Improving Corporate Governance Through Diversity Act of 2019

Improving Corporate Governance through Diversity Act (HR 1018, S.360) SEC Disclosure Issues Corporate Governance Issues

Client expense: $1,074,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)

Improving Corporate Governance through Diversity Act (HR 1018, S.360) SEC Disclosure Issues Corporate Governance Issues

Client expense: $1,074,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)

Improving Corporate Governance through Diversity Act (HR 1018, S.360) SEC Disclosure Issues

Client expense: $953,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Improving Corporate Governance through Diversity Act (HR 1018, S.360) SEC Disclosure Issues

Client expense: $953,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

1. Inclusion and Representation in Financial Services, MMI 2. S.360 - Improving Corporate Governance Through Diversity Act 3. GAO- Representation of Minorities and Women in Management and Practices to Promote Diversity, Annual Reporting.

Client expense: $60,000 · Firm income: Not reported

Government targets: Agriculture, Dept of (USDA), Federal Communications Commission (FCC), Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), SENATE

1. Inclusion and Representation in Financial Services, MMI 2. S.360 - Improving Corporate Governance Through Diversity Act 3. GAO- Representation of Minorities and Women in Management and Practices to Promote Diversity, Annual Reporting.

Client expense: $110,000 · Firm income: Not reported

Government targets: Agriculture, Dept of (USDA), Federal Communications Commission (FCC), Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), SENATE

GSE Reform/Monitoring FHFA/FHLB Membership Corporate Governance Improving Corporate Governance through Diversity Act of 2019 (H.R. 1018, S. 360)

Client expense: $1,140,000 · Firm income: Not reported

Government targets: Federal Housing Finance Agency (FHFA), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

H.R. 5 Equality Act H.R. 56 Financial Technology Task Force Establishment H.R. 741 Federal Financial Institutions Regulatory Actions H.R. 969 Consumer Financial Protection Appropriations Process H.R. 974 Federal Reserve Written Report H.R. 1018 Securities Exchange Act diversity data submission S. 360 Securities Exchange Diversity Data Submission S. 453 Consumer Financial Protection Appropriations Process S. 915 Public Company Shares Repurchase Prohibition H.R. 2176 Commercial Banking and Securities Business Separation H.R. 2743 Office of Financial Research Repeal H.R. 3279 Securities and Exchange Diversity Advisory Group S. 1335 Bureau of Consumer Financial Protection Elimination S. 1478 Office of Financial Research Repeal S. 1885 Corporate Fines and Penalties H.R. 4320 Corporate Fines and Penalties S. 2075 Climate Change Activities Disclosure H.R. 4767 Financial Services Innovation Promotion H.R. 4966 Bank Holding Companies Congressional Testimony H.R. 5180 Bank Holding Company Non-financial Assets Prohibition H.R. 5194 Climate Change Financial Risk Analyses H.R. 5300 Enhancing Financial Stability Research and Oversight Act H.R. 5318 Bank Merger Requirements S. 2637 Personal Information Protection S. 2685 Credit Information Release Authorization S. 2889 Data Security Requirements S. 2903 Climate Change Financial Risk Analyses

Client expense: $1,650,000 · Firm income: Not reported

H.R. 5 Equality Act H.R. 56 Financial Technology Task Force Establishment H.R. 741 Federal Financial Institutions Regulatory Actions H.R. 969 Consumer Financial Protection Appropriations Process H.R. 974 Federal Reserve Written Report H.R. 1018 Securities Exchange Act diversity data submission S. 360 Securities Exchange Diversity Data Submission S. 453 Consumer Financial Protection Appropriations Process S. 915 Public Company Shares Repurchase Prohibition H.R. 2176 Commercial Banking and Securities Business Separation H.R. 2743 Office of Financial Research Repeal H.R. 3279 Securities and Exchange Diversity Advisory Group S. 1335 Bureau of Consumer Financial Protection Elimination S. 1478 Office of Financial Research Repeal S. 1885 Corporate Fines and Penalties H.R. 4320 Corporate Fines and Penalties S. 2075 Climate Change Activities Disclosure H.R. 4767 Financial Services Innovation Promotion H.R. 4966 Bank Holding Companies Congressional Testimony H.R. 5180 Bank Holding Company Non-financial Assets Prohibition H.R. 5194 Climate Change Financial Risk Analyses H.R. 5300 Enhancing Financial Stability Research and Oversight Act H.R. 5318 Bank Merger Requirements S. 2637 Personal Information Protection S. 2685 Credit Information Release Authorization S. 2889 Data Security Requirements S. 2903 Climate Change Financial Risk Analyses

Client expense: $1,710,000 · Firm income: Not reported

GSE Reform Monitoring FHFA/FHLB Membership Corporate Governance Corporate Transparency Act of 2019 (H.R. 2513) Improving Corporate Governance Through Diversity Act (H.R. 1018, S.360)

Client expense: $920,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

S. 1587, H.R. 2923 - Inclusive Prosperity Act of 2019; Provisions related to Financial Transaction Tax. S. 360; H.R. 1018 - Improving Corporate Governance Through Diversity Act of 2019; Provisions related to Proxy and Diversity and Inclusion. H.R. 3279 - Diversity in Corporate Leadership Act of 2019; Provisions related to Diversity and Inclusion. H.R. 5116 - Corporate Governance Reform and Transparency Act of 2019; Provisions related to Diversity and Inclusion on Boards. H.R. 4329 - ESG Disclosure & Simplification Act of 2019; Provisions related to Mandatory Environmental, Social and Governance disclosure for listed securities. 29.CFR2550.404a-1; Provisions related to Qualified Default Investment Alternative, Environmental, Social and Governance disclosure and risk mitigation.

Client expense: $110,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES

S. 1587, H.R. 2923 - Inclusive Prosperity Act of 2019; Provisions related to Financial Transaction Tax. S. 360; H.R. 1018 - Improving Corporate Governance Through Diversity Act of 2019; Provisions related to Proxy and Diversity and Inclusion. H.R. 3279 - Diversity in Corporate Leadership Act of 2019; Provisions related to Diversity and Inclusion. H.R. 5116 - Corporate Governance Reform and Transparency Act of 2019; Provisions related to Diversity and Inclusion on Boards. H.R. 4329 - ESG Disclosure & Simplification Act of 2019; Provisions related to Mandatory Environmental, Social and Governance disclosure for listed securities. 29.CFR2550.404a-1; Provisions related to Qualified Default Investment Alternative, Environmental, Social and Governance disclosure and risk mitigation.

Client expense: $110,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES

H.R. 5 Equality Act H.R. 56 Financial Technology Task Force Establishment H.R. 741 Federal Financial Institutions Regulatory Actions H.R. 969 Consumer Financial Protection Appropriations Process H.R. 974 Federal Reserve Written Report H.R. 1018 Securities Exchange Act diversity data submission S. 360 Securities Exchange Diversity Data Submission S. 453 Consumer Financial Protection Appropriations Process S. 915 Public Company Shares Repurchase Prohibition H.R. 2176 Commercial Banking and Securities Business Separation H.R. 2743 Office of Financial Research Repeal H.R. 3279 Securities and Exchange Diversity Advisory Group S. 1335 Bureau of Consumer Financial Protection Elimination S. 1478 Office of Financial Research Repeal S. 1885 Corporate Fines and Penalties H.R. 4320 Corporate Fines and Penalties S. 2075 Climate Change Activities Disclosure H.R. 4767 Financial Services Innovation Promotion H.R. 4966 Bank Holding Companies Congressional Testimony H.R. 5180 Bank Holding Company Non-financial Assets Prohibition H.R. 5194 Climate Change Financial Risk Analyses H.R. 5300 Enhancing Financial Stability Research and Oversight Act H.R. 5318 Bank Merger Requirements S. 2637 Personal Information Protection S. 2685 Credit Information Release Authorization S. 2889 Data Security Requirements S. 2903 Climate Change Financial Risk Analyses

Client expense: $1,200,000 · Firm income: Not reported

Dodd Frank - Wall Street Reform and Consumer Protection Act Credit Risk Retention OTC Derivatives Basel III, Liquidity Coverage Ratio, HVCRE Rule, FRTB Volcker Rule Flood Insurance; Terrorism Risk Insurance CFIUS Reform (FIRRMA) Beneficial Ownership (BSA) Cyber Security (H.R. 3776, H.R. 3359) Current Expected Credit Losses (CECL) LIBOR Reform Federal Reserve Credit Facilities Forbearance Issues TALF Main Street Lending Program Emergency Rental Assistance for Residential Business Tenants (e.g. H.R. 7301) Restart Act (S. 3814) Corporate Governance Through Diversity Act (H.R. 1018/S. 360) Pandemic Risk Insurance Troubled Debt Restructuring (TDR) CECL Reg S-K Reform

Client expense: $962,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Director of National Intelligence (ODNI), Energy, Dept of, Environmental Protection Agency (EPA), Federal Accounting Standards Advisory Board (FASAB), Federal Bureau of Investigation (FBI), Federal Deposit Insurance Corporation (FDIC), Federal Energy Regulatory Commission (FERC), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Housing & Urban Development, Dept of (HUD), Internal Revenue Service (IRS), Labor, Dept of (DOL), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Small Business Administration (SBA), State, Dept of (DOS), Transportation, Dept of (DOT), Treasury, Dept of, White House Office

H.R. 5 Equality Act H.R. 56 Financial Technology Task Force Establishment H.R. 741 Federal Financial Institutions Regulatory Actions H.R. 969 Consumer Financial Protection Appropriations Process H.R. 974 Federal Reserve Written Report H.R. 1018 Securities Exchange Act diversity data submission S. 360 Securities Exchange Diversity Data Submission S. 453 Consumer Financial Protection Appropriations Process S. 915 Public Company Shares Repurchase Prohibition H.R. 2176 Commercial Banking and Securities Business Separation H.R. 2743 Office of Financial Research Repeal H.R. 3279 Securities and Exchange Diversity Advisory Group S. 1335 Bureau of Consumer Financial Protection Elimination S. 1478 Office of Financial Research Repeal S. 1885 Corporate Fines and Penalties H.R. 4320 Corporate Fines and Penalties S. 2075 Climate Change Activities Disclosure H.R. 4767 Financial Services Innovation Promotion H.R. 4966 Bank Holding Companies Congressional Testimony H.R. 5180 Bank Holding Company Non-financial Assets Prohibition H.R. 5194 Climate Change Financial Risk Analyses H.R. 5300 Enhancing Financial Stability Research and Oversight Act H.R. 5318 Bank Merger Requirements S. 2637 Personal Information Protection S. 2685 Credit Information Release Authorization S. 2889 Data Security Requirements S. 2903 Climate Change Financial Risk Analyses

Client expense: $1,570,000 · Firm income: Not reported

GSE Reform Monitoring FHFA/FHLB Membership Corporate Governance Corporate Transparency Act of 2019 (H.R. 2513) Stock Buyback Reform and Worker Dividend Act of 2019 (S.2391) Improving Corporate Governance Through Diversity Act (H.R. 1018, S.360) Proposals regarding COVID-19 impact on Mortgage Backed Securities

Client expense: $1,231,000 · Firm income: Not reported

Government targets: Federal Housing Finance Agency (FHFA), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

S. 1587, H.R. 2923 - Inclusive Prosperity Act of 2019; Provisions related to Financial Transaction Tax. S. 360; H.R. 1018 - Improving Corporate Governance Through Diversity Act of 2019; Provisions related to Proxy and Diversity and Inclusion. H.R. 3279 - Diversity in Corporate Leadership Act of 2019; Provisions related to Diversity and Inclusion. H.R. 5116 - Corporate Governance Reform and Transparency Act of 2019; Provisions related to Diversity and Inclusion on Boards. H.R. 4329 - ESG Disclosure & Simplification Act of 2019; Provisions related to Mandatory Environmental, Social and Governance disclosure for listed securities. 29.CFR2550.404a-1; Provisions related to Qualified Default Investment Alternative, Environmental, Social and Governance disclosure and risk mitigation.

Client expense: $110,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES

Dodd Frank - Wall Street Reform and Consumer Protection Act Credit Risk Retention OTC Derivatives Basel III, Liquidity Coverage Ratio, HVCRE Rule, FRTB Volcker Rule Flood Insurance; Terrorism Risk Insurance CFIUS Reform (FIRRMA) Beneficial Ownership (BSA) Cyber Security (H.R. 3776, H.R. 3359) Current Expected Credit Losses (CECL) LIBOR Reform Federal Reserve Credit Facilities Forbearance Issues TALF Main Street Lending Program Emergency Rental Assistance for Residential Business Tenants (e.g. H.R. 7301) Restart Act (S. 3814) Corporate Governance Through Diversity Act (H.R. 1018/S. 360)

Client expense: $1,200,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Director of National Intelligence (ODNI), Energy, Dept of, Environmental Protection Agency (EPA), Federal Accounting Standards Advisory Board (FASAB), Federal Bureau of Investigation (FBI), Federal Deposit Insurance Corporation (FDIC), Federal Energy Regulatory Commission (FERC), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Housing & Urban Development, Dept of (HUD), Internal Revenue Service (IRS), Labor, Dept of (DOL), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Small Business Administration (SBA), State, Dept of (DOS), Transportation, Dept of (DOT), Treasury, Dept of, White House Office

1. H.R.5322 - Ensuring Diversity in Community Banking Act 2. S.360 - Improving Corporate Governance Through Diversity Act - This bill requires certain issuers of securities to disclose the racial, ethnic, and gender composition of their boards of directors and executive officers, as well as the status of any of those directors and officers as a veteran. It also requires the disclosure of any plan to promote racial, ethnic, and gender diversity among these groups. 3. Inclusion and Representation in Financial Services

Client expense: $60,000 · Firm income: Not reported

Government targets: General Services Administration (GSA), Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, SENATE

GSE Reform Monitoring FHFA/FHLB Membership Corporate Governance Corporate Transparency Act of 2019 (H.R. 2513) Stock Buyback Reform and Worker Dividend Act of 2019 (S.2391) Yes in My Backyard Act (H.R.4351, S.1919) Improving Corporate Governance Through Diversity Act (H.R. 1018, S.360) Proposals regarding COVID-19 impact on Mortgage Backed Securities

Client expense: $1,290,000 · Firm income: Not reported

Government targets: Federal Housing Finance Agency (FHFA), HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

S. 1587, H.R. 2923 - Inclusive Prosperity Act of 2019; Provisions related to Financial Transaction Tax. S. 360; H.R. 1018 - Improving Corporate Governance Through Diversity Act of 2019; Provisions related to Proxy and Diversity and Inclusion. H.R. 3279 - Diversity in Corporate Leadership Act of 2019; Provisions related to Diversity and Inclusion. H.R. 5116 - Corporate Governance Reform and Transparency Act of 2019; Provisions related to Diversity and Inclusion on Boards. H.R. 4329 - ESG Disclosure & Simplification Act of 2019; Provisions related to Mandatory Environmental, Social and Governance disclosure for listed securities. 29.CFR2550.404a-1; Provisions related to Qualified Default Investment Alternative, Environmental, Social and Governance disclosure and risk mitigation.

Client expense: $120,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 5 Equality Act H.R. 56 Financial Technology Task Force Establishment H.R. 741 Federal Financial Institutions Regulatory Actions H.R. 969 Consumer Financial Protection Appropriations Process H.R. 974 Federal Reserve Written Report H.R. 1018 Securities Exchange Act diversity data submission S. 360 Securities Exchange Diversity Data Submission S. 453 Consumer Financial Protection Appropriations Process S. 915 Public Company Shares Repurchase Prohibition H.R. 2176 Commercial Banking and Securities Business Separation H.R. 2743 Office of Financial Research Repeal H.R. 3279 Securities and Exchange Diversity Advisory Group S. 1335 Bureau of Consumer Financial Protection Elimination S. 1478 Office of Financial Research Repeal S. 1885 Corporate Fines and Penalties H.R. 4320 Corporate Fines and Penalties S. 2075 Climate Change Activities Disclosure H.R. 4767 Financial Services Innovation Promotion H.R. 4966 Bank Holding Companies Congressional Testimony H.R. 5180 Bank Holding Company Non-financial Assets Prohibition H.R. 5194 Climate Change Financial Risk Analyses H.R. 5300 Enhancing Financial Stability Research and Oversight Act H.R. 5318 Bank Merger Requirements S. 2637 Personal Information Protection S. 2685 Credit Information Release Authorization S. 2889 Data Security Requirements S. 2903 Climate Change Financial Risk Analyses

Client expense: $2,090,000 · Firm income: Not reported

1. Inclusion and Representation in Financial Services, MMI 2. S.360 - Improving Corporate Governance Through Diversity Act 3. H.R. 748 - This bill responds to the COVID-19 (i.e., coronavirus disease 2019) outbreak and its impact on the economy, public health, state and local governments, individuals, and businesses. DIVISION A--KEEPING WORKERS PAID AND EMPLOYED, HEALTH CARE SYSTEM ENHANCEMENTS, AND ECONOMIC STABILIZATION This division establishes the Paycheck Protection Program to provide eight weeks of cash flow assistance to small businesses through federally guaranteed loans to employers who maintain their payroll. Such assistance shall be to cover costs such as payroll, paid sick leave, supply chain disruptions, and employee salaries. The division further provides that certain amounts owed on such loans are eligible to be forgiven. The division also authorizes the Small Business Administration (SBA) to provide advances on SBA emergency disaster loans for small businesses that have applied for such loans due to the COVID-19 pandemic. Additionally, the division requires the SBA to pay all principal, interest, and fees on certain new and existing SBA loans for a period of six months. 4. Report to the Congress on the Office of Minority and Women Inclusion - The Board of Governors of the Federal Reserve System (Board) believes that diverse perspectives inspire the best service to the public. We continue to work toward increasing utilization of minority- and women-owned businesses in the Board's procurement process; and promoting transparency and awareness of diversity policies and practices at regulated institutions.

Client expense: $40,000 · Firm income: Not reported

H.R. 5 Equality Act H.R. 56 Financial Technology Task Force Establishment H.R. 741 Federal Financial Institutions Regulatory Actions H.R. 969 Consumer Financial Protection Appropriations Process H.R. 974 Federal Reserve Written Report H.R. 1018 Securities Exchange Act diversity data submission S. 360 Securities Exchange Diversity Data Submission S. 453 Consumer Financial Protection Appropriations Process S. 915 Public Company Shares Repurchase Prohibition H.R. 2176 Commercial Banking and Securities Business Separation H.R. 2743 Office of Financial Research Repeal H.R. 3279 Securities and Exchange Diversity Advisory Group S. 1335 Bureau of Consumer Financial Protection Elimination S. 1478 Office of Financial Research Repeal S. 1885 Corporate Fines and Penalties H.R. 4320 Corporate Fines and Penalties S. 2075 Climate Change Activities Disclosure H.R. 4767 Financial Services Innovation Promotion H.R. 4966 Bank Holding Companies Congressional Testimony H.R. 5180 Bank Holding Company Non-financial Assets Prohibition H.R. 5194 Climate Change Financial Risk Analyses H.R. 5300 Enhancing Financial Stability Research and Oversight Act H.R. 5318 Bank Merger Requirements S. 2637 Personal Information Protection S. 2685 Credit Information Release Authorization S. 2889 Data Security Requirements S. 2903 Climate Change Financial Risk Analyses

Client expense: $1,600,000 · Firm income: Not reported

H.R. 5 Equality Act H.R. 56 Financial Technology Task Force Establishment H.R. 741 Federal Financial Institutions Regulatory Actions H.R. 969 Consumer Financial Protection Appropriations Process H.R. 974 Federal Reserve Written Report H.R. 1018 Securities Exchange Act diversity data submission S. 360 Securities Exchange Diversity Data Submission S. 453 Consumer Financial Protection Appropriations Process S. 915 Public Company Shares Repurchase Prohibition H.R. 2176 Commercial Banking and Securities Business Separation H.R. 2743 Office of Financial Research Repeal H.R. 3279 Securities and Exchange Diversity Advisory Group S. 1335 Bureau of Consumer Financial Protection Elimination S. 1478 Office of Financial Research Repeal S. 1885 Corporate Fines and Penalties H.R. 4320 Corporate Fines and Penalties S. 2075 Climate Change Activities Disclosure H.R. 4767 Financial Services Innovation Promotion H.R. 4966 Bank Holding Companies Congressional Testimony H.R. 5180 Bank Holding Company Non-financial Assets Prohibition H.R. 5194 Climate Change Financial Risk Analyses H.R. 5300 Enhancing Financial Stability Research and Oversight Act H.R. 5318 Bank Merger Requirements S. 2637 Personal Information Protection S. 2685 Credit Information Release Authorization S. 2889 Data Security Requirements S. 2903 Climate Change Financial Risk Analyses

Client expense: $1,600,000 · Firm income: Not reported

Monitor efforts to reform housing finance; raise awareness of REIT issues; monitor H.R. 1018 / S. 360, the Improving Corporate Governance Through Diversity Act of 2019.

Client expense: Not reported · Firm income: $60,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

GSE Reform Monitoring Expanding investor participation in GSE credit risk sharing transactions FHFA/FHLB membership Corporate Transparency Act of 2019 (HR 2513) Stock Buyback Reform and Worker Dividend Act of 2019 (S 2391) Improving Corporate Governance Through Diversity Act of 2019 (HR 1018, S 360) Corporate Governance Yes in My Backyard Act (HR 1018, S 1919)

Client expense: $1,015,000 · Firm income: Not reported

Government targets: Federal Housing Finance Agency (FHFA), HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Treasury, Dept of

S. 1587, H.R. 2923 - Inclusive Prosperity Act of 2019; Provisions related to Financial Transaction Tax. S. 360; H.R. 1018 - Improving Corporate Governance Through Diversity Act of 2019; Provisions related to Proxy and Diversity and Inclusion. H.R. 3279 - Diversity in Corporate Leadership Act of 2019; Provisions related to Diversity and Inclusion. H.R. 5116 - Corporate Governance Reform and Transparency Act of 2019; Provisions related to Diversity and Inclusion on Boards. H.R. 4329 - ESG Disclosure & Simplification Act of 2019; Provisions related to Mandatory Environmental, Social and Governance disclosure for listed securities.

Client expense: $120,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Monitor efforts to reform housing finance; raise awareness of REIT issues; monitor H.R. 1018 / S. 360, the Improving Corporate Governance Through Diversity Act of 2019; monitor efforts to reform the Terrorism Risk Insurance Act (P.L. 107-297).

Client expense: Not reported · Firm income: $60,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 5 Equality Act H.R. 56 Financial Technology Task Force Establishment H.R. 741 Federal Financial Institutions Regulatory Actions H.R. 969 Consumer Financial Protection Appropriations Process H.R. 974 Federal Reserve Written Report H.R. 1018 Securities Exchange Act diversity data submission S. 360 Securities Exchange Diversity Data Submission S. 453 Consumer Financial Protection Appropriations Process S. 915 Public Company Shares Repurchase Prohibition H.R. 2176 Commercial Banking and Securities Business Separation H.R. 2743 Office of Financial Research Repeal H.R. 3279 Securities and Exchange Diversity Advisory Group S. 1335 Bureau of Consumer Financial Protection Elimination S. 1478 Office of Financial Research Repeal S. 1885 Corporate Fines and Penalties H.R. 4320 Corporate Fines and Penalties S. 2075 Climate Change Activities Disclosure H.R. 4767 Financial Services Innovation Promotion H.R. 4966 Bank Holding Companies Congressional Testimony H.R. 5180 Bank Holding Company Non-financial Assets Prohibition H.R. 5194 Climate Change Financial Risk Analyses H.R. 5300 Enhancing Financial Stability Research and Oversight Act H.R. 5318 Bank Merger Requirements S. 2637 Personal Information Protection S. 2685 Credit Information Release Authorization S. 2889 Data Security Requirements S. 2903 Climate Change Financial Risk Analyses

Client expense: $1,320,000 · Firm income: Not reported

GSE Reform Monitoring Expanding investor participation in GSE credit risk sharing transactions FHFA/FHLB membership Corporate Transparency Act of 2019 (HR 2513) Stock Buyback Reform and Worker Dividend Act of 2019 (S 2391) Improving Corporate Governance Through Diversity Act of 2019 (HR 1018, S 360) Corporate Governance

Client expense: $802,000 · Firm income: Not reported

Government targets: Federal Housing Finance Agency (FHFA), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

S. 1587, H.R. 2923 - Inclusive Prosperity Act of 2019; Provisions related to Financial Transaction Tax. S. 360; H.R. 1018 - Improving Corporate Governance Through Diversity Act of 2019; Provisions related to Proxy and Diversity and Inclusion. H.R. 3279 - Diversity in Corporate Leadership Act of 2019; Provisions related to Diversity and Inclusion. H.R. 5116 - Corporate Governance Reform and Transparency Act of 2019; Provisions related to Diversity and Inclusion on Boards. H.R. 4329 - ESG Disclosure & Simplification Act of 2019; Provisions related to Mandatory Environmental, Social and Governance disclosure for listed securities.

Client expense: $120,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Monitor efforts to reform housing finance; raise awareness of REIT issues; monitor H.R. 1018 / S. 360, the Improving Corporate Governance Through Diversity Act of 2019.

Client expense: Not reported · Firm income: $60,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Monitor efforts to reform housing finance; raise awareness of REIT issues; monitor H.R. 1018 / S. 360, the Improving Corporate Governance Through Diversity Act of 2019; monitor efforts to reform the Terrorism Risk Insurance Act (P.L. 107-297).

Client expense: Not reported · Firm income: $60,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 5 Equality Act H.R. 56 Financial Technology Task Force Establishment H.R. 741 Federal Financial Institutions Regulatory Actions H.R. 969 Consumer Financial Protection Appropriations Process H.R. 974 Federal Reserve Written Report S. 360 Securities Exchange Diversity Data Submission S. 453 Consumer Financial Protection Appropriations Process S. 915 Public Company Shares Repurchase Prohibition H.R. 2176 Commercial Banking and Securities Business Separation H.R. 2743 Office of Financial Research Repeal H.R. 3279 Securities and Exchange Diversity Advisory Group S. 1335 Bureau of Consumer Financial Protection Elimination S. 1478 Office of Financial Research Repeal S. 1885 Corporate Fines and Penalties H.R. 4320 Corporate Fines and Penalties S. 2075 Climate Change Activities Disclosure

Client expense: $1,350,000 · Firm income: Not reported

GSE Reform Monitoring Expanding Investor participation in GSE credit risk sharing transactions FHFA/FHLB Membership Corporate Governance Improving Corporate Governance Through Diversity Act of 2019 (H.R. 1018, S. 360) Corporate Transparency Act (HR 1018, S 360) Stock Buyback Reform and Worker Dividend Act of 2019 (S. 2391)

Client expense: $1,140,000 · Firm income: Not reported

GSE Reform Monitoring Expanding Investor participation in GSE credit risk sharing transactions FHFA/FHLB Membership Corporate Governance Improving Corporate Governance Through Diversity Act of 2019 (H.R. 1018, S. 360) Corporate Transparency Act (HR 1018, S 360)

Client expense: $1,030,000 · Firm income: Not reported

Government targets: Federal Housing Finance Agency (FHFA), HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Treasury, Dept of

Monitor efforts to reform housing finance; raise awareness of REIT issues; monitor H.R. 1018 / S. 360, the Improving Corporate Governance Through Diversity Act of 2019.

Client expense: Not reported · Firm income: $60,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 5 Equality Act H.R. 56 Financial Technology Task Force Establishment H.R. 741 Federal Financial Institutions Regulatory Actions H.R. 969 Consumer Financial Protection Appropriations Process H.R. 974 Federal Reserve Written Report S. 360 Securities Exchange Diversity Data Submission S. 453 Consumer Financial Protection Appropriations Process S. 915 Public Company Shares Repurchase Prohibition H.R. 2176 Commercial Banking and Securities Business Separation H.R. 2743 Office of Financial Research Repeal H.R. 3279 Securities and Exchange Diversity Advisory Group S. 1335 Bureau of Consumer Financial Protection Elimination S. 1478 Office of Financial Research Repeal S. 1885 Corporate Fines and Penalties

Client expense: $1,840,000 · Firm income: Not reported

H.R. 5 Equality Act H.R. 56 Financial Technology Task Force Establishment H.R. 741 Federal Financial Institutions Regulatory Actions H.R. 969 Consumer Financial Protection Appropriations Process H.R. 974 Federal Reserve Written Report S. 360 Securities Exchange Diversity Data Submission S. 453 Consumer Financial Protection Appropriations Process S. 915 Public Company Shares Repurchase Prohibition

Client expense: $1,540,000 · Firm income: Not reported

Monitor efforts to reform housing finance; raise awareness of REIT issues; monitor H.R. 1018 / S. 360, the Improving Corporate Governance Through Diversity Act of 2019.

Client expense: Not reported · Firm income: $60,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

GSE Reform Monitoring Expanding Investor participation in GSE credit risk sharing transactions FHFA/FHLB Membership Corporate Governance Improving Corporate Governance Through Diversity Act of 2019 (H.R. 1018, S. 360)

Client expense: $803,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of