3558 -- A bill to require the Securities and Exchange Commission to prevent the Financial Industry Regulatory Authority from enforcing a certain rule of that Authority. | Poliscope

A bill to require the Securities and Exchange Commission to prevent the Financial Industry Regulatory Authority from enforcing a certain rule of that Authority.

3558

116th Congress

Finance and Financial Sector

In Committee

Legislative Progress

✓

Introduced

Committee

Floor Vote

Other Chamber

Enacted

Introduced

March 21, 2020

Latest Action

March 21, 2020

Primary Sponsor

Rand PaulRepublican(KY)

Momentum (last 30 days)

score

0 actions · 0 new cosponsors · 0 votes

Speed vs cohort

0pct

0d open

vs 5,086 other S bills in the 116th — cohort avg 30d

Summary

This bill directs the Securities and Exchange Commission to prevent the Financial Industry Regulatory Authority from enforcing that authority's rule requiring member brokers and dealers to annually inspect their offices for compliance with securities laws and regulations.

Lobbying filings that explicitly cite this bill (1)

These links require the bill number to appear in the filing's source-reported specific issue text. Client expenses and lobbying-firm income are separate disclosure fields.

Filing registrants (1)

AFL-CIO (1)

AFL-CIOclient→AFL-CIO

2020 · first_quarter · Economics/Economic Development

Open original LDA filing ↗

Cited source text, amounts, lobbyists, and targets

-S. 3558 - Coronavirus Aid, Relief, and Economic Security Act (CARES Act) (economic issues) -H.R. 5043/S.2809 - Millionaires Surtax

Client expense: $1,140,000 · Firm income: Not reported

S. 3558

BRETT GIBSON

Government targets: Defense, Dept of (DOD), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), U.S. Trade Representative (USTR)