 19, S 365, S 366, S 370, S 387, S 488, S 563, S 567, S 836, S 838, S 1002, S 1152, S 1264, S 1284, S 1313, S 1315, S 1368, S 1389, S 1499, S 1571, S 1579, S 1642, S 1753, S 1810, S 1962, S 1982, S 2171, S 2237, S 2289, S 2362, S 2375, S 2417, S 2490, S 2701, S 2702, S 2862, S 3032, S 3040, S 3070, S 3128, S 3139, S 3334, S 3343, S 3443; SJ Res 47 SJ Res 56, SJ Res 57; data security and cybersecurity: patent reform; FHLB membership rules; CFPB and FSOC reform; and GSE reform.

Client expense: Not reported · Firm income: $50,000

H.R. 10 Financial Regulatory Reform H.R. 45 Financial Regulatory Reform H.R. 70 Federal Advisory Committee Act Amendments H.R. 493 Wall Street H.R. 585 Pre-Dispute Arbitration Agreement Prohibition H.R. 832 Consumer Financial Products Dispute Proceedings H.R. 1018 Director of the Bureau of Consumer Financial Protection H.R. 1031 Bureau of Consumer Financial Protection H.R. 1459 Regular Appropriations Process S. 365 Fund Transfer Funding Cap S. 370 Bureau of Consumer Financial Protection S. 387 Consumer Financial Protection Bureau Appropriations H.R. 2553 Bureau of Consumer Financial Protection H.R. 2750 Office of Financial Research Independent Funding S. 923 Financial Institutions Regulations Exemption H.R. 3312 Bank Holding Companies and Enhanced Supervision S. 1579 Consumer Financial Protection Advisory Boards S. 1744 Securities and Exchange Commission Regulations H.R. 4061 Financial Stability Oversight Council H.R. 4293 Comprehensive Capital Analysis and Review Process H.R. 4302 Congressional Accountability for Emergency Lending H.R. 4625 Development & Implementation of Artificial Intelligence H.R. 5266 Financial Product Safety Commission S. 2217 Development & Implementation of Artificial Intelligence H.R. 5470 Office of Financial Research H.R. 5534 Procedures for Guidance S. 2702 Authority of Bureau of Consumer Financial Protection H.R. 6741 Monetary Policy Transparency and Accountability H.R. 2133 CLEARR Act of 2017 S. 3443 Consumer Financial Protection Guidance Procedures H.R. 6972 Consumer Financial Protection Bureau

Client expense: $1,030,000 · Firm income: Not reported

S. 223/H.R. 3758 (Senior$afe Act of 2017); provides immunity from suit for certain individuals who disclose potential examples of financial exploitation of senior citizens. H.R. 10 (Financial CHOICE Act of 2017); converts the Consumer Financial Protection Bureau into a consumer law enforcement agency, subjects the agency to the congressional appropriations process, expanded judicial review, and additional congressional oversight, eliminates supervisory authority over financial institutions; and limits the agency's authority to take action against entities for abusive practices. H.R. 3911 (Risk-Based Credit Examination Act); amends the Securities Exchange Act of 1934 with respect to risk-based examinations of Nationally Recognized Statistical Rating Organizations. S. 1321/H.R. 2823 (Affordable Retirement Advice for Savers Act); amends the Employee Retirement Income Security Act of 1974 and the Internal Revenue Code of 198 to repeal the Fiduciary Definition rulemaking. S. 370/S. 1804 (Repeal CFPB Act); eliminates the Bureau of Consumer Financial Protection by repealing title X of the Dodd-Frank Wall Street Reform and Consumer Protection Act, commonly known as the Consumer Financial Protection Act of 2010. H.R. 3118/H.R. 1031; repeals the Consumer Financial Protection Act of 2010, which established the Consumer Financial Protection Bureau. H.J Res. 111; Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by Bureau of Consumer Financial Protection relating to "Arbitration Agreements." S.J.Res.47; A joint resolution providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by Bureau of Consumer Financial Protection relating to "Arbitration Agreements." S. 2155 (Economic Growth, Regulatory Relief, and Consumer Protection Act); amends current banking and financial regulation laws. H.R. 5037 (Securities Fraud Act of 2018); provides exclusive Federal jurisdiction over civil securities fraud actions, preempting state law and regulation. General lobbying with regard to the Department of Labors conflict of interest rule. General lobbying with regard to the Department of Labors fiduciary rule. General lobbying with regard to the SEC fiduciary standard review. General lobbying on issues related to shareholder arbitration.

S. 223/H.R. 3758 (Senior$afe Act of 2017); provides immunity from suit for certain individuals who disclose potential examples of financial exploitation of senior citizens. H.R. 10 (Financial CHOICE Act of 2017); converts the Consumer Financial Protection Bureau into a consumer law enforcement agency, subjects the agency to the congressional appropriations process, expanded judicial review, and additional congressional oversight, eliminates supervisory authority over financial institutions; and limits the agency's authority to take action against entities for abusive practices. H.R. 3911 (Risk-Based Credit Examination Act); amends the Securities Exchange Act of 1934 with respect to risk-based examinations of Nationally Recognized Statistical Rating Organizations. S. 1321/H.R. 2823 (Affordable Retirement Advice for Savers Act); amends the Employee Retirement Income Security Act of 1974 and the Internal Revenue Code of 198 to repeal the Fiduciary Definition rulemaking. S. 370/S. 1804 (Repeal CFPB Act); eliminates the Bureau of Consumer Financial Protection by repealing title X of the Dodd-Frank Wall Street Reform and Consumer Protection Act, commonly known as the Consumer Financial Protection Act of 2010. H.R. 3118/H.R. 1031; repeals the Consumer Financial Protection Act of 2010, which established the Consumer Financial Protection Bureau. H.J Res. 111; Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by Bureau of Consumer Financial Protection relating to "Arbitration Agreements." S.J.Res.47; A joint resolution providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by Bureau of Consumer Financial Protection relating to "Arbitration Agreements." S. 2155 (Economic Growth, Regulatory Relief, and Consumer Protection Act); amends current banking and financial regulation laws. H.R. 5037 (Securities Fraud Act of 2018); provides exclusive Federal jurisdiction over civil securities fraud actions, preempting state law and regulation. S. 3421 (Blue Sky Harmonization Act); provides exclusive federal jurisdiction over civil securities fraud actions, preempting state law and regulation. General lobbying with regard to the Department of Labors conflict of interest rule. General lobbying with regard to the Department of Labors fiduciary rule. General lobbying with regard to the SEC fiduciary standard review. General lobbying on issues related to shareholder arbitration provisions.

H.R. 10 Financial Regulatory Reform H.R. 45 Financial Regulatory Reform H.R. 70 Federal Advisory Committee Act Amendments H.R. 493 Wall Street H.R. 585 Pre-Dispute Arbitration Agreement Prohibition H.R. 832 Consumer Financial Products Dispute Proceedings H.R. 1018 Director of the Bureau of Consumer Financial Protection H.R. 1031 Bureau of Consumer Financial Protection H.R. 1459 Regular Appropriations Process S. 365 Fund Transfer Funding Cap S. 370 Bureau of Consumer Financial Protection S. 387 Consumer Financial Protection Bureau Appropriations H.R. 2553 Bureau of Consumer Financial Protection H.R. 2750 Office of Financial Research Independent Funding S. 923 Financial Institutions Regulations Exemption H.R. 3312 Bank Holding Companies and Enhanced Supervision S. 1579 Consumer Financial Protection Advisory Boards S. 1744 Securities and Exchange Commission Regulations H.R. 4061 Financial Stability Oversight Council H.R. 4293 Comprehensive Capital Analysis and Review Process H.R. 4302 Congressional Accountability for Emergency Lending H.R. 4625 Development & Implementation of Artificial Intelligence H.R. 5266 Financial Product Safety Commission S. 2217 Development & Implementation of Artificial Intelligence H.R. 5470 Office of Financial Research H.R. 5534 Procedures for Guidance S. 2702 Authority of Bureau of Consumer Financial Protection H.R. 6741 Monetary Policy Transparency and Accountability H.R. 2133 CLEARR Act of 2017 S. 3443 Consumer Financial Protection Guidance Procedures

Client expense: $1,070,000 · Firm income: Not reported

Supplemental capital issues, regulatory issues for credit unions and tax exemption status: HR 10, HR 389, HR 1018, HR 1031, HR 1116, HR 1153, HR 1244, HR 1264, HR 1401, HR 1422, HR 1423, HR 1426, HR 1457, HR 1699, HR 1801, HR 1958, HR 1964, HR 2133, HR 2170, HR 2215, HR 2226, HR 2246, HR 2359, HR 2403, HR 2553, HR 2570, HR 2706, HR 2793, HR 2868, HR 2874, HR 2875, HR 2877, HR 2890, HR 2954, HR 3072, HR 3110, HR 3221, HR 3312, HR 3354, HR 3746, HR 3758, HR 3766, HR 3857, HR 3866, HR 3971, HR 3978, HR 4081, HR 4296, HR 4439, HR 4464, HR 4499, HR 4545, HR 4648, HR 4651, HR 4743, HR 4746, HR 4764, HR 4771, HR 4790, HR 4861, HR 4905, HR 5076, HR 5166, HR 5266, HR 5288, HR 5470, HR 5474, HR 5484, HR 5502, HR 5659, HR 5673, HR 5793, HR 5877, HR 5993, HR 6068, HR 6102, HR 6147, HR 6158, HR 6163, HR 6192, HR 6411, HR 6531, HR 6625, HR 6743, HR 6746, HR 6789, HR 6858, HR 6861, HR 6892, HR 6972; HJ Res 62, HJ Res 73, HJ Res 122, HJ Res 132; S 21, S 105, S 223, SJ Res 19, S 365, S 366, S 370, S 387, S 488, S 563, S 567, S 836, S 838, S 1002, S 1152, S 1264, S 1284, S 1313, S 1315, S 1368, S 1389, S 1499, S 1571, S 1579, S 1642, S 1753, S 1810, S 1962, S 1982, S 2155, S 2171, S 2237, S 2289, S 2362, S 2375, S 2417, S 2490, S 2701, S 2702, S 2862, S 3032, S 3040, S 3070, S 3128, S 3139, S 3334, S 3343, S 3443; SJ Res 47 SJ Res 56, SJ Res 57; data security and cybersecurity: patent reform; FHLB membership rules; CFPB and FSOC reform; and GSE reform.

Client expense: Not reported · Firm income: $50,000

S. 223/H.R. 3758 (Senior$afe Act of 2017); provides immunity from suit for certain individuals who disclose potential examples of financial exploitation of senior citizens. H.R. 10 (Financial CHOICE Act of 2017); converts the Consumer Financial Protection Bureau into a consumer law enforcement agency, subjects the agency to the congressional appropriations process, expanded judicial review, and additional congressional oversight, eliminates supervisory authority over financial institutions; and limits the agency's authority to take action against entities for abusive practices. H.R. 3911 (Risk-Based Credit Examination Act); amends the Securities Exchange Act of 1934 with respect to risk-based examinations of Nationally Recognized Statistical Rating Organizations. S. 1321/H.R. 2823 (Affordable Retirement Advice for Savers Act); amends the Employee Retirement Income Security Act of 1974 and the Internal Revenue Code of 198 to repeal the Fiduciary Definition rulemaking. S. 370/S. 1804 (Repeal CFPB Act); eliminates the Bureau of Consumer Financial Protection by repealing title X of the Dodd-Frank Wall Street Reform and Consumer Protection Act, commonly known as the Consumer Financial Protection Act of 2010. H.R. 3118/H.R. 1031; repeals the Consumer Financial Protection Act of 2010, which established the Consumer Financial Protection Bureau. H.J Res. 111; Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by Bureau of Consumer Financial Protection relating to "Arbitration Agreements." S.J.Res.47; A joint resolution providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by Bureau of Consumer Financial Protection relating to "Arbitration Agreements." S. 2155 (Economic Growth, Regulatory Relief, and Consumer Protection Act); amends current banking and financial regulation laws. H.R. 5037 (Securities Fraud Act of 2018); provides exclusive Federal jurisdiction over civil securities fraud actions, preempting state law and regulation. General lobbying with regard to the Department of Labors conflict of interest rule. General lobbying with regard to the Department of Labors fiduciary rule. General lobbying with regard to the SEC fiduciary standard review. General lobbying on issues related to shareholder arbitration.

H.R. 10 Financial Regulatory Reform H.R. 45 Financial Regulatory Reform H.R. 70 Federal Advisory Committee Act Amendments H.R. 493 Wall Street H.R. 585 Pre-Dispute Arbitration Agreement Prohibition H.R. 832 Consumer Financial Products Dispute Proceedings H.R. 1018 Director of the Bureau of Consumer Financial Protection H.R. 1031 Bureau of Consumer Financial Protection H.R. 1459 Regular Appropriations Process S. 365 Fund Transfer Funding Cap S. 370 Bureau of Consumer Financial Protection S. 387 Consumer Financial Protection Bureau Appropriations H.R. 2553 Bureau of Consumer Financial Protection H.R. 2750 Office of Financial Research Independent Funding S. 923 Financial Institutions Regulations Exemption H.R. 3312 Bank Holding Companies and Enhanced Supervision S. 1579 Consumer Financial Protection Advisory Boards S. 1744 Securities and Exchange Commission Regulations H.R. 4061 Financial Stability Oversight Council H.R. 4293 Comprehensive Capital Analysis and Review Process H.R. 4302 Congressional Accountability for Emergency Lending H.R. 4625 Development & Implementation of Artificial Intelligence H.R. 5266 Financial Product Safety Commission S. 2217 Development & Implementation of Artificial Intelligence H.R. 5470 Office of Financial Research H.R. 5534 Procedures for Guidance S. 2702 Authority of Bureau of Consumer Financial Protection

Client expense: $1,590,000 · Firm income: Not reported

Supplemental capital issues, regulatory issues for credit unions and tax exemption status: HR 10, HR 389, HR 1018, HR 1031, HR 1116, HR 1153, HR 1244, HR 1264, HR 1401, HR 1422, HR 1423, HR 1426, HR 1457, HR 1699, HR 1801, HR 1958, HR 1964, HR 2133, HR 2170, HR 2215, HR 2226, HR 2246, HR 2359, HR 2403, HR 2553, HR 2570, HR 2706, HR 2793, HR 2868, HR 2874, HR 2875, HR 2877, HR 2890, HR 2954, HR 3072, HR 3110, HR 3221, HR 3312, HR 3354, HR 3746, HR 3758, HR 3766, HR 3857, HR 3866, HR 3971, HR 3978, HR 4081, HR 4296, HR 4439, HR 4464, HR 4499, HR 4545, HR 4648, HR 4651, HR 4743, HR 4746, HR 4764, HR 4771, HR 4790, HR 4861, HR 4905, HR 5076, HR 5166, HR 5266, HR 5288, HR 5470, HR 5474, HR 5484, HR 5502, HR 5659, HR 5673, HR 5793, HR 5877, HR 5993, HR 6068, HR 6102, HR 6158, HR 6163, HR 6192; HJ Res 62, HJ Res 73, HJ Res 122, HJ Res 132; S 21, S 105, S 223, SJ Res 19, S 365, S 366, S 370, S 387, S 563, S 567, S 836, S 838, S 1002, S 1152, S 1264, S 1284, S 1313, S 1315, S 1368, S 1389, S 1499, S 1571, S 1579, S 1642, S 1753, S 1810, S 1962, S 1982, S 2155, S 2171, S 2237, S 2289, S 2362, S 2375, S 2417, S 2490, S 2701, S 2702, S 2862, S 3032, S 3040, S 3070, S 3128, S 3139; SJ Res 47 SJ Res 56, SJ Res 57; data security and cybersecurity: patent reform; FHLB membership rules; CFPB and FSOC reform; and GSE reform.

Client expense: Not reported · Firm income: $50,000

S. 223/H.R. 3758 (Senior$afe Act of 2017); provides immunity from suit for certain individuals who disclose potential examples of financial exploitation of senior citizens. H.R. 10 (Financial CHOICE Act of 2017); converts the Consumer Financial Protection Bureau into a consumer law enforcement agency, subjects the agency to the congressional appropriations process, expanded judicial review, and additional congressional oversight, eliminates supervisory authority over financial institutions; and limits the agency's authority to take action against entities for abusive practices. H.R. 3911 (Risk-Based Credit Examination Act); amends the Securities Exchange Act of 1934 with respect to risk-based examinations of Nationally Recognized Statistical Rating Organizations. S. 1321/H.R. 2823 (Affordable Retirement Advice for Savers Act); amends the Employee Retirement Income Security Act of 1974 and the Internal Revenue Code of 198 to repeal the Fiduciary Definition rulemaking. S. 370/S. 1804 (Repeal CFPB Act); eliminates the Bureau of Consumer Financial Protection by repealing title X of the Dodd-Frank Wall Street Reform and Consumer Protection Act, commonly known as the Consumer Financial Protection Act of 2010. H.R. 3118/H.R. 1031; repeals the Consumer Financial Protection Act of 2010, which established the Consumer Financial Protection Bureau. H.J Res. 111; Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by Bureau of Consumer Financial Protection relating to "Arbitration Agreements." S.J.Res.47; A joint resolution providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by Bureau of Consumer Financial Protection relating to "Arbitration Agreements." S. 2155 (Economic Growth, Regulatory Relief, and Consumer Protection Act); amends current banking and financial regulation laws. H.R. 5037 (Securities Fraud Act of 2018); provides exclusive Federal jurisdiction over civil securities fraud actions, preempting state law and regulation. General lobbying with regard to the Department of Labors conflict of interest rule. General lobbying with regard to the Department of Labors fiduciary rule General lobbying with regard to the SEC fiduciary standard review. General lobbying on issues related to shareholder arbitration.

H.R. 1849/H.R 4550- Practice of Law Technical Clarification Act-amends the Fair Debt Collection Practices Act to exclude law firms and licensed attorneys who are engaged in activities related to legal proceedings from the definition of debt collector and amends the Consumer Financial Protection Act from exercising supervisory or enforcement authority. S. 105 - Consumer Financial Protection Board Act - to amend the Consumer Financial Protection Act of 2010 to transition the CFPB to a 5 member board of directors. S. 387-Consumer Financial Protection Bureau Accountablity Act-To amend the Consumer Protection Act of 2010 to bring the CFPB under the congressional appropriation process. S. 370 - Bureau of Consumer Financial Protection Repeal of Title X - repeal Title X. S. 365-Consumer Financial Protection Act to terminate CFPB's funding. H.R. 10 - Financial CHOICE Act. Legislation to scale back regulations enacted by the 2010 Dodd-Frank Act. H.R. 2706 The Financial Institution Consumer Protection Act. A bill which prohibits federal regulators from directly or indirectly coercing banks to terminate relationship with legitimate business entities. H. R. 864 Stop Debt Collection Abuse Act - To amend Fair Debt Collection Act to restrict debt collection practices. S 575. Stop Debt Collection Abuse Act - mandates all federal agencies debt collection be subject to Fair Debt Collection Practices Act. H.R. 2683, the Protecting Veteran Credit Act - To amend the Fair Debt Collection Act to exclude certain medical debt incurred by a veteran from their credit report if the medical service predates the credit report by less than one year. H.R. 5266, The Financial Product Safety Commission Act - To amend the Consumer Financial Protection Act to rename the CFPB the Financial Product Safety Commission and change the leadership structure from a single director to a 5 member bipartisan commission to lead the CFPB

Issues related to Dodd-Frank; H.R. 45 re Regulatory Relief H.R. 70 re Financial Reform H.R. 493 re Dodd-Frank Reform H.R. 585 re Financial Reform H.R. 832 re Consumer Financial Products H.R. 1018 re CFPB H.R. 1031 re CFPB H.R. 1459 re FSOC H.R. 1637 re CFPB S. 365 re CFPB S. 370 re Dodd-Frank Reform S. 387 re CFPB H.R. 4061 re Dodd-Frank FSOC H.R. 3762 re Dodd-Frank FIO H.R. 3861 re Dodd-Frank FIO H.R. 3746 re Dodd-Frank CFPB H.R. 4537 re Dodd-Frank FIO

Client expense: Not reported · Firm income: $70,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 10 Financial Regulatory Reform H.R. 45 Financial Regulatory Reform H.R. 70 Federal Advisory Committee Act Amendments H.R. 493 Wall Street H.R. 585 Pre-Dispute Arbitration Agreement Prohibition H.R. 832 Consumer Financial Products Dispute Proceedings H.R. 1018 Director of the Bureau of Consumer Financial Protection H.R. 1031 Bureau of Consumer Financial Protection H.R. 1459 Regular Appropriations Process S. 365 Fund Transfer Funding Cap S. 370 Bureau of Consumer Financial Protection S. 387 Consumer Financial Protection Bureau Appropriations H.R. 2553 Bureau of Consumer Financial Protection H.R. 2750 Office of Financial Research Independent Funding S. 923 Financial Institutions Regulations Exemption H.R. 3312 Bank Holding Companies and Enhanced Supervision S. 1579 Consumer Financial Protection Advisory Boards S. 1744 Securities and Exchange Commission Regulations H.R. 4061 Financial Stability Oversight Council H.R. 4293 Comprehensive Capital Analysis and Review Process H.R. 4302 Congressional Accountability for Emergency Lending H.R. 4625 Development & Implementation of Artificial Intelligence H.R. 5266 Financial Product Safety Commission S. 2217 Development & Implementation of Artifical Intelligence

Client expense: $1,220,000 · Firm income: Not reported

Supplemental capital issues, regulatory issues for credit unions and tax exemption status: HR 10, HR 389, HR 620, HR 1018, HR 1031, HR 1116, HR 1153, HR 1244, HR 1264, HR 1401, HR 1422, HR 1423, HR 1426, HR 1457, HR 1529, HR 1699, HR 1801, HR 1958, HR 1964, HR 2133, HR 2170, HR 2215, HR 2226, HR 2246, HR 2359, HR 2403, HR 2553, HR 2570, HR 2706, HR 2793, HR 2868, HR 2874, HR 2875, HR 2877, HR 2890, HR 2954, HR 3072, HR 3110, HR 3221, HR 3312, HR 3354, HR 3746, HR 3758, HR 3766, HR 3857, HR 3866, HR 3971, HR 3978, HR 4081, HR 4296, HR 4439, HR 4464, HR 4499, HR 4545, HR 4648, HR 4651 HR 4746, HR 4764, HR 4771, HR 4790, HR 4861, HR 4905, HR 5076, HR 5166, HR 5266, HR 5288; HJ Res 62, HJ Res 73, HJ Res 122; S 21, S 105, S 223, SJ Res 19, S 365, S 366, S 370, S 387, S 563, S 567, S 836, S 838, S 1002, S 1264, S 1284, S 1313, S 1315, S 1368, S 1389, S 1499, S 1571, S 1579, S 1642, S 1753, S 1810, S 1962, S 1982, S 2155, S 2171, S 2237, S 2289, S 2362, S 2375; SJ Res 47 SJ Res 56, SJ Res 57; data security and cybersecurity: patent reform; FHLB membership rules; CFPB and FSOC reform; and GSE reform.

Client expense: Not reported · Firm income: $50,000

All legislation, executive orders or agency actions pertaining to the Consumer Financial Protection Bureau, including to restrict its authorities, change its structure to a commission or modify its independent funding and all proposals to implement the Congressional Review Act to rescind CFPB rules, including the prepaid card rule of October 2016 and the arbitration rule of July 2017; comment on all rules proposed by the CFPB, including its high-cost (payday) and arbitration draft rules. Comment on all Executive Orders and Requests for Information pertaining to changing or limiting the structure of US Financial Regulation system. All agency proposed rules, requests for Information or guidances concerning "fintech" firms and their chartering. Oppose all appropriations riders to subject independent agencies to restrictive, duplicative regulatory cost-benefit analysis and OMB/OIRA oversight. Bills include S2155, The Economic Growth, Regulatory Relief, and Consumer Protection Act, HR3746, The Business of Insurance Regulatory Reform Act of 2017; HR2396, The Privacy Notification Technical Clarification Act; HR435, The Credit Access and Inclusion Act of 2017; HR2706, The Financial Institution Customer Protection Act of 2017; HR10 (Financial Choice Act)/S370 (Repeal CFPB Act), S365 (Change Funding of CFPB), S387 (Consumer Financial Protection Bureau Accountability Act of 2017), S105 (Consumer Financial Protection Board Act of 2017), S626 (CFPB-IG Act of 2017), S552/HR1414 (Justice for Victims of Fraud Act of 2017), HR50 (Unfunded Mandates Information and Transparency Act of 2017), HR1116/S366 (TAILOR Act of 2017), HR1018 (CFPB Constitutional Reform Act of 2017) and SJR19/HJR73/HJR62 (To repeal CFPB Prepaid rule) and HJR 111/SJR47 to repeal CFPB arbitration rule. HR2133 (CLEARR Act of 2017 to weaken civil rights lending laws). HR5 (Regulatory Accountability Act) and similar regulatory/Administrative Procedures Act/benefit-cost analysis bills and riders. S1816, S1810, HR3878 and other bills to enact free credit freezes. S1786 (Secure Act)/HR3755 (Comprehensive Credit Reform Reporting Act and S1819/HR3783 (Equal Credit for All Acts) to amend the Fair Credit Reporting Act. HR3606 (Overdraft Protection Act). cOppose HR 3796 (Anti-Pyramid Scheme Promotion Act) and any riders to do same. HR3280 (Financial Services and General Government Appropriations Act) and any riders incorporated to weaken CFPB or Dodd-Frank Act generally. Support FHFA Preferred Language efforts.

Supplemental capital issues, regulatory issues for credit unions and tax exemption status: HR 10, HR 389, HR 1018, HR 1031, HR 1116, HR 1153, HR 1244, HR 1264, HR 1401, HR 1422, HR 1423, HR 1426, HR 1457, HR 1529, HR 1699, HR 1801, HR 1958, HR 1964, HR 2133, HR 2170, HR 2215, HR 2226, HR 2246, HR 2359, HR 2403, HR 2553, HR 2570, HR 2706, HR 2793, HR 2868, HR 2874, HR 2875, HR 2877, HR 2890, HR 2954, HR 3072, HR 3110, HR 3221, HR 3312, HR 3354, HR 3746, HR 3758, HR 3766, HR 3857, HR 3866, HR 3971, HR 3978, HR 4081, HR 4296, HR 4439, HR 4464, HR 4499, HR 4545, HR 4648, HR 4651; HJ Res 62, HJ Res 73, HJ Res 111, HJ Res 122; S 21, S 105, S 223, SJ Res 19, S 365, S 366, S 370, S 387, S 563, S 567, S 836, S 838, S 1002, S 1264, S 1284, S 1313, S 1315, S 1368, S 1389, S 1499, S 1571, S 1579, S 1642, S 1753, S 1810, S 1962, S 1982, S 2155, S 2171, S 2237; SJ Res 47; data security and cybersecurity: patent reform; FHLB membership rules; CFPB and FSOC reform; and GSE reform.

Client expense: Not reported · Firm income: $50,000

All legislation, executive orders or agency actions pertaining to the Consumer Financial Protection Bureau, including to restrict its authorities, change its structure to a commission or modify its independent funding and all proposals to implement the Congressional Review Act to rescind CFPB rules, including the prepaid card rule of October 2016 and the arbitration rule of July 2017; comment on all rules proposed by the CFPB, including its high-cost (payday) and arbitration draft rules. Comment on all Executive Orders and Requests for Information pertaining to changing or limiting the structure of US Financial Regulation system. All agency proposed rules, requests for Information or guidances concerning "fintech" firms and their chartering. Oppose all appropriations riders to subject independent agencies to restrictive, duplicative regulatory cost-benefit analysis and OMB/OIRA oversight. Bills include S2155, The Economic Growth, Regulatory Relief, and Consumer Protection Act, HR3746, The Business of Insurance Regulatory Reform Act of 2017; HR2396, The Privacy Notification Technical Clarification Act; HR435, The Credit Access and Inclusion Act of 2017; HR2706, The Financial Institution Customer Protection Act of 2017; HR10 (Financial Choice Act)/S370 (Repeal CFPB Act), S365 (Change Funding of CFPB), S387 (Consumer Financial Protection Bureau Accountability Act of 2017), S105 (Consumer Financial Protection Board Act of 2017), S626 (CFPB-IG Act of 2017), S552/HR1414 (Justice for Victims of Fraud Act of 2017), HR50 (Unfunded Mandates Information and Transparency Act of 2017), HR1116/S366 (TAILOR Act of 2017), HR1018 (CFPB Constitutional Reform Act of 2017) and SJR19/HJR73/HJR62 (To repeal CFPB Prepaid rule) and HJR 111/SJR47 to repeal CFPB arbitration rule. HR2133 (CLEARR Act of 2017 to weaken civil rights lending laws). HR5 (Regulatory Accountability Act) and similar regulatory/Administrative Procedures Act/benefit-cost analysis bills and riders. S1816, S1810, HR3878 and other bills to enact free credit freezes. S1786 (Secure Act)/HR3755 (Comprehensive Credit Reform Reporting Act and S1819/HR3783 (Equal Credit for All Acts) to amend the Fair Credit Reporting Act. HR3606 (Overdraft Protection Act). cOppose HR 3796 (Anti-Pyramid Scheme Promotion Act) and any riders to do same. HR3280 (Financial Services and General Government Appropriations Act) and any riders incorporated to weaken CFPB or Dodd-Frank Act generally. Support FHFA Preferred Language efforts.

S. 223/H.R. 3758 (Senior$afe Act of 2017); provides immunity from suit for certain individuals who disclose potential examples of financial exploitation of senior citizens. H.R. 10 (Financial CHOICE Act of 2017); converts the Consumer Financial Protection Bureau into a consumer law enforcement agency, subjects the agency to the congressional appropriations process, expanded judicial review, and additional congressional oversight, eliminates supervisory authority over financial institutions; and limits the agency's authority to take action against entities for abusive practices. H.R. 3911 (Risk-Based Credit Examination Act); amends the Securities Exchange Act of 1934 with respect to risk-based examinations of Nationally Recognized Statistical Rating Organizations. S. 1321/H.R. 2823 (Affordable Retirement Advice for Savers Act); amends the Employee Retirement Income Security Act of 1974 and the Internal Revenue Code of 198 to repeal the Fiduciary Definition rulemaking. S. 370/S. 1804 (Repeal CFPB Act); eliminates the Bureau of Consumer Financial Protection by repealing title X of the Dodd-Frank Wall Street Reform and Consumer Protection Act, commonly known as the Consumer Financial Protection Act of 2010. H.R. 3118/H.R. 1031; repeals the Consumer Financial Protection Act of 2010, which established the Consumer Financial Protection Bureau. H.J Res. 111; Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by Bureau of Consumer Financial Protection relating to "Arbitration Agreements." S.J.Res.47; A joint resolution providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by Bureau of Consumer Financial Protection relating to "Arbitration Agreements." General lobbying with regard to the Department of Labors conflict of interest rule. General lobbying with regard to the Department of Labors fiduciary rule General lobbying with regard to the SEC fiduciary standard review.

Issues related to Dodd-Frank; H.R. 45 re Regulatory Relief H.R. 70 re Financial Reform H.R. 493 re Dodd-Frank Reform H.R. 585 re Financial Reform H.R. 832 re Consumer Financial Products H.R. 1018 re CFPB H.R. 1031 re CFPB H.R. 1459 re FSOC H.R. 1637 re CFPB S. 365 re CFPB S. 370 re Dodd-Frank Reform S. 387 re CFPB H.R. 4061 re Dodd-Frank FSOC H.R. 3762 re Dodd-Frank FIO H.R. 3861 re Dodd-Frank FIO H.R. 3746 re Dodd-Frank CFPB H.R. 4537 re Dodd-Frank FIO

Client expense: Not reported · Firm income: $70,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 1849/H.R 4550- Practice of Law Technical Clarification Act-amends the Fair Debt Collection Practices Act to exclude law firms and licensed attorneys who are engaged in activities related to legal proceedings from the definition of debt collector and amends the Consumer Financial Protection Act from exercising supervisory or enforcement authority. S. 105 - Consumer Financial Protection Board Act - to amend the Consumer Financial Protection Act of 2010 to transition the CFPB to a 5 member board of directors. S. 387-Consumer Financial Protection Bureau Accountablity Act-To amend the Consumer Protection Act of 2010 to bring the CFPB under the congressional appropriation process. S. 370 - Bureau of Consumer Financial Protection Repeal of Title X - repeal Title X. S. 365-Consumer Financial Protection Act to terminate CFPB's funding. H.R. 10 - Financial CHOICE Act. Legislation to scale back regulations enacted by the 2010 Dodd-Frank Act. H.R. 2706 The Financial Institution Consumer Protection Act. A bill which prohibits federal regulators from directly or indirectly coercing banks to terminate relationship with legitimate business entities. H. R. 864 Stop Debt Collection Abuse Act - To amend Fair Debt Collection Act to restrict debt collection practices. S 575. Stop Debt Collection Abuse Act - mandates all federal agencies debt collection be subject to Fair Debt Collection Practices Act. H.R. 2683, the Protecting Veteran Credit Act - To amend the Fair Debt Collection Act to exclude certain medical debt incurred by a veteran from their credit report if the medical service predates the credit report by less than one year.

Client expense: $80,000 · Firm income: Not reported

H.R. 10 Financial Regulatory Reform H.R. 45 Financial Regulatory Reform H.R. 70 Federal Advisory Committee Act Amendments H.R. 493 Wall Street H.R. 585 Pre-Dispute Arbitration Agreement Prohibition H.R. 832 Consumer Financial Products Dispute Proceedings H.R. 1018 Director of the Bureau of Consumer Financial Protection H.R. 1031 Bureau of Consumer Financial Protection H.R. 1459 Regular Appropriations Process S. 365 Fund Transfer Funding Cap S. 370 Bureau of Consumer Financial Protection S. 387 Consumer Financial Protection Bureau Appropriations H.R. 2553 Bureau of Consumer Financial Protection H.R. 2750 Office of Financial Research Independent Funding S. 923 Financial Institutions Regulations Exemption H.R. 3312 Bank Holding Companies and Enhanced Supervision S. 1579 Consumer Financial Protection Advisory Boards S. 1744 Securities and Exchange Commission Regulations H.R. 4061 Financial Stability Oversight Council H.R. 4293 Comprehensive Capital Analysis and Review Process H.R. 4302 Congressional Accountability for Emergency Lending

Client expense: $1,390,000 · Firm income: Not reported

HR 1018 HR 2706 HR 3299 S 159 S 370 S 387

Client expense: Not reported · Firm income: $10,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

All legislation, executive orders or agency actions pertaining to the Consumer Financial Protection Bureau, including to restrict its authorities, change its structure to a commission or modify its independent funding and all proposals to implement the Congressional Review Act to rescind CFPB rules, including the prepaid card rule of October 2016 and the arbitration rule of July 2017; comment on all rules proposed by the CFPB, including its high-cost (payday) and arbitration draft rules. Comment on all Executive Orders and Requests for Information pertaining to changing or limiting the structure of US Financial Regulation system. All agency proposed rules, requests for Information or guidances concerning ""fintech"" firms and their chartering. Oppose all appropriations riders to subject independent agencies to restrictive, duplicative regulatory cost-benefit analysis and OMB/OIRA oversight. Bills include HR10 (Financial Choice Act)/S370 (Repeal CFPB Act), S365 (Change Funding of CFPB), S387 (Consumer Financial Protection Bureau Accountability Act of 2017), S105 (Consumer Financial Protection Board Act of 2017), S626 (CFPB-IG Act of 2017), S552/HR1414 (Justice for Victims of Fraud Act of 2017), HR50 (Unfunded Mandates Information and Transparency Act of 2017), HR1116/S366 (TAILOR Act of 2017), HR1018 (CFPB Constitutional Reform Act of 2017) and SJR19/HJR73/HJR62 (To repeal CFPB Prepaid rule) and HJR 111/SJR47 to repeal CFPB arbitration rule. HR2133 (CLEARR Act of 2017 to weaken civil rights lending laws). HR5 (Regulatory Accountability Act) and similar regulatory/Administrative Procedures Act/benefit-cost analysis bills and riders. S1816, S1810, HR3878 and other bills to enact free credit freezes. S1786 (Secure Act)/HR3755 (Comprehensive Credit Reform Reporting Act and S1819/HR3783 (Equal Credit for All Acts) to amend the Fair Credit Reporting Act. HR3606 (Overdraft Protection Act). cOppose HR 3796 (Anti-Pyramid Scheme Promotion Act) and any riders to do same. HR3280 (Financial Services and General Government Appropriations Act) and any riders incorporated to weaken CFPB or Dodd-Frank Act generally. OCC - Urge agency not to establish special national bank charter for finetch firms. FHFA - In response to Request for Input (RFI), urge this agency (new name ends in Agency-FHFA) to improve language access in materials.

S. 223/H.R. 3758 (Senior$afe Act of 2017); provides immunity from suit for certain individuals who disclose potential examples of financial exploitation of senior citizens. H.R. 10 (Financial CHOICE Act of 2017); converts the Consumer Financial Protection Bureau into a consumer law enforcement agency, subjects the agency to the congressional appropriations process, expanded judicial review, and additional congressional oversight, eliminates supervisory authority over financial institutions; and limits the agency's authority to take action against entities for abusive practices. H.R. 3911 (Risk-Based Credit Examination Act); amends the Securities Exchange Act of 1934 with respect to risk-based examinations of Nationally Recognized Statistical Rating Organizations. S. 1321/H.R. 2823 (Affordable Retirement Advice for Savers Act); amends the Employee Retirement Income Security Act of 1974 and the Internal Revenue Code of 198 to repeal the Fiduciary Definition rulemaking. S. 370/S. 1804 (Repeal CFPB Act); eliminates the Bureau of Consumer Financial Protection by repealing title X of the Dodd-Frank Wall Street Reform and Consumer Protection Act, commonly known as the Consumer Financial Protection Act of 2010. H.R. 3118/H.R. 1031; repeals the Consumer Financial Protection Act of 2010, which established the Consumer Financial Protection Bureau. H.J Res. 111; Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by Bureau of Consumer Financial Protection relating to "Arbitration Agreements." S.J.Res.47; A joint resolution providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by Bureau of Consumer Financial Protection relating to "Arbitration Agreements." General lobbying with regard to the Department of Labors conflict of interest rule. General lobbying with regard to the SEC fiduciary standard review.

HR 1018 HR 2706 S 159 S 370 S 387

Client expense: Not reported · Firm income: $10,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Issues related to Dodd-Frank; H.R. 45 re Regulatory Relief H.R. 70 re Financial Reform H.R. 493 re Dodd-Frank Reform H.R. 585 re Financial Reform H.R. 832 re Consumer Financial Products H.R. 1018 re CFPB H.R. 1031 re CFPB H.R. 1459 re FSOC H.R. 1637 re CFPB S. 365 re CFPB S. 370 re Dodd-Frank Reform S. 387 re CFPB H.R. 4061 re Dodd-Frank FSOC H.R. 3762 re Dodd-Frank FIO H.R. 3861 re Dodd-Frank FIO H.R. 3746 re Dodd-Frank FPB

Client expense: Not reported · Firm income: $70,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 1849- Practice of Law Technical Clarification Act-amends the Fair Debt Collection Practices Act to exclude law firms and licensed attorneys who are engaged in activities related to legal proceedings from the definition of debt collector and amends the Consumer Financial Protection Act from exercising supervisory or enforcement authority. S. 105 - Consumer Financial Protection Board Act - to amend the Consumer Financial Protection Act of 2010 to transition the CFPB to a 5 member board of directors. S. 387-Consumer Financial Protection Bureau Accountablity Act-To amend the Consumer Protection Act of 2010 to bring the CFPB under the congressional appropriation process. S. 370 - Bureau of Consumer Financial Protection Repeal of Title X - repeal Title X. S. 365-Consumer Financial Protection Act to terminate CFPB's funding. H.R. 10 - Financial CHOICE Act. Legislation to scale back regulations enacted by the 2010 Dodd-Frank Act. H.R. 2706 The Financial Institution Consumer Protection Act. A bill which prohibits federal regulators from directly or indirectly coercing banks to terminate relationship with legitimate business entities. H. R. 864 Stop Debt Collection Abuse Act - To amend Fair Debt Collection Act to restrict debt collection practices. S 575. Stop Debt Collection Abuse Act - mandates all federal agencies debt collection be subject to Fair Debt Collection Practices Act.

Client expense: $130,000 · Firm income: Not reported

H.R. 10 Financial Regulatory Reform H.R. 45 Financial Regulatory Reform H.R. 70 Federal Advisory Committee Act Amendments H.R. 493 Wall Street H.R. 585 Pre-Dispute Arbitration Agreement Prohibition H.R. 832 Consumer Financial Products Dispute Proceedings H.R. 1018 Director of the Bureau of Consumer Financial Protection H.R. 1031 Bureau of Consumer Financial Protection H.R. 1459 Regular Appropriations Process S. 365 Fund Transfer Funding Cap S. 370 Bureau of Consumer Financial Protection S. 387 Consumer Financial Protection Bureau Appropriations H.R. 2553 Bureau of Consumer Financial Protection H.R. 2750 Office of Financial Research Independent Funding S. 923 Financial Institutions Regulations Exemption H.R. 3312 Bank Holding Companies and Enhanced Supervision S. 1579 Consumer Financial Protection Advisory Boards S. 1744 Securities and Exchange Commission Regulations

Client expense: $1,250,000 · Firm income: Not reported

Supplemental capital issues, regulatory issues for credit unions and tax exemption status: HR 10, HR 389, HR 1018, HR 1031, HR 1116, HR 1153, HR 1244, HR 1264, HR 1401, HR 1422, HR 1423, HR 1426, HR 1529, HR 1699, HR 1801, HR 1958, HR 1964, HR 2133, HR 2170, HR 2215, HR 2226, HR 2246, HR 2359, HR 2403, HR 2553, HR 2570, HR 2706, HR 2793, HR 2868, HR 2874, HR 2875, HR 2877, HR 2890, HR 2954, HR 3072, HR 3110, HR 3312, HR 3354, HR 3746, HR 3758, HR 3766, HR 3857, HR 3866; HJ Res 62, HJ Res 73, HJ Res 111; S 21, S 105, S 223, SJ Res 19, S 365, S 366, S 370, S 387, S 563, S 567, S 836, S 838, S 1002, S 1264, S 1284, S 1313, S 1315, S 1368, S 1389, S 1499, S 1571, S 1579, S 1642, S 1753, S 1810; SJ Res 47; data security and cybersecurity: patent reform; FHLB membership rules; CFPB and FSOC reform; and GSE reform.

Client expense: Not reported · Firm income: $50,000

Supplemental capital issues, regulatory issues for credit unions and tax exemption status: HR 10 HR 26, HR 389, HJ Res 62, HR 1018, HR 1031, HJ Res 73, HR 1116, HR 1153, HR 1244, HR 1264, HR 1366, HR 1401, HR 1422, HR 1423, HR 1426, HR 1459,, HR 1699, HR 1801, HR 1833, HR 1929, HR 1948, HR 1958, HR 1964, HR 2054, HR 2133, HR 2148, HR 2170, HR 2204, HR 2215, HR 2226, HR 2246, HR 2359, HR 2396, HR 2403, HR 2548, HR 2553, HR 2565, HR 2570, HR 2706, HR 2793, HR 2868, HR 2874, HR 2875, HR 2877, HR 2890; S 21, S 105, S 223, SJ Res 19, S 365, S 366, S 370, S 387, S 389, S 563, S 567, S 626, S 639, S 836, S 838, S 869, S 1002, S 1058, S 1264, S 1284, S 130, S 1313, S 1315, S 1368, data security and cybersecurity: patent reform; FHLB membership rules; CFPB and FSOC reform; and GSE reform.

Client expense: Not reported · Firm income: $50,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

HR 1018 HR 2706 S 159 S 370 S 387

Client expense: Not reported · Firm income: $10,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

All legislation, executive orders or agency actions pertaining to the Consumer Financial Protection Bureau, including to restrict its authorities, change its structure to a commission or modify its independent funding and all proposals to implement the Congressional Review Act to rescind CFPB rules, including the prepaid card rule of October 2016; comment on all rules proposed by the CFPB, including its high-cost (payday) and arbitration draft rules. Comment on all Executive Orders and Requests for Information pertaining to changing or limiting the structure of US Financial Regulation system. All agency proposed rules, requests for Information or guidances concerning "fintech" firms and their chartering. Oppose all appropriations riders to subject independent agencies to restrictive, duplicative regulatory cost-benefit analysis and OMB/OIRA oversight. Bills include HR10 (Financial Choice Act)/S370 (Repeal CFPB Act), S365 (Change Funding of CFPB), S387 (Consumer Financial Protection Bureau Accountability Act of 2017), S105 (Consumer Financial Protection Board Act of 2017), S626 (CFPB-IG Act of 2017), S552/HR1414 (Justice for Victims of Fraud Act of 2017), HR50 (Unfunded Mandates Information and Transparency Act of 2017), HR1116/S366 (TAILOR Act of 2017), HR1018 (CFPB Constitutional Reform Act of 2017) and SJR19/HJR73/HJR62 (To repeal CFPB Prepaid rule). HR2133 (CLEARR Act of 2017 to weaken civil rights lending laws). HR5 (Regulatory Accountability Act) and similar regulatory/Administrative Procedures Act/benefit-cost analysis bills and riders.

Client expense: $10,000 · Firm income: Not reported

H.R. 10 Financial Regulatory Reform H.R. 45 Financial Regulatory Reform H.R. 70 Federal Advisory Committee Act Amendments H.R. 493 Wall Street H.R. 585 Pre-Dispute Arbitration Agreement Prohibition H.R. 832 Consumer Financial Products Dispute Proceedings H.R. 1018 Director of the Bureau of Consumer Financial Protection H.R. 1031 Bureau of Consumer Financial Protection H.R. 1459 Regular Appropriations Process S. 365 Fund Transfer Funding Cap S. 370 Bureau of Consumer Financial Protection S. 387 Consumer Financial Protection Bureau Appropriations H.R. 2553 Bureau of Consumer Financial Protection H.R. 2750 Office of Financial Research Independent Funding S. 923 Financial Institutions Regulations Exemption

Client expense: $1,460,000 · Firm income: Not reported

Issues related to Dodd-Frank; H.R. 45 re Regulatory Relief H.R. 70 re Financial Reform H.R. 493 re Dodd-Frank Reform H.R. 585 re Financial Reform H.R. 832 re Consumer Financial Products H.R. 1018 re CFPB H.R. 1031 re CFPB H.R. 1459 re FSOC H.R. 1637 re CFPB S. 365 re CFPB S. 370 re Dodd-Frank Reform S. 387 re CFPB

Client expense: Not reported · Firm income: $70,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 1849- Practice of Law Technical Clarification Act-amends the Fair Debt Collection Practices Act to exclude law firms and licensed attorneys who are engaged in activities related to legal proceedings from the definition of debt collector and amends the Consumer Financial Protection Act from exercising supervisory or enforcement authority. S. 105 - Consumer Financial Protection Board Act - to amend the Consumer Financial Protection Act of 2010 to transition the CFPB to a 5 member board of directors. S. 387-Consumer Financial Protection Bureau Accountablity Act-To amend the Consumer Protection Act of 2010 to bring the CFPB under the congressional appropriation process. S. 370 - Bureau of Consumer Financial Protection Repeal of Title X - repeal Title X. S. 365-Consumer Financial Protection Act to terminate CFPB's funding. H.R. 10 - Financial CHOICE Act. Legislation to scale back regulations enacted by the 2010 Dodd-Frank Act. H.R. 2706 The Financial Institution Consumer Protection Act. A bill which prohibits federal regulators from directly or indirectly coercing banks to terminate relationship with legitimate business entities. H. R. 864 Stop Debt Collction Abuse Act - To amend Fair Debt Collection Act to restrict debt collection practices. S 575. Stop Debt Collection Abuse Act - mandates all federal agencies debt collection be subject to Fair Debt Collection Practices Act. H.R. 2706 - Financial Institution Consumer Protection Act. Legislative proposal to end Operation Choke Point.

Client expense: $90,000 · Firm income: Not reported

Legislation; HR 2896, Taking Account of Institutions with Low Operation Risk Act of 2015; H.R. 766, the Financial Institution Customer Protection Act of 2015; All legislation concerning budget views or appropriations, including concerning riders on independent funding, structure and authority of CFPB (Financial Services and General Government Appropriations (HR5485/S2663); riders on transportation safety and airline fee disclosure. All legislation concerning amendments to DoddFrank Wall Street Reform and Consumer Protection Act, including authority of agencies to enforce laws to protect consumers, taxpayers. H.R.4781 FDIC Accountability Act of 2016; HR 1265, Bureau Advisory Commission Transparency Act; HR 1263, Consumer Financial Protection Safety and Soundness Improvement Act of 2015; HR 1262, Consumer Right to Financial Privacy Act of 2015; HR 1264, CFPB Pay Fairness Act of 2015; HR 1261, Bureau of Consumer Financial Protection Accountability Act of 2015; HR 1413/S477, Firearms Manufacturers and Dealers Protection Act of 2015 (FDIC Operation Choke Point); H.R. 766 and S2790, the Financial Institution Customer Protection Act of 2015. HR 5510, to weaken FTC; HR 4768 Separation of Powers Restoration Act; other riders and amendments to weaken independent agency authority to enact regulations. HR4172 Full file credit reporting; HR5282 Fair Credit Reporting Act amendments. Department of Education Gainful Employment rule. including HR4768, the Separation of Powers Restoration Act; HR4612 and sections of HR4361 concerning the Midnight Rules Relief Act; S2355, the Credit Access and Inclusion Act; HR5424, the Investment Advisors Modernization Act; HR5226, the Regulatory Integrity Act; HR3468, The Review Act; HR5063, the Stop Settlement Funds Act and any similar riders proposed to Appropriations Bills such as HR5485/SB3067, Financial Services and General Government Appropriations Acts for 2017. File comments to CFPB on Docket 20160020 on forced arbitration; file comment to CFPB on announcement of Debt Collection rulemaking SBREFA process; meet with CFPB on consumer complaint database, payday lending and other matters. File comment to financial and bank regulators on status of completion of rulemaking on DoddFrank Section 956, Executive Compensation; All legislation pertaining to the Consumer Financial Protection Bureau, including to restrict its authorities, change its structure to a commission or modify its independent funding and all proposals to implement the Congressional Review Act to rescind CFPB rules, including the prepaid card rule of October 2016; comment on all rules proposed by the CFPB, including its high-cost (payday) and arbitration draft rules. Comment on all Executive Orders and Requests for Information pertaining to changing or limiting the structure of US Financial Regulation system. All agency proposed rules, requests for Information or guidances concerning "fintech" firms and their chartering. Oppose all appropriations riders to subject independent agencies to restrictive, duplicative regulatory cost-benefit analysis and OMB/OIRA oversight. Bills include HR103/S370, S365, S387, S105, S626, S552/HR1414, HR50, HR1116/S366, HR1018 and SJR19/HJR73/HJR62.

Supplemental capital issues, regulatory issues for credit unions and tax exemption status: HR 26, HR 389, HJ Res 62, HR 1018, HR 1031, HJ Res 73, HR 1116, HR 1153, HR 1244, HR 1264, HR 1366, HR 1401, HR 1422, HR 1423, HR 1426, HR 1459,, HR 1699, HR 1801, S 21, S 105, S 223, SJ Res 19, S 365, S 366, S 370, S 387, S 389, S 563, S 567, data security and cybersecurity: patent reform; FHLB membership rules; CFPB and FSOC reform; and GSE reform.

Client expense: Not reported · Firm income: $50,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 1849- Practice of Law Technical Clarification Act-amends the Fair Debt Collection Practices Act to exclude law firms and licensed attorneys who are engaged in activities related to legal proceedings from the definition of debt collector and amends the Consumer Financial Protection Act from exercising supervisory or enforcement authority. S. 105 - Consumer Financial Protection Board Act - to amend the Consumer Financial Protection Act of 2010 to transition the CFPB to a 5 member board of directors. S. 387-Consumer Financial Protection Bureau Accountablity Act-To amend the Consumer Protection Act of 2010 to bring the CFPB under the congressional appropriation process. S. 370 - Bureau of Consumer Financial Protection Repeal of Title X - repeal Title X. S. 365-Consumer Financial Protection Act to terminate CFPB's funding.

Client expense: $90,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

HR 1018 S 159 S 370 S 387

Client expense: Not reported · Firm income: $10,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE