Municipal Bonds Emergency Relief Act

Equity market structure issues; LIBOR transition issues; SEC Final Regulation Best Interest; Implementation of Electronic Signature in Global and National Commerce Act; Consolidated Audit Trail (CAT) - US House and US Senate; Legislation related to changes in certain private activity bond treatment; H.R. 2474/S. 1306 - Protecting the Right to Organize Act of 2019; H.R. 3967, Municipal Bond Market Support Act of 2019; Federal Reserve Board and Prudential Agency Covid-19 Actions; S. 2563 - ILLICIT Cash Act; S. 3550 - Municipal Bonds Emergency Relief Act; Self-Regulatory Organization (SRO) Reform; H.R. 2772 - Investing in Our Communities Act; S. 1236 - Municipal Securities Rulemaking Board Reform Act of 2019; S. 4129 - Lifting Our Communities through Advance Liquidity for Infrastructure (LOCAL Infrastructure) Act; S. 4203 - American Infrastructure Bonds Act of 2020; Federal government market support programs (e.g. TALF); H.R.2, Moving Forward Act (municipal finance provisions); Public Law 116-136, CARES Act (retirement and savings provisions), (Municipal Liquidity provisions); S. 1428/H.R. 6276, Retirement Parity for Student Loans Act; S. 1431, Retirement Security and Savings Act of 2019 (various retirement and savings provisions); SBA Paycheck Protection Program; Net Stable Funding Ratio Regulatory Proposal; S. 2866 - Rural Broadband Financing Flexibility Act; H.R. 7857 - Connect America Now (CAN) Act; S. 4159 - E-SIGN Modernization Act of 2020; SEC Temporary Exemptive Order related to municipal advisors; LIBOR; Stress Testing Reform; H.R. 2923 - Inclusive Prosperity Act of 2019; Increase in the bank qualified bond limit - Rep. Sewell Bill; H.R.6395 - National Defense Authorization Act for Fiscal Year 2021; H.R. 8696, Securing a Strong Retirement Act of 2020; Department of Labor - Proposed Rule - Independent Contractor Status Under the Fair Labor Standards Act .

Client expense: $2,250,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, Ginnie Mae, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Housing & Urban Development, Dept of (HUD), Internal Revenue Service (IRS), Labor, Dept of (DOL), Natl Credit Union Administration (NCUA), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)

HR 7613, FY 2021 Energy & Water Appropriations Act, Support funding for local energy efficiency and conservation programs FY 2021 Department of Homeland Security Appropriations Act, Support funding for local homeland security programs HR 7616, FY 2021 Transportation-HUD Appropriations Act, Support funding for local community development, housing, and transportation programs HR 2088, To amend the Energy Independence and Security Act of 2007 to reauthorize the Energy Efficiency and Conservation Block Grant Program, Support HR 530, Accelerating Broadband Development by Empowering Local Communities Act of 2019, Support HR 2772, Investing in Our Communities Act, Support S 4129, LOCAL Infrastructure Act, Support HR 3593/S 1601, Hot Cars Act, Support S 3550, Municipal Bond Emergency Relief Act, Support HR 748, CARES Act, Fiscal assistance to local governments and funding for local governments grant programs Fiscal assistance and pandemic assistance to local governments HR 6800, HEROES Act, Fiscal assistance and pandemic assistance to local governments HR 6467, Coronavirus Community Relief Act, Fiscal assistance and pandemic assistance to local governments Community development and housing programs Transportation programs Telecommunications - oppose preemption of local authority Support the Contract Tower Program Local VA facilities Local flood control and water resources programs Local energy efficiency programs HR 1957, Great American Outdoors Act, Support HR 2, INVEST in America Act, Local infrastructure programs HR 7575, Water Resources Development Act of 2020, Local water resources programs HR 7806/S 4258 Save Our Stages Act, Support HR 7481/S 3814, RESTART Act, Support

Client expense: Not reported · Firm income: $10,000

HR 7613, FY 2021 Energy & Water Appropriations Act, Support funding for local energy efficiency and conservation programs FY 2021 Department of Homeland Security Appropriations Act, Support funding for local homeland security programs HR 7616, FY 2021 Transportation-HUD Appropriations Act, Support funding for local community development, housing, and transportation programs HR 2088, To amend the Energy Independence and Security Act of 2007 to reauthorize the Energy Efficiency and Conservation Block Grant Program, Support S 47, John J. Dingell, Jr. Conservation, Management, and Recreation Act, Support reauthorization of the Land and Water Conservation Fund HR 1957, Great American Outdoors Act, Support HR 530, Accelerating Broadband Development by Empowering Local Communities Act of 2019, Support HR 763, Energy Innovation & Carbon Dividend Act, Support HR 2772, Investing in Our Communities Act, Support S 4129, LOCAL Infrastructure Act, Support HR 1680/S 750, New Markets Tax Credit Extension Act, Support HR 1856, Ending Homelessness Act, Monitor S 3550, Municipal Bonds Emergency Relief Act, Support HR 748, CARES Act, Fiscal assistance to local governments and funding for local government grant programs Fiscal assistance and pandemic assistance to local governments HR 6800, HEROES Act, Fiscal assistance and pandemic assistance to local governments HR 6467, Coronavirus Community Relief Act, Fiscal assistance and pandemic assistance to local governments Support for local housing grants Disaster Recovery funding and projects Community development and housing programs Transportation programs Telecommunications - oppose preemption of local authority Support the Contract Tower Program Cleanup and redevelopment of Dallas Naval Air Station Local flood control projects Local environmental and energy efficiency programs HR 2, INVEST in American Act, Local infrastructure programs HR 7575, Water Resources Development Act of 2020, Local water resources programs S 3591, America's Water Infrastructure Act, Local water resources programs HR 7806/S 4258 Save Our Stages Act, Support HR 7481/S 3814, RESTART Act, Support

hr 7613, FY 2021 Energy & Water Appropriations Act, Support funding for local energy efficiency and conservation programs FY 2021 Department of Homeland Security Appropriations Act, Support funding for local homeland security programs HR 7616, FY 2021 Transportation-HUD Appropriations Act, Support funding for local community development, housing, and transportation programs HR 2088, To amend the Energy Independence and Security Act of 2007 to reauthorize the Energy Efficiency and Conservation Block Grant Program, Support HR 530, Accelerating Broadband Development by Empowering Local Communities Act of 2019, Support HR 2772, Investing in Our Communities Act, Support S 4129, LOCAL Infrastructure Act, Support HR 1680/S 750, New Markets Tax Credit Extension Act, Support S 3550, Municipal Bonds Emergency Relief Act, Support HR 748, CARES Act, Fiscal assistance to local governments and funding for local government grants programs Fiscal assistance and pandemic assistance to local governments HR 6800, HEROES Act, Fiscal assistance and pandemic assistance to local governments HR 6467, Coronavirus Community Relief Act, Fiscal assistance and pandemic assistance to local governments Support for local transportation grants Community development and housing programs Transportation programs Telecommunications - oppose preemption of local authority CFPB Payday Lending Proposed Rule Austin Bergstrom International Airport Projects Local flood control projects Local transportation projects Support for transportation grants Immigration issues HR 2, INVEST in America Act, Local infrastructure programs HR 1507, Bicycle Commuter Act, Support HR 1957, Great American Outdoors Act, Support HR 7806/S 4258 Save Our Stages Act, Support HR 7481/S 3814, RESTART Act, Support

Client expense: Not reported · Firm income: $20,000

HR 5173, To authorize the National Medal of Honor Museum Foundation to establish a commemorative work in the District of Columbia or its environs, and for other purposes, Support HR 7613, FY 2021 Energy & Water Appropriations Act, Support funding for local energy efficiency and conservation programs FY 2021 Department of Homeland Security Appropriations Act, Support funding for local homeland security programs HR 7616, FY 2021 Transportation-HUD Appropriations Act, Support funding for local community development, housing, and transportation programs HR 2088, To amend the Energy Independence and Security Act of 2007 to reauthorize the Energy Efficiency and Conservation Block Grant Program, Support HR 530, Accelerating Broadband Development by Empowering Local Communities Act of 2019, Support HR 2772, Investing in Our Communities Act, Support S 4129, LOCAL Infrastructure Act, Support S 3550, Municipal Bonds Emergency Relief Act, Support HR 748, CARES Act, Fiscal assistance to local governments and funding for local government grant programs HR 6800, HEROES Act, Fiscal assistance and pandemic assistance to local governments HR 6467, Coronavirus Community Relief Act, Fiscal assistance and pandemic assistance to local governments Fiscal assistance and pandemic assistance to local governments Economic development Support for local transportation grants Community development and housing programs Transportation programs Telecommunications - oppose preemption of local authority Support the Contract Tower Program Support for local cultural institutions Support for National Medal of Honor Museum locating in Arlington Support for transportation grants HR 2, INVEST in America Act, Local infrastructure programs HR 1857, Great American Outdoors Act, Support

Client expense: Not reported · Firm income: $20,000

HR 7617, FY 2021 Defense Appropriations Act, Support funding for the Defense Community Infrastructure Pilot Program HR 7613, FY 2021 Energy & Water Appropriations Act, Support funding for local energy efficiency and conservation programs HR 7616, FY 2021 Transportation-HUD Appropriations Act, Support funding for local community development, housing, and transportation programs HR 2088, To amend the Energy Independence and Security Act of 2007 to reauthorize the Energy Efficiency and Conservation Block Grant Program, Support HR 530, Accelerating Broadband Development by Empowering Local Communities Act of 2019, Support HR 2772, Investing in Our Communities Act, Support S 4129, LOCAL Infrastructure Act, Support HR 2055/S 1066, An Act Targeting Resources to Communities in Need, Support S 3550, Municipal Bonds Emergency Relief Act, Support HR 748, CARES Act, Fiscal assistance to local governments and funding for local government grant programs HR 6800, HEROES Act, Fiscal assistance and pandemic assistance to local governments HR 6467, Coronavirus Community Relief Act, Fiscal assistance and pandemic assistance to local governments Fiscal assistance and pandemic assistance to local governments Implementation of Opportunity Zones Disaster Recovery funding and projects Military construction projects at Shaw AFB Community development and housing programs Transportation programs Telecommunications - oppose preemption of local authority Local VA facilities HR 2, INVEST in America Act, Local infrastructure programs HR 1957, Great American Outdoors Act, Support

Client expense: Not reported · Firm income: $10,000

HR 7617, FY 2021 Defense Appropriations Act, Support funding for the Defense Community Infrastructure Pilot Program HR 7616, FY 2021 Transportation-HUD Appropriations Act, Support funding for local community development, housing, and transportation programs HR 530, Accelerating Broadband Development by Empowering Local Communities Act of 2019, Support S 3550, Municipal Bonds Emergency relief Act, Support HR 748, CARES Act, Fiscal assistance to local governments and funding for local government grants HR 6800, HEROES Act, Fiscal assistance and pandemic assistance to local governments HR 6467, Fiscal assistance to local governments Emergency fiscal assistance and pandemic assistance to local governments Community development and housing programs Transportation programs Telecommunications - oppose preemption of local authority Local transit projects Support for local transportation grants Support for local public safety grants Local disaster assistance/mitigation grants S 4129, LOCAL Infrastructure Act, Support HR 2772, Investing in Our Communities Act, Support HR 2, INVEST in American Act, Local infrastructure programs

Client expense: Not reported · Firm income: $20,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

HR 7617, FY 2021 Defense Appropriations Act, Support funding for the Defense Community Infrastructure Pilot Program HR 7613, FY 2021 Energy & Water Appropriations Act, Support funding for local energy efficiency and conservation programs HR 7616, FY 2021 Transportation-HUD Appropriations Act, Support funding for local community development, housing, and transportation programs HR 2088, To amend the Energy Independence and Security Act of 2007 to reauthorize the Energy Efficiency and Conservation Block Grant Program, Support HR 2772, Investing in Our Communities Act, Support S 4129, LOCAL Infrastructure Act, Support HR 2055/S 1066, An Act Targeting Resources to Communities in Need, Support HR 1680/S 750, New Markets Tax Credit Extension Act, Support HR 2088, To amend the Energy Independence and Security Act of 2007 to reauthorize the Energy HR 748, CARES Act, Funding for local governments and local government grant programs S 3550, Municipal Bonds Emergency Relief Act, Support Efficiency and Conservation Block Grant Program, and for other purposes, Support Emergency relief funding for local governments Support for local Brownfields grants Disaster Recovery funding and projects Community development and housing programs Transportation programs Telecommunications - oppose preemption of local authority Workforce Development Support for local transportation grants Local government fiscal relief and pandemic assistance HR 6800, HEROES Act, Local government fiscal relief and pandemic assistance HR 6467, Coronavirus Community Relief Act, Support HR 2, INVEST in America Act, Local infrastructure programs HR 1957, Great American Outdoors Act, Support

Client expense: Not reported · Firm income: $20,000

Financial Oversight and Management Board for Puerto Rico Federal Reserve/Treasury Lending to and Buying Bonds From States/Localities S 3550- Municipal Bonds Emergency Relief Act HR 6975- Amendments to PROMESA Act of 2019- unsecured debt and essential services HR 2772- Investing in Our Communities Act HR 6525- Reopen America Act Social Security Payroll Tax Withholding

Client expense: $590,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 1876 (Senior Security Act of 2019); H.R. 2513 (Corporate Transparency Act of 2019); S. 452 (Fostering Innovation Act of 2019); S. 2499 (A bill to require the Financial Industry Regulatory Authority to establish a relief fund to provide investors with the full value of unpaid arbitration awards issued against brokerage firms or brokers regulated by the Authority. 115th Cong.); Accounting standards for municipalities; CFTC cross-border guidance exemptive order; CFTC exemptive order on extraterritorial scope of Title VII; Release No. 34-71958, Security-Based Swap Dealers Recordkeeping; Regulation AB II (asset backed securities - Securities and Exchange Commission, Consumer Financial Protection Bureau); Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Inter-affiliate swap transactions; Trade policy issues (general); China "Secure and Controllable" information and communication technologies (ICT) regulations; Mutual Fund 12b-1 Fees; Senior investors/diminished capacity investors; Diversity & Inclusion initiatives in the financial services industry; P.L. 106-229 (E-Sign Act); Issues related to restitution and disgorgement (not yet introduced); Legislation related to the FINRA arbitration system for broker-dealers; Housing finance reform (general); SEC Proposed Exemptive Order on Municipal Advisors Acting As Placement Agents; S. 1236, the Municipal Securities Rulemaking Board Reform Act of 2019; H.R. 609, Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019; H.R. 1815, SEC Disclosure Effectiveness Testing Act of 2019; S. 1719 - Senior Security Act of 2019; H.R. 5336 - Investor Choice Act of 2019; Public Law 116-136, CARES Act; S. 4129 - LOCAL Infrastructure Act; S. 4203 - American Infrastructure Bonds Act of 2020; H.R.6242 - SEC Relief to Slow the Spread of Coronavirus Act of 2020; S.945/H.R. 7000 - Holding Foreign Companies Accountable Act; H.R. 2 - Moving Forward Act; S. 2866 - Rural Broadband Financing Flexibility Act; H.R. 7857 - Connect America Now (CAN) Act; S. 3550 - Municipal Bonds Emergency Relief Act.

Equity market structure issues; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation; Standardized Approach for Counterparty Credit Risk (SA-CCR) reform proposal; Housing Finance Reform; LIBOR transition issues; SEC Final Regulation Best Interest; Implementation of Electronic Signature in Global and National Commerce Act; Consolidated Audit Trail (CAT) - US House and US Senate; Comprehensive Capital Analysis and Review - US Senate; Legislation related to changes in certain private activity bond treatment; H.R. 2513 - Corporate Transparency Act of 2019; H.R. 2474/S. 1306 - Protecting the Right to Organize Act of 2019; H.R. 1595 and S. 1200 - Secure and Fair Enforcement Banking Act of 2019; SEC Proposed Exemptive Order on Municipal Advisors Acting As Placement Agents; S. 1236, the Municipal Securities Rulemaking Board Reform Act of 2019; H.R. 4762, Fair Investment Opportunities for Professional Experts Act; H.R. 3967, Municipal Bond Market Support Act of 2019; S. 482 - Defending American Security from Kremlin Aggression Act of 2019 and other Issues related to foreign policy and the blocking of and/or trade restrictions; Federal Reserve Board and Prudential Agency Covid-19 Actions; S. 2563 - ILLICIT Cash Act; S. 3550 - Municipal Bonds Emergency Relief Act; Self-Regulatory Organization (SRO) Reform; H.R. 2772 - Investing in Our Communities Act; S. 2992 - Investor Choice Act of 2019; S. 1236 - Municipal Securities Rulemaking Board Reform Act of 2019; S. 4129 - Lifting Our Communities through Advance Liquidity for Infrastructure (LOCAL Infrastructure) Act; S. 4203 - American Infrastructure Bonds Act of 2020; S. 3798 - Hong Kong Autonomy Act; Federal government market support programs (e.g. TALF); H.R.2, Moving Forward Act (municipal finance provisions); Public Law 116-136, CARES Act (retirement and savings provisions), (Municipal Liquidity provisions); H.R. 6800, The Heroes Act (retirement and savings provisions); S. 1428/H.R. 6276, Retirement Parity for Student Loans Act; S. 1431, Retirement Security and Savings Act of 2019 (various retirement and savings provisions); SBA Paycheck Protection Program; Net Stable Funding Ratio Regulatory Proposal; Off-Cycle CCAR; Financial Stability Board TooBigToFail Paper; Foreign Banking Organization RRP and Tailoring Proposal; Large Institution Supervision Coordinating Committee (LISCC) Review; S. 2866 - Rural Broadband Financing Flexibility Act; H.R. 7857 - Connect America Now (CAN) Act; S. 4159 - E-SIGN Modernization Act of 2020; SEC Temporary Exemptive Order related to municipal advisors; LIBOR; Federal Reserve G-SIB capital surcharge; Stress Testing Reform; Foreign Banking Organizations Tailoring Proposal Comment Letter; H.R. 2923 - Inclusive Prosperity Act of 2019; Increase in the bank qualified bond limit - Rep. Sewell Bill.

HR 7613, FY 2021 Energy & Water Appropriations Act, Support funding for local energy efficiency and conservation programs FY 2021 Department of Homeland Security Appropriations Act, Support funding for local homeland security programs HR 7616, FY 2021 Transportation-HUD Appropriations Act, Support funding for local community development, housing, and transportation programs HR 2088, To amend the Energy Independence and Security Act of 2007 to reauthorize the Energy Efficiency and Conservation Block Grant Program, Support HR 530, Accelerating Broadband Development by Empowering Local Communities Act of 2019, Support HR 2772, Investing in Our Communities Act, Support S 4129, LOCAL Infrastructure Act, Support HR 3593/S 1601, Hot Cars Act, Support S 3550, Municipal Bond Emergency Relief Act, Support HR 748, CARES Act, Fiscal assistance to local governments and funding for local governments grant programs Fiscal assistance and pandemic assistance to local governments HR 6800, HEROES Act, Fiscal assistance and pandemic assistance to local governments HR 6467, Coronavirus Community Relief Act, Fiscal assistance and pandemic assistance to local governments Community development and housing programs Transportation programs Telecommunications - oppose preemption of local authority Support the Contract Tower Program Local VA facilities Local flood control and water resources programs Local energy efficiency programs HR 1957, Great American Outdoors Act, Support HR 2, INVEST in America Act, Local infrastructure programs HR 7575, Water Resources Development Act of 2020, Local water resources programs HR 7806/S 4258 Save Our Stages Act, Support HR 7481/S 3814, RESTART Act, Support

Client expense: Not reported · Firm income: $10,000

HR 7613, FY 2021 Energy & Water Appropriations Act, Support funding for local energy efficiency and conservation programs FY 2021 Department of Homeland Security Appropriations Act, Support funding for local homeland security programs HR 7616, FY 2021 Transportation-HUD Appropriations Act, Support funding for local community development, housing, and transportation programs HR 2088, To amend the Energy Independence and Security Act of 2007 to reauthorize the Energy Efficiency and Conservation Block Grant Program, Support S 47, John J. Dingell, Jr. Conservation, Management, and Recreation Act, Support reauthorization of the Land and Water Conservation Fund HR 1957, Great American Outdoors Act, Support HR 530, Accelerating Broadband Development by Empowering Local Communities Act of 2019, Support HR 763, Energy Innovation & Carbon Dividend Act, Support HR 2772, Investing in Our Communities Act, Support S 4129, LOCAL Infrastructure Act, Support HR 1680/S 750, New Markets Tax Credit Extension Act, Support HR 1856, Ending Homelessness Act, Monitor S 3550, Municipal Bonds Emergency Relief Act, Support HR 748, CARES Act, Fiscal assistance to local governments and funding for local government grant programs Fiscal assistance and pandemic assistance to local governments HR 6800, HEROES Act, Fiscal assistance and pandemic assistance to local governments HR 6467, Coronavirus Community Relief Act, Fiscal assistance and pandemic assistance to local governments Support for local housing grants Disaster Recovery funding and projects Community development and housing programs Transportation programs Telecommunications - oppose preemption of local authority Support the Contract Tower Program Cleanup and redevelopment of Dallas Naval Air Station Local flood control projects Local environmental and energy efficiency programs HR 2, INVEST in American Act, Local infrastructure programs HR 7575, Water Resources Development Act of 2020, Local water resources programs S 3591, America's Water Infrastructure Act, Local water resources programs HR 7806/S 4258 Save Our Stages Act, Support HR 7481/S 3814, RESTART Act, Support

hr 7613, FY 2021 Energy & Water Appropriations Act, Support funding for local energy efficiency and conservation programs FY 2021 Department of Homeland Security Appropriations Act, Support funding for local homeland security programs HR 7616, FY 2021 Transportation-HUD Appropriations Act, Support funding for local community development, housing, and transportation programs HR 2088, To amend the Energy Independence and Security Act of 2007 to reauthorize the Energy Efficiency and Conservation Block Grant Program, Support HR 530, Accelerating Broadband Development by Empowering Local Communities Act of 2019, Support HR 2772, Investing in Our Communities Act, Support S 4129, LOCAL Infrastructure Act, Support HR 1680/S 750, New Markets Tax Credit Extension Act, Support S 3550, Municipal Bonds Emergency Relief Act, Support HR 748, CARES Act, Fiscal assistance to local governments and funding for local government grants programs Fiscal assistance and pandemic assistance to local governments HR 6800, HEROES Act, Fiscal assistance and pandemic assistance to local governments HR 6467, Coronavirus Community Relief Act, Fiscal assistance and pandemic assistance to local governments Support for local transportation grants Community development and housing programs Transportation programs Telecommunications - oppose preemption of local authority CFPB Payday Lending Proposed Rule Austin Bergstrom International Airport Projects Local flood control projects Local transportation projects Support for transportation grants Immigration issues HR 2, INVEST in America Act, Local infrastructure programs HR 1507, Bicycle Commuter Act, Support HR 1957, Great American Outdoors Act, Support HR 7806/S 4258 Save Our Stages Act, Support HR 7481/S 3814, RESTART Act, Support

Client expense: Not reported · Firm income: $20,000

HR 5173, To authorize the National Medal of Honor Museum Foundation to establish a commemorative work in the District of Columbia or its environs, and for other purposes, Support HR 7613, FY 2021 Energy & Water Appropriations Act, Support funding for local energy efficiency and conservation programs FY 2021 Department of Homeland Security Appropriations Act, Support funding for local homeland security programs HR 7616, FY 2021 Transportation-HUD Appropriations Act, Support funding for local community development, housing, and transportation programs HR 2088, To amend the Energy Independence and Security Act of 2007 to reauthorize the Energy Efficiency and Conservation Block Grant Program, Support HR 530, Accelerating Broadband Development by Empowering Local Communities Act of 2019, Support HR 2772, Investing in Our Communities Act, Support S 4129, LOCAL Infrastructure Act, Support S 3550, Municipal Bonds Emergency Relief Act, Support HR 748, CARES Act, Fiscal assistance to local governments and funding for local government grant programs HR 6800, HEROES Act, Fiscal assistance and pandemic assistance to local governments HR 6467, Coronavirus Community Relief Act, Fiscal assistance and pandemic assistance to local governments Fiscal assistance and pandemic assistance to local governments Economic development Support for local transportation grants Community development and housing programs Transportation programs Telecommunications - oppose preemption of local authority Support the Contract Tower Program Support for local cultural institutions Support for National Medal of Honor Museum locating in Arlington Support for transportation grants HR 2, INVEST in America Act, Local infrastructure programs HR 1857, Great American Outdoors Act, Support

Client expense: Not reported · Firm income: $20,000

HR 7617, FY 2021 Defense Appropriations Act, Support funding for the Defense Community Infrastructure Pilot Program HR 7613, FY 2021 Energy & Water Appropriations Act, Support funding for local energy efficiency and conservation programs HR 7616, FY 2021 Transportation-HUD Appropriations Act, Support funding for local community development, housing, and transportation programs HR 2088, To amend the Energy Independence and Security Act of 2007 to reauthorize the Energy Efficiency and Conservation Block Grant Program, Support HR 530, Accelerating Broadband Development by Empowering Local Communities Act of 2019, Support HR 2772, Investing in Our Communities Act, Support S 4129, LOCAL Infrastructure Act, Support HR 2055/S 1066, An Act Targeting Resources to Communities in Need, Support S 3550, Municipal Bonds Emergency Relief Act, Support HR 748, CARES Act, Fiscal assistance to local governments and funding for local government grant programs HR 6800, HEROES Act, Fiscal assistance and pandemic assistance to local governments HR 6467, Coronavirus Community Relief Act, Fiscal assistance and pandemic assistance to local governments Fiscal assistance and pandemic assistance to local governments Implementation of Opportunity Zones Disaster Recovery funding and projects Military construction projects at Shaw AFB Community development and housing programs Transportation programs Telecommunications - oppose preemption of local authority Local VA facilities HR 2, INVEST in America Act, Local infrastructure programs HR 1957, Great American Outdoors Act, Support

Client expense: Not reported · Firm income: $10,000

HR 7617, FY 2021 Defense Appropriations Act, Support funding for the Defense Community Infrastructure Pilot Program HR 7616, FY 2021 Transportation-HUD Appropriations Act, Support funding for local community development, housing, and transportation programs HR 530, Accelerating Broadband Development by Empowering Local Communities Act of 2019, Support S 3550, Municipal Bonds Emergency relief Act, Support HR 748, CARES Act, Fiscal assistance to local governments and funding for local government grants HR 6800, HEROES Act, Fiscal assistance and pandemic assistance to local governments HR 6467, Fiscal assistance to local governments Emergency fiscal assistance and pandemic assistance to local governments Community development and housing programs Transportation programs Telecommunications - oppose preemption of local authority Local transit projects Support for local transportation grants Support for local public safety grants Local disaster assistance/mitigation grants S 4129, LOCAL Infrastructure Act, Support HR 2772, Investing in Our Communities Act, Support HR 2, INVEST in American Act, Local infrastructure programs

Client expense: Not reported · Firm income: $20,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

HR 7617, FY 2021 Defense Appropriations Act, Support funding for the Defense Community Infrastructure Pilot Program HR 7613, FY 2021 Energy & Water Appropriations Act, Support funding for local energy efficiency and conservation programs HR 7616, FY 2021 Transportation-HUD Appropriations Act, Support funding for local community development, housing, and transportation programs HR 2088, To amend the Energy Independence and Security Act of 2007 to reauthorize the Energy Efficiency and Conservation Block Grant Program, Support HR 2772, Investing in Our Communities Act, Support S 4129, LOCAL Infrastructure Act, Support HR 2055/S 1066, An Act Targeting Resources to Communities in Need, Support HR 1680/S 750, New Markets Tax Credit Extension Act, Support HR 2088, To amend the Energy Independence and Security Act of 2007 to reauthorize the Energy HR 748, CARES Act, Funding for local governments and local government grant programs S 3550, Municipal Bonds Emergency Relief Act, Support Efficiency and Conservation Block Grant Program, and for other purposes, Support Emergency relief funding for local governments Support for local Brownfields grants Disaster Recovery funding and projects Community development and housing programs Transportation programs Telecommunications - oppose preemption of local authority Workforce Development Support for local transportation grants Local government fiscal relief and pandemic assistance HR 6800, HEROES Act, Local government fiscal relief and pandemic assistance HR 6467, Coronavirus Community Relief Act, Support HR 2, INVEST in America Act, Local infrastructure programs HR 1957, Great American Outdoors Act, Support

Client expense: Not reported · Firm income: $20,000

H.R. 609 (Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019); H.R. 1815 (SEC Disclosure Effectiveness Testing Act); H.R. 1876 (Senior Security Act of 2019); H.R. 2513 (Corporate Transparency Act of 2019); H.R. 2515 (To amend the Securities and Exchange Act of 1934 to amend the definition of whistleblower); S. 452 (Fostering Innovation Act of 2019); S. 536 (Encouraging Public Offerings Act of 2019); S. 2499 (A bill to require the Financial Industry Regulatory Authority to establish a relief fund to provide investors with the full value of unpaid arbitration awards issued against brokerage firms or brokers regulated by the Authority. 115th Cong.); Swap execution facilities; Swap dealer, major swap participant, and futures commission merchant chief compliance officer; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (including Section 913; Section 914; Systemic risk regulation and liquidation authority; Section 342 (Office of Minority and Women Inclusion); Section 621; Section 941; Title I and Title II); India Market Access Issues; Accounting standards for municipalities; CFTC cross-border guidance exemptive order; CFTC exemptive order on extraterritorial scope of Title VII; Commodity Pools and Securitization; Securities and Exchange Commission Rules 15Ba1-1 through 15Ba1-8; Release No. 34-71958, Security-Based Swap Dealers Recordkeeping; Regulation AB II (asset backed securities - Securities and Exchange Commission, Consumer Financial Protection Bureau); Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Inter-affiliate swap transactions; Trade policy issues (general); China "Secure and Controllable" information and communication technologies (ICT) regulations; Mutual Fund 12b-1 Fees; Senior investors/diminished capacity investors; Broker-dealers/investment advisers mitigation of accounts; Diversity & Inclusion initiatives in the financial services industry; Data localization requirements in the Trans-Pacific Partnership; Swap Execution Facilities (SEFs) and clearing for swaps; Global FX Code of Conduct; Decision to delay implementation for margin for non-centrally cleared swaps; Municipal information disclosure regulation; Data Breach Notification Federal Standard; The Brokaw Act (not yet reintroduced); Exchange Regulatory Improvement Act (not yet reintroduced); Fair Investment Opportunities for Professional Experts Act (not yet reintroduced); Small Business Audit Correction Act of 2018 (not yet reintroduced); Options Markets Stability Act (not yet reintroduced); National Senior Investor Initiative Act of 2018 (not yet reintroduced); Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2018 (not yet reintroduced); P.L. 106-229 (E-Sign Act); United States-Mexico-Canada Agreement (USMCA); Legislation related to Securities and Exchange Commission Regulation A; Issues related to restitution and disgorgement (not yet introduced); Legislation related to the FINRA arbitration system for broker-dealers; Housing finance reform (general); Financial technology (FinTech) issues (general); Issues related to the proposed Bad Actor Disqualification Act of 2019; Improving Investment Research for Small and Emerging Issuers Act (not yet reintroduced); SEC Proposed Exemptive Order on Municipal Advisors Acting As Placement Agents; S. 1236, the Municipal Securities Rulemaking Board Reform Act of 2019; H.R. 609, Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019; H.R. 1815, SEC Disclosure Effectiveness Testing Act of 2019; SEC Regulation Best Interest; S. 1719 - Senior Security Act of 2019; H.R. 4233 - Options Markets Stability Act; H.R. 5336 - Investor Choice Act of 2019; Fiscal Year 2021 Financial Services and General Government Appropriations bill; Public Law 116-136, CARES Act; S. 3550 - Municipal Bonds Emergency Relief Act; LOCAL Infrastructure Act (Wicker Advance Refunding); American Infrastructure Bonds Act (Wicker direct pay bonds); H.R.6242 - SEC Relief to Slow the Spread of Coronavirus Act of 2020; S.945/H.R. 7000 - Holding Foreign Companies Accountable Act; H.R. 2 - Moving Forward Act.

Equity market structure issues; Single Security/Common Securitization Platform (Federal Housing Finance Agency); Federal Reserve Total Loss Absorbing Capacity (TLAC) proposal; Federal Reserve G-SIB capital surcharge; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation; Stress testing reform; Foreign Banking Organizations Tailoring Proposal comment letter; Living Will comment letters from the Federal Reserve Board and the Federal Deposit Insurance Corporation; Control Proposal by the Federal Reserve Board; Standardized Approach for Counterparty Credit Risk (SA-CCR) reform proposal; Housing Finance Reform; LIBOR transition issues; SEC Final Regulation Best Interest; Implementation of Electronic Signature in Global and National Commerce Act; Consolidated Audit Trail (CAT) - US House and US Senate; Comprehensive Capital Analysis and Review - US Senate; Legislation related to changes in certain private activity bond treatment; H.R. 2513 - Corporate Transparency Act of 2019; H.R. 2474/S. 1306 - Protecting the Right to Organize Act of 2019; H.R. 1595 and S. 1200 - Secure and Fair Enforcement Banking Act of 2019; SEC Proposed Exemptive Order on Municipal Advisors Acting As Placement Agents; S. 1236, the Municipal Securities Rulemaking Board Reform Act of 2019; H.R. 4762, Fair Investment Opportunities for Professional Experts Act; S. 2724, Small Business Audit Correction Act of 2019; H.R. 3967, Municipal Bond Market Support Act of 2019; SEC Regulation Best Interest; S. 482 - Defending American Security from Kremlin Aggression Act of 2019 and other Issues related to foreign policy and the blocking of and/or trade restrictions; H.R. 2923, Inclusive Prosperity Act of 2019; H.R. 748 - The CARES Act; Federal Reserve Board and Prudential Agency Covid-19 Actions; Brokered Deposit Comment Proposal from the FDIC; S. 2563 - ILLICIT Cash Act; S. 3550 - Municipal Bonds Emergency Relief Act; Self-Regulatory Organization (SRO) Reform; H.R. 2772 - Investing in Our Communities Act; S. 2992 - Investor Choice Act of 2019; Increase in the bank qualified bond limit, Rep. Sewell Bill; S. 1236 - Municipal Securities Rulemaking Board Reform Act of 2019; S. 4129 - Lifting Our Communities through Advance Liquidity for Infrastructure (LOCAL Infrastructure) Act; American Infrastructure Bond Act (Wicker direct pay bonds) ; S. 3798 - Hong Kong Autonomy Act; Federal government market support programs (e.g. TALF); GSE Credit Risk Transfer Securities; H.R.2, Moving Forward Act (municipal finance provisions); Public Law 116-136, CARES Act (retirement and savings provisions), (Municipal Liquidity provisions); H.R. 6800, The Heroes Act (retirement and savings provisions); S. 1428/H.R. 6276, Retirement Parity for Student Loans Act; S. 1431, Retirement Security and Savings Act of 2019 (various retirement and savings provisions); SBA Paycheck Protection Program.

HR 7613, FY 2021 Energy & Water Appropriations Act, Support funding for local energy efficiency and conservation programs FY 2021 Department of Homeland Security Appropriations Act, Support funding for local homeland security programs HR 7616, FY 2021 Transportation-HUD Appropriations Act, Support funding for local community development, housing, and transportation programs HR 2088, To amend the Energy Independence and Security Act of 2007 to reauthorize the Energy Efficiency and Conservation Block Grant Program, Support HR 530, Accelerating Broadband Development by Empowering Local Communities Act of 2019, Support HR 2772, Investing in Our Communities Act, Support S 4129, LOCAL Infrastructure Act, Support HR 3593/S 1601, Hot Cars Act, Support S 3550, Municipal Bond Emergency Relief Act, Support HR 748, CARES Act, Fiscal assistance to local governments and funding for local governments grant programs Fiscal assistance and pandemic assistance to local governments HR 6800, HEROES Act, Fiscal assistance and pandemic assistance to local governments HR 6467, Coronavirus Community Relief Act, Fiscal assistance and pandemic assistance to local governments Community development and housing programs Transportation programs Telecommunications - oppose preemption of local authority Support the Contract Tower Program Local VA facilities Local flood control and water resources programs Local energy efficiency programs HR 1957, Great American Outdoors Act, Support HR 2, INVEST in America Act, Local infrastructure programs HR 7575, Water Resources Development Act of 2020, Local water resources programs

Client expense: Not reported · Firm income: $10,000

HR 7613, FY 2021 Energy & Water Appropriations Act, Support funding for local energy efficiency and conservation programs FY 2021 Department of Homeland Security Appropriations Act, Support funding for local homeland security programs HR 7616, FY 2021 Transportation-HUD Appropriations Act, Support funding for local community development, housing, and transportation programs HR 2088, To amend the Energy Independence and Security Act of 2007 to reauthorize the Energy Efficiency and Conservation Block Grant Program, Support S 47, John J. Dingell, Jr. Conservation, Management, and Recreation Act, Support reauthorization of the Land and Water Conservation Fund HR 1957, Great American Outdoors Act, Support HR 530, Accelerating Broadband Development by Empowering Local Communities Act of 2019, Support HR 763, Energy Innovation & Carbon Dividend Act, Support HR 2772, Investing in Our Communities Act, Support S 4129, LOCAL Infrastructure Act, Support HR 1680/S 750, New Markets Tax Credit Extension Act, Support HR 1856, Ending Homelessness Act, Monitor S 3550, Municipal Bonds Emergency Relief Act, Support HR 748, CARES Act, Fiscal assistance to local governments and funding for local government grant programs Fiscal assistance and pandemic assistance to local governments HR 6800, HEROES Act, Fiscal assistance and pandemic assistance to local governments HR 6467, Coronavirus Community Relief Act, Fiscal assistance and pandemic assistance to local governments Support for local housing grants Disaster Recovery funding and projects Community development and housing programs Transportation programs Telecommunications - oppose preemption of local authority Support the Contract Tower Program Cleanup and redevelopment of Dallas Naval Air Station Local flood control projects Local environmental and energy efficiency programs HR 2, INVEST in American Act, Local infrastructure programs HR 7575, Water Resources Development Act of 2020, Local water resources programs S 3591, America's Water Infrastructure Act, Local water resources programs

hr 7613, FY 2021 Energy & Water Appropriations Act, Support funding for local energy efficiency and conservation programs FY 2021 Department of Homeland Security Appropriations Act, Support funding for local homeland security programs HR 7616, FY 2021 Transportation-HUD Appropriations Act, Support funding for local community development, housing, and transportation programs HR 2088, To amend the Energy Independence and Security Act of 2007 to reauthorize the Energy Efficiency and Conservation Block Grant Program, Support HR 530, Accelerating Broadband Development by Empowering Local Communities Act of 2019, Support HR 2772, Investing in Our Communities Act, Support S 4129, LOCAL Infrastructure Act, Support HR 1680/S 750, New Markets Tax Credit Extension Act, Support S 3550, Municipal Bonds Emergency Relief Act, Support HR 748, CARES Act, Fiscal assistance to local governments and funding for local government grants programs Fiscal assistance and pandemic assistance to local governments HR 6800, HEROES Act, Fiscal assistance and pandemic assistance to local governments HR 6467, Coronavirus Community Relief Act, Fiscal assistance and pandemic assistance to local governments Support for local transportation grants Community development and housing programs Transportation programs Telecommunications - oppose preemption of local authority CFPB Payday Lending Proposed Rule Austin Bergstrom International Airport Projects Local flood control projects Local transportation projects Support for transportation grants Immigration issues HR 2, INVEST in America Act, Local infrastructure programs HR 1507, Bicycle Commuter Act, Support HR 1957, Great American Outdoors Act, Support

Client expense: Not reported · Firm income: $20,000

HR 5173, To authorize the National Medal of Honor Museum Foundation to establish a commemorative work in the District of Columbia or its environs, and for other purposes, Support HR 7613, FY 2021 Energy & Water Appropriations Act, Support funding for local energy efficiency and conservation programs FY 2021 Department of Homeland Security Appropriations Act, Support funding for local homeland security programs HR 7616, FY 2021 Transportation-HUD Appropriations Act, Support funding for local community development, housing, and transportation programs HR 2088, To amend the Energy Independence and Security Act of 2007 to reauthorize the Energy Efficiency and Conservation Block Grant Program, Support HR 530, Accelerating Broadband Development by Empowering Local Communities Act of 2019, Support HR 2772, Investing in Our Communities Act, Support S 4129, LOCAL Infrastructure Act, Support S 3550, Municipal Bonds Emergency Relief Act, Support HR 748, CARES Act, Fiscal assistance to local governments and funding for local government grant programs HR 6800, HEROES Act, Fiscal assistance and pandemic assistance to local governments HR 6467, Coronavirus Community Relief Act, Fiscal assistance and pandemic assistance to local governments Fiscal assistance and pandemic assistance to local governments Economic development Support for local transportation grants Community development and housing programs Transportation programs Telecommunications - oppose preemption of local authority Support the Contract Tower Program Support for local cultural institutions Support for National Medal of Honor Museum locating in Arlington Support for transportation grants HR 2, INVEST in America Act, Local infrastructure programs HR 1857, Great American Outdoors Act, Support

Client expense: Not reported · Firm income: $20,000

HR 7617, FY 2021 Defense Appropriations Act, Support funding for the Defense Community Infrastructure Pilot Program HR 7613, FY 2021 Energy & Water Appropriations Act, Support funding for local energy efficiency and conservation programs HR 7616, FY 2021 Transportation-HUD Appropriations Act, Support funding for local community development, housing, and transportation programs HR 2088, To amend the Energy Independence and Security Act of 2007 to reauthorize the Energy Efficiency and Conservation Block Grant Program, Support HR 530, Accelerating Broadband Development by Empowering Local Communities Act of 2019, Support HR 2772, Investing in Our Communities Act, Support S 4129, LOCAL Infrastructure Act, Support HR 2055/S 1066, An Act Targeting Resources to Communities in Need, Support S 3550, Municipal Bonds Emergency Relief Act, Support HR 748, CARES Act, Fiscal assistance to local governments and funding for local government grant programs HR 6800, HEROES Act, Fiscal assistance and pandemic assistance to local governments HR 6467, Coronavirus Community Relief Act, Fiscal assistance and pandemic assistance to local governments Fiscal assistance and pandemic assistance to local governments Implementation of Opportunity Zones Disaster Recovery funding and projects Military construction projects at Shaw AFB Community development and housing programs Transportation programs Telecommunications - oppose preemption of local authority Local VA facilities HR 2, INVEST in America Act, Local infrastructure programs HR 1957, Great American Outdoors Act, Support

Client expense: Not reported · Firm income: $10,000

HR 7617, FY 2021 Defense Appropriations Act, Support funding for the Defense Community Infrastructure Pilot Program HR 7616, FY 2021 Transportation-HUD Appropriations Act, Support funding for local community development, housing, and transportation programs HR 530, Accelerating Broadband Development by Empowering Local Communities Act of 2019, Support S 3550, Municipal Bonds Emergency relief Act, Support HR 748, CARES Act, Fiscal assistance to local governments and funding for local government grants HR 6800, HEROES Act, Fiscal assistance and pandemic assistance to local governments HR 6467, Fiscal assistance to local governments Emergency fiscal assistance and pandemic assistance to local governments Community development and housing programs Transportation programs Telecommunications - oppose preemption of local authority Local transit projects Support for local transportation grants Support for local public safety grants Local disaster assistance/mitigation grants S 4129, LOCAL Infrastructure Act, Support HR 2772, Investing in Our Communities Act, Support HR 2, INVEST in American Act, Local infrastructure programs

Client expense: Not reported · Firm income: $20,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

HR 7617, FY 2021 Defense Appropriations Act, Support funding for the Defense Community Infrastructure Pilot Program HR 7613, FY 2021 Energy & Water Appropriations Act, Support funding for local energy efficiency and conservation programs HR 7616, FY 2021 Transportation-HUD Appropriations Act, Support funding for local community development, housing, and transportation programs HR 2088, To amend the Energy Independence and Security Act of 2007 to reauthorize the Energy Efficiency and Conservation Block Grant Program, Support HR 2772, Investing in Our Communities Act, Support S 4129, LOCAL Infrastructure Act, Support HR 2055/S 1066, An Act Targeting Resources to Communities in Need, Support HR 1680/S 750, New Markets Tax Credit Extension Act, Support HR 2088, To amend the Energy Independence and Security Act of 2007 to reauthorize the Energy HR 748, CARES Act, Funding for local governments and local government grant programs S 3550, Municipal Bonds Emergency Relief Act, Support Efficiency and Conservation Block Grant Program, and for other purposes, Support Emergency relief funding for local governments Support for local Brownfields grants Disaster Recovery funding and projects Community development and housing programs Transportation programs Telecommunications - oppose preemption of local authority Workforce Development Support for local transportation grants Local government fiscal relief and pandemic assistance HR 6800, HEROES Act, Local government fiscal relief and pandemic assistance HR 6467, Coronavirus Community Relief Act, Support HR 2, INVEST in America Act, Local infrastructure programs HR 1957, Great American Outdoors Act, Support

Client expense: Not reported · Firm income: $20,000

Federal Reserve and Treasury Lending to States and Localities S 3550- Municipal Bonds Emergency Relief Act (MBERA) HR 2930, S 1389- Loan Shark Prevention HR 6975- Amendments to PROMESA Act of 2019; unsecured debt and essential services HR 2772-Investing in Our Communities Act HR 6525- Reopen America Act

Client expense: $660,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Federal Reserve/Treasury Lending Funds to and Buying Bonds from States/Localities S 3550- Municipal Bonds Emergency Relief Act (MBERA) Relief for State, Territory and Local Governments Act of 2020 HR 2930, S 1389- Loan Shark Prevention Act S 1312- U.S. Territorial Relief Act of 2019 Amendments to PROMESA Act of 2019- unsecured debt and essential services S 3568, HR 6- Medical Supply Chain Emergency Act

Client expense: $670,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Equity market structure issues; Single Security/Common Securitization Platform (Federal Housing Finance Agency); Federal Reserve Total Loss Absorbing Capacity (TLAC) proposal; Federal Reserve G-SIB capital surcharge; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation; Stress testing reform; Foreign Banking Organizations Tailoring Proposal comment letter; Living Will comment letters from the Federal Reserve Board and the Federal Deposit Insurance Corporation; Control Proposal by the Federal Reserve Board; Standardized Approach for Counterparty Credit Risk (SA-CCR) reform proposal; Housing Finance Reform; LIBOR transition issues; SEC Final Regulation Best Interest; Implementation of Electronic Signature in Global and National Commerce Act; Consolidated Audit Trail (CAT) - US House and US Senate; Comprehensive Capital Analysis and Review - US Senate; Legislation related to changes in certain private activity bond treatment; H.R. 2513 - Corporate Transparency Act of 2019; H.R. 2474/S. 1306 - Protecting the Right to Organize Act of 2019; H.R. 1595 and S. 1200 - Secure and Fair Enforcement Banking Act of 2019; SEC Proposed Exemptive Order on Municipal Advisors Acting As Placement Agents; S. 1236, the Municipal Securities Rulemaking Board Reform Act of 2019; H.R. 4762, Fair Investment Opportunities for Professional Experts Act; S. 2724, Small Business Audit Correction Act of 2019; H.R. 3967, Municipal Bond Market Support Act of 2019; SEC Regulation Best Interest; S. 482 - Defending American Security from Kremlin Aggression Act of 2019 and other Issues related to foreign policy and the blocking of and/or trade restrictions; H.R. 2923, Inclusive Prosperity Act of 2019; H.R. 748 - The CARES Act; Federal Reserve Board and Prudential Agency Covid-19 Actions; Brokered Deposit Comment Proposal from the FDIC; H.R. 5336 - Investor Choice Act of 2019; Diverse Investment Advisers Act (not introduced); H.R. 5084 - Improving Corporate Governance Through Diversity Act of 2019; S. 2563 - ILLICIT Cash Act; S. 3550 - Municipal Bonds Emergency Relief Act; Self-Regulatory Organization (SRO) Reform; H.R. 2772 - Investing in Our Communities Act; S. 2992 - Investor Choice Act of 2019; Increase in the bank qualified bond limit, Rep. Sewell Bill; MSRB Bill, Rep. Kennedy Bill.

H.R. 609 (Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019); H.R. 1815 (SEC Disclosure Effectiveness Testing Act); H.R. 1876 (Senior Security Act of 2019); H.R. 2513 (Corporate Transparency Act of 2019); H.R. 2515 (To amend the Securities and Exchange Act of 1934 to amend the definition of whistleblower); H.R. 3351 (Financial Services and General Government Appropriations Act, 2020); S. 452 (Fostering Innovation Act of 2019); S. 536 (Encouraging Public Offerings Act of 2019); S. 2499 (A bill to require the Financial Industry Regulatory Authority to establish a relief fund to provide investors with the full value of unpaid arbitration awards issued against brokerage firms or brokers regulated by the Authority. 115th Cong.); Senate Banking Committee request for information on privacy and data protection for consumers. Swap execution facilities; Swap dealer, major swap participant, and futures commission merchant chief compliance officer; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (including Section 913; Section 914; Systemic risk regulation and liquidation authority; Section 342 (Office of Minority and Women Inclusion); Section 621; Section 941; Title I and Title II); India Market Access Issues; India Financial Sector Reform; Accounting standards for municipalities; Privacy, cybersecurity, and data aggregation issues (general); CFTC cross-border guidance exemptive order; CFTC exemptive order on extraterritorial scope of Title VII; Commodity Pools and Securitization; Securities and Exchange Commission Rules 15Ba1-1 through 15Ba1-8; Release No. 34-71958, Security-Based Swap Dealers Recordkeeping; Regulation AB II (asset backed securities - Securities and Exchange Commission, Consumer Financial Protection Bureau); Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Inter-affiliate swap transactions; Trade policy issues (general); China "Secure and Controllable" information and communication technologies (ICT) regulations; Mutual Fund 12b-1 Fees; Senior investors/diminished capacity investors; Broker-dealers/investment advisers mitigation of accounts; Diversity & Inclusion initiatives in the financial services industry; Data localization requirements in the Trans-Pacific Partnership; Swap Execution Facilities (SEFs) and clearing for swaps; Global FX Code of Conduct; Decision to delay implementation for margin for non-centrally cleared swaps; Municipal information disclosure regulation; US and China 100-day trade talks; Data Breach Notification Federal Standard; The Brokaw Act (not yet reintroduced); Exchange Regulatory Improvement Act (not yet reintroduced); Fair Investment Opportunities for Professional Experts Act (not yet reintroduced); Small Business Audit Correction Act of 2018 (not yet reintroduced); Options Markets Stability Act (not yet reintroduced); National Senior Investor Initiative Act of 2018 (not yet reintroduced); Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2018 (not yet reintroduced); Improving Investment Research for Small and Emerging Issuers Act (not yet reintroduced); P.L. 106-229 (E-Sign Act); Section 956 of the Dodd Frank Act (Incentive Compensation); United States-Mexico-Canada Agreement (USMCA); Legislation related to Securities and Exchange Commission Regulation A; Issues related to restitution and disgorgement (not yet introduced); Legislation related to the FINRA arbitration system for broker-dealers; Housing finance reform (general); Financial technology (FinTech) issues (general); Issues related to the proposed Bad Actor Disqualification Act of 2019; Issues related to H.R.264, the Fiscal Year 2019 Financial Services and General Government Appropriations Act; Options Markets Stability Act (not yet reintroduced); Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2018 (not yet reintroduced); Improving Investment Research for Small and Emerging Issuers Act (not yet reintroduced); SEC Proposed Exemptive Order on Municipal Advisors Acting As Placement Agents; S. 1236, the Municipal Securities Rulemaking Board Reform Act of 2019; H.R. 609, Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019; H.R. 1815, SEC Disclosure Effectiveness Testing Act of 2019; SEC Regulation Best Interest; S. 1719 - Senior Security Act of 2019; H.R. 4233 - Options Markets Stability Act; H.R. 5336 - Investor Choice Act of 2019; S. 2992 - Investor Choice Act of 2019; Fiscal Year 2021 Financial Services and General Government Appropriations bill; H.R. 748 - CARES Act; S. 3550 - Municipal Bonds Emergency Relief Act.

Federal Reserve/Treasury Lending Funds to and Buying Bonds from States/Localities S 3550- Municipal Bonds Emergency Relief Act (MBERA) Relief for State, Territory and Local Governments Act of 2020 HR 2930, S 1389- Loan Shark Prevention Act S 1312- U.S. Territorial Relief Act of 2019 Amendments to PROMESA Act of 2019- unsecured debt and essential services S 3568, HR 6- Medical Supply Chain Emergency Act

Client expense: $660,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

FY 2021 Energy & Water Appropriations Act, Support funding for local energy efficiency and conservation programs FY 2021 Department of Homeland Security Appropriations Act, Support funding for local homeland security programs FY 2021 Transportation-HUD Appropriations Act, Support funding for local community development, housing, and transportation programs HR 2088, To amend the Energy Independence and Security Act of 2007 to reauthorize the Energy Efficiency and Conservation Block Grant Program, Support HR 530, Accelerating Broadband Development by Empowering Local Communities Act of 2019, Support HR 2772, Investing in Our Communities Act, Support HR 3593/S 1601, Hot Cars Act, Support S 3550, Municipal Bond Emergency Relief Act, Support HR 748, CARES Act, Fiscal assistance to local governments and funding for local governments grant programs Emergency fiscal assistance to local governments Community development and housing programs Transportation programs Telecommunications - oppose preemption of local authority Support the Contract Tower Program Local VA facilities Local flood control programs Local energy efficiency programs

Client expense: Not reported · Firm income: $10,000

Government targets: Army, Dept of (Corps of Engineers), HOUSE OF REPRESENTATIVES, SENATE

FY 2021 Energy & Water Appropriations Act, Support funding for local energy efficiency and conservation programs FY 2021 Department of Homeland Security Appropriations Act, Support funding for local homeland security programs FY 2021 Transportation-HUD Appropriations Act, Support funding for local community development, housing, and transportation programs HR 2088, To amend the Energy Independence and Security Act of 2007 to reauthorize the Energy Efficiency and Conservation Block Grant Program, Support S 47, John J. Dingell, Jr. Conservation, Management, and Recreation Act, Support reauthorization of the Land and Water Conservation Fund HR 530, Accelerating Broadband Development by Empowering Local Communities Act of 2019, Support HR 763, Energy Innovation & Carbon Dividend Act, Support HR 2772, Investing in Our Communities Act, Support HR 1680/S 750, New Markets Tax Credit Extension Act, Support HR 1856, Ending Homelessness Act, Monitor S 3550, Municipal Bonds Emergency Relief Act, Support HR 748, CARES Act, Fiscal assistance to local governments and funding for local government grant programs Emergency fiscal assistance to local governments Support for local housing grants Disaster Recovery funding and projects Community development and housing programs Transportation programs Telecommunications - oppose preemption of local authority Support the Contract Tower Program Cleanup and redevelopment of Dallas Naval Air Station Local flood control projects Local environmental and energy efficiency programs

Client expense: Not reported · Firm income: $40,000

FY 2021 Energy & Water Appropriations Act, Support funding for local energy efficiency and conservation programs FY 2021 Department of Homeland Security Appropriations Act, Support funding for local homeland security programs FY 2021 Transportation-HUD Appropriations Act, Support funding for local community development, housing, and transportation programs HR 2088, To amend the Energy Independence and Security Act of 2007 to reauthorize the Energy Efficiency and Conservation Block Grant Program, Support HR 530, Accelerating Broadband Development by Empowering Local Communities Act of 2019, Support HR 2772, Investing in Our Communities Act, Support HR 1680/S 750, New Markets Tax Credit Extension Act, Support S 3550, Municipal Bonds Emergency Relief Act, Support HR 748, CARES Act, Fiscal assistance to local governments and funding for local government grants programs Emergency fiscal assistance to local governments Support for local transportation grants Community development and housing programs Transportation programs Telecommunications - oppose preemption of local authority CFPB Payday Lending Proposed Rule Austin Bergstrom International Airport Projects Local flood control projects Local transportation projects Support for transportation grants Immigration issues

Client expense: Not reported · Firm income: $20,000

To authorize the National Medal of Honor Museum Foundation to establish a commemorative work in the District of Columbia or its environs, and for other purposes, Support FY 2021 Energy & Water Appropriations Act, Support funding for local energy efficiency and conservation programs FY 2021 Department of Homeland Security Appropriations Act, Support funding for local homeland security programs FY 2021 Transportation-HUD Appropriations Act, Support funding for local community development, housing, and transportation programs HR 2088, To amend the Energy Independence and Security Act of 2007 to reauthorize the Energy Efficiency and Conservation Block Grant Program, Support HR 530, Accelerating Broadband Development by Empowering Local Communities Act of 2019, Support HR 2772, Investing in Our Communities Act, Support S 3550, Municipal Bonds Emergency Relief Act, Support HR 748, CARES Act, Fiscal assistance to local governments and funding for local government grant programs Emergency fiscal assistance to local governments Economic development Support for local transportation grants Community development and housing programs Transportation programs Telecommunications - oppose preemption of local authority Support the Contract Tower Program Support for local cultural institutions Support for National Medal of Honor Museum locating in Arlington Support for transportation grants

Client expense: Not reported · Firm income: $20,000

FY 2021 Defense Appropriations Act, Support funding for the Defense Community Infrastructure Pilot Program FY 2021 Energy & Water Appropriations Act, Support funding for local energy efficiency and conservation programs FY 2021 Transportation-HUD Appropriations Act, Support funding for local community development, housing, and transportation programs HR 2088, To amend the Energy Independence and Security Act of 2007 to reauthorize the Energy Efficiency and Conservation Block Grant Program, Support HR 530, Accelerating Broadband Development by Empowering Local Communities Act of 2019, Support HR 2772, Investing in Our Communities Act, Support HR 2055/S 1066, An Act Targeting Resources to Communities in Need, Support S 3550, Municipal Bonds Emergency Relief Act, Support HR 748, CARES Act, Fiscal assistance to local governments and funding for local government grant programs Emergency fiscal assistance to local governments Implementation of Opportunity Zones Disaster Recovery funding and projects Military construction projects at Shaw AFB Community development and housing programs Transportation programs Telecommunications - oppose preemption of local authority Local VA facilities

Client expense: Not reported · Firm income: $10,000

Government targets: Defense, Dept of (DOD), HOUSE OF REPRESENTATIVES, SENATE

FY 2021 Commerce-Justice-Science Appropriations Act, Support for local law enforcement programs FY 2021 Defense Appropriations Act, Support funding for the Defense Community Infrastructure Pilot Program FY 2021 Transportation-HUD Appropriations Act, Support funding for local community development, housing, and transportation programs HR 530, Accelerating Broadband Development by Empowering Local Communities Act of 2019, Support S 3550, Municipal Bonds Emergency relief Act, Support HR 748, CARES Act, Fiscal assistance to local governments and funding for local government grants Emergency fiscal assistance to local governments Community development and housing programs Transportation programs Telecommunications - oppose preemption of local authority Local transit projects Support for local transportation grants Local disaster assistance/mitigation grants

Client expense: Not reported · Firm income: $20,000

Government targets: Defense, Dept of (DOD), HOUSE OF REPRESENTATIVES, SENATE

FY 2021 Defense Appropriations Act, Support funding for the Defense Community Infrastructure Pilot Program FY 2021 Energy & Water Appropriations Act, Support funding for local energy efficiency and conservation programs FY 2021 Transportation-HUD Appropriations Act, Support funding for local community development, housing, and transportation programs HR 2088, To amend the Energy Independence and Security Act of 2007 to reauthorize the Energy Efficiency and Conservation Block Grant Program, Support HR 2772, Investing in Our Communities Act, Support HR 2055/S 1066, An Act Targeting Resources to Communities in Need, Support HR 1680/S 750, New Markets Tax Credit Extension Act, Support HR 2088, To amend the Energy Independence and Security Act of 2007 to reauthorize the Energy HR 748, CARES Act, Funding for local governments and local government grant programs S 3550, Municipal Bonds Emergency Relief Act, Support Efficiency and Conservation Block Grant Program, and for other purposes, Support Emergency relief funding for local governments Support for local Brownfields grants Disaster Recovery funding and projects Community development and housing programs Transportation programs Telecommunications - oppose preemption of local authority Workforce Development Support for local transportation grants

Client expense: Not reported · Firm income: $20,000