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Promoting Transparent Standards for Corporate Insiders Act
Legislative Progress
Introduced
February 27, 2019
Latest Action
November 17, 2020
Primary Sponsor
Chris Van HollenDemocratic(MD)
Momentum (last 30 days)
0
score
0 actions · 0 new cosponsors · 0 votes
Speed vs cohort
100pct
629d open
vs 5,086 other S bills in the 116th — cohort avg 30d
Promoting Transparent Standards for Corporate Insiders Act This bill directs the Securities and Exchange Commission (SEC) to study and report on possible revisions to regulations regarding Rule 10b5-1 trading plans. (Such plans allow certain employees of publicly traded corporations to sell their shares without violating insider trading prohibitions.) The SEC must revise regulations consistent with the results of the study.
These links require the bill number to appear in the filing's source-reported specific issue text. Client expenses and lobbying-firm income are separate disclosure fields.
Filing registrants (2)
2019 · first_quarter · Financial Institutions/Investments/Securities
Financial Technology ("Fintech") the Inclusive Prosperity Act the Carried Interest Fairness Act of 2017 the Putting Main Street FIRST: Finishing Irresponsible Reckless Speculative Trading Act Nominations for SEC, CFTC, FDIC Reg BI SEC fiduciary rule Volcker Rule Implementation of S.2155 HR 1 - For the People Act H.R. 1516 - Wall Street Tax Act of 2019 S. 647 - Wall Street Tax Act of 2019 H.R. 1735 - Carried Interest Fairness Act of 2019 S. 781 - Carried Interest Fairness Act of 2019 S.915 - Reward Work Act of 2019 S.1063 - Helping Angels Lead Our Startups Act of 2019 S.733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 S.452 - Fostering Innovation Act of 2019 H.R.609 - Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019 S.573 - Promoting Transparent Standards for Corporate Insiders Act H.R.624 - Promoting Transparent Standards for Corporate Insiders Act S.536 - Encouraging Public Offerings Act of 2019 S.566 - Expanding Access to Capital for Rural Job Creators Act H.R.1876 - Senior Security Act of 2019 Standardized Approach for Calculating the Exposure Amount of Derivatives Contracts Staples-Essendant merger Swap Execution Facilities and Trade Execution Requirement
Committee on Banking, Housing, and Urban Affairs. Hearings held.
Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.
Introduced in Senate
Bills with similar content found using semantic analysis.
Sources: Congress.gov
Client expense: $60,000 · Firm income: Not reported
Government targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC)
2019 · first_quarter · Banking
Bank capital rules Banks stress tests Federal Deposit Insurance Corporation policies relating to bank employment Federal Reserve rating system for large financial institutions the Inclusive Prosperity Act the 21st Century Glass Steagall Act Nominations for SEC, CFTC, FDIC Volcker Rule Implementation of S.2155 HR 1 - For the People Act H.R. 1516 - Wall Street Tax Act of 2019 S. 647 - Wall Street Tax Act of 2019 S.915 - Reward Work Act of 2019 H.R. 2176 - Return to Prudent Banking Act of 2019 S.1063 - Helping Angels Lead Our Startups Act of 2019 S.733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 S.452 - Fostering Innovation Act of 2019 H.R.609 - Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019 S.573 - Promoting Transparent Standards for Corporate Insiders Act H.R.624 - Promoting Transparent Standards for Corporate Insiders Act S.536 - Encouraging Public Offerings Act of 2019 S.566 - Expanding Access to Capital for Rural Job Creators Act H.R.1876 - Senior Security Act of 2019 Proposed Changes to Applicability Thresholds for Regulatory Capital and Liquidity Requirements Prudential Standards for Large Bank Holding Companies and Savings and Loan Holding Companies Standardized Approach for Calculating the Exposure Amount of Derivatives Contracts
Client expense: $60,000 · Firm income: Not reported
Government targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC)
2019 · second_quarter · Banking
Bank capital rules Banks stress tests Federal Deposit Insurance Corporation policies relating to bank employment Federal Reserve rating system for large financial institutions the Inclusive Prosperity Act the 21st Century Glass Steagall Act Nominations for SEC, CFTC, FDIC Volcker Rule Implementation of S.2155 HR 1 - For the People Act H.R. 1516 - Wall Street Tax Act of 2019 S. 647 - Wall Street Tax Act of 2019 S.915 - Reward Work Act of 2019 H.R. 2176 - Return to Prudent Banking Act of 2019 S.1063 - Helping Angels Lead Our Startups Act of 2019 S.733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 S.452 - Fostering Innovation Act of 2019 H.R.609 - Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019 S.573 - Promoting Transparent Standards for Corporate Insiders Act H.R.624 - Promoting Transparent Standards for Corporate Insiders Act S.536 - Encouraging Public Offerings Act of 2019 S.566 - Expanding Access to Capital for Rural Job Creators Act H.R.1876 - Senior Security Act of 2019 Proposed Changes to Applicability Thresholds for Regulatory Capital and Liquidity Requirements Prudential Standards for Large Bank Holding Companies and Savings and Loan Holding Companies Standardized Approach for Calculating the Exposure Amount of Derivatives Contracts
Client expense: $60,000 · Firm income: Not reported
Government targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC)
2019 · second_quarter · Financial Institutions/Investments/Securities
Financial Technology ("Fintech") the Inclusive Prosperity Act the Carried Interest Fairness Act of 2017 the Putting Main Street FIRST: Finishing Irresponsible Reckless Speculative Trading Act Nominations for SEC, CFTC, FDIC Reg BI SEC fiduciary rule Volcker Rule Implementation of S.2155 HR 1 - For the People Act H.R. 1516 - Wall Street Tax Act of 2019 S. 647 - Wall Street Tax Act of 2019 H.R. 1735 - Carried Interest Fairness Act of 2019 S. 781 - Carried Interest Fairness Act of 2019 S.915 - Reward Work Act of 2019 S.1063 - Helping Angels Lead Our Startups Act of 2019 S.733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 S.452 - Fostering Innovation Act of 2019 H.R.609 - Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019 S.573 - Promoting Transparent Standards for Corporate Insiders Act H.R.624 - Promoting Transparent Standards for Corporate Insiders Act S.536 - Encouraging Public Offerings Act of 2019 S.566 - Expanding Access to Capital for Rural Job Creators Act H.R.1876 - Senior Security Act of 2019 Standardized Approach for Calculating the Exposure Amount of Derivatives Contracts Staples-Essendant merger Swap Execution Facilities and Trade Execution Requirement
Client expense: $60,000 · Firm income: Not reported
Government targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC)
2019 · second_quarter · Financial Institutions/Investments/Securities
Financial Technology ("Fintech") the Inclusive Prosperity Act the Carried Interest Fairness Act of 2017 the Putting Main Street FIRST: Finishing Irresponsible Reckless Speculative Trading Act Nominations for SEC, CFTC, FDIC Reg BI SEC fiduciary rule Volcker Rule Implementation of S.2155 HR 1 - For the People Act H.R. 1516 - Wall Street Tax Act of 2019 S. 647 - Wall Street Tax Act of 2019 H.R. 1735 - Carried Interest Fairness Act of 2019 S. 781 - Carried Interest Fairness Act of 2019 S.915 - Reward Work Act of 2019 S.1063 - Helping Angels Lead Our Startups Act of 2019 S.733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 S.452 - Fostering Innovation Act of 2019 H.R.609 - Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019 S.573 - Promoting Transparent Standards for Corporate Insiders Act H.R.624 - Promoting Transparent Standards for Corporate Insiders Act S.536 - Encouraging Public Offerings Act of 2019 S.566 - Expanding Access to Capital for Rural Job Creators Act H.R.1876 - Senior Security Act of 2019 Standardized Approach for Calculating the Exposure Amount of Derivatives Contracts Staples-Essendant merger Swap Execution Facilities and Trade Execution Requirement
Client expense: $50,000 · Firm income: Not reported
Government targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC)
2019 · second_quarter · Banking
Bank capital rules Banks stress tests Federal Deposit Insurance Corporation policies relating to bank employment Federal Reserve rating system for large financial institutions the Inclusive Prosperity Act the 21st Century Glass Steagall Act Nominations for SEC, CFTC, FDIC Volcker Rule Implementation of S.2155 HR 1 - For the People Act H.R. 1516 - Wall Street Tax Act of 2019 S. 647 - Wall Street Tax Act of 2019 S.915 - Reward Work Act of 2019 H.R. 2176 - Return to Prudent Banking Act of 2019 S.1063 - Helping Angels Lead Our Startups Act of 2019 S.733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 S.452 - Fostering Innovation Act of 2019 H.R.609 - Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019 S.573 - Promoting Transparent Standards for Corporate Insiders Act H.R.624 - Promoting Transparent Standards for Corporate Insiders Act S.536 - Encouraging Public Offerings Act of 2019 S.566 - Expanding Access to Capital for Rural Job Creators Act H.R.1876 - Senior Security Act of 2019 Proposed Changes to Applicability Thresholds for Regulatory Capital and Liquidity Requirements Prudential Standards for Large Bank Holding Companies and Savings and Loan Holding Companies Standardized Approach for Calculating the Exposure Amount of Derivatives Contracts
Client expense: $50,000 · Firm income: Not reported
2019 · first_quarter · Banking
Bank capital rules Banks stress tests Federal Deposit Insurance Corporation policies relating to bank employment Federal Reserve rating system for large financial institutions the Inclusive Prosperity Act the 21st Century Glass Steagall Act Nominations for SEC, CFTC, FDIC Volcker Rule Implementation of S.2155 HR 1 - For the People Act H.R. 1516 - Wall Street Tax Act of 2019 S. 647 - Wall Street Tax Act of 2019 S.915 - Reward Work Act of 2019 H.R. 2176 - Return to Prudent Banking Act of 2019 S.1063 - Helping Angels Lead Our Startups Act of 2019 S.733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 S.452 - Fostering Innovation Act of 2019 H.R.609 - Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019 S.573 - Promoting Transparent Standards for Corporate Insiders Act H.R.624 - Promoting Transparent Standards for Corporate Insiders Act S.536 - Encouraging Public Offerings Act of 2019 S.566 - Expanding Access to Capital for Rural Job Creators Act H.R.1876 - Senior Security Act of 2019 Proposed Changes to Applicability Thresholds for Regulatory Capital and Liquidity Requirements Prudential Standards for Large Bank Holding Companies and Savings and Loan Holding Companies Standardized Approach for Calculating the Exposure Amount of Derivatives Contracts
Client expense: $60,000 · Firm income: Not reported
2019 · first_quarter · Financial Institutions/Investments/Securities
Financial Technology ("Fintech") the Inclusive Prosperity Act the Carried Interest Fairness Act of 2017 the Putting Main Street FIRST: Finishing Irresponsible Reckless Speculative Trading Act Nominations for SEC, CFTC, FDIC Reg BI SEC fiduciary rule Volcker Rule Implementation of S.2155 HR 1 - For the People Act H.R. 1516 - Wall Street Tax Act of 2019 S. 647 - Wall Street Tax Act of 2019 H.R. 1735 - Carried Interest Fairness Act of 2019 S. 781 - Carried Interest Fairness Act of 2019 S.915 - Reward Work Act of 2019 S.1063 - Helping Angels Lead Our Startups Act of 2019 S.733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 S.452 - Fostering Innovation Act of 2019 H.R.609 - Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019 S.573 - Promoting Transparent Standards for Corporate Insiders Act H.R.624 - Promoting Transparent Standards for Corporate Insiders Act S.536 - Encouraging Public Offerings Act of 2019 S.566 - Expanding Access to Capital for Rural Job Creators Act H.R.1876 - Senior Security Act of 2019 Standardized Approach for Calculating the Exposure Amount of Derivatives Contracts Staples-Essendant merger Swap Execution Facilities and Trade Execution Requirement
Client expense: $60,000 · Firm income: Not reported
2019 · first_quarter · Financial Institutions/Investments/Securities
Financial Technology ("Fintech") the Inclusive Prosperity Act the Carried Interest Fairness Act of 2017 the Putting Main Street FIRST: Finishing Irresponsible Reckless Speculative Trading Act Nominations for SEC, CFTC, FDIC Reg BI SEC fiduciary rule Volcker Rule Implementation of S.2155 HR 1 - For the People Act H.R. 1516 - Wall Street Tax Act of 2019 S. 647 - Wall Street Tax Act of 2019 H.R. 1735 - Carried Interest Fairness Act of 2019 S. 781 - Carried Interest Fairness Act of 2019 S.915 - Reward Work Act of 2019 S.1063 - Helping Angels Lead Our Startups Act of 2019 S.733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 S.452 - Fostering Innovation Act of 2019 H.R.609 - Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019 S.573 - Promoting Transparent Standards for Corporate Insiders Act H.R.624 - Promoting Transparent Standards for Corporate Insiders Act S.536 - Encouraging Public Offerings Act of 2019 S.566 - Expanding Access to Capital for Rural Job Creators Act H.R.1876 - Senior Security Act of 2019 Standardized Approach for Calculating the Exposure Amount of Derivatives Contracts Staples-Essendant merger Swap Execution Facilities and Trade Execution Requirement
Client expense: $60,000 · Firm income: Not reported
2019 · first_quarter · Banking
Bank capital rules Banks stress tests Federal Deposit Insurance Corporation policies relating to bank employment Federal Reserve rating system for large financial institutions the Inclusive Prosperity Act the 21st Century Glass Steagall Act Nominations for SEC, CFTC, FDIC Volcker Rule Implementation of S.2155 HR 1 - For the People Act H.R. 1516 - Wall Street Tax Act of 2019 S. 647 - Wall Street Tax Act of 2019 S.915 - Reward Work Act of 2019 H.R. 2176 - Return to Prudent Banking Act of 2019 S.1063 - Helping Angels Lead Our Startups Act of 2019 S.733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 S.452 - Fostering Innovation Act of 2019 H.R.609 - Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019 S.573 - Promoting Transparent Standards for Corporate Insiders Act H.R.624 - Promoting Transparent Standards for Corporate Insiders Act S.536 - Encouraging Public Offerings Act of 2019 S.566 - Expanding Access to Capital for Rural Job Creators Act H.R.1876 - Senior Security Act of 2019 Proposed Changes to Applicability Thresholds for Regulatory Capital and Liquidity Requirements Prudential Standards for Large Bank Holding Companies and Savings and Loan Holding Companies Standardized Approach for Calculating the Exposure Amount of Derivatives Contracts
Client expense: $60,000 · Firm income: Not reported
2019 · first_quarter · Financial Institutions/Investments/Securities
H.R. 56, Financial Technology Protection Act H.R. 87, Midnight Rules Relief Act of 2019 H.R. 116, Investing in Main Street Act of 2019 H.R. 189, Financial Institution Customer Protection Act of 2019 H.R. 609, Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019 H.R. 624/S. 573, Promoting Transparent Standards for Corporate Insiders Act H.R. 758, Cooperate with Law Enforcement Agencies and Watch Act of 2019 H.R. 969, TABS Act of 2019 H.R. 1018, Improving Corporate Governance Through Diversity Act of 2019 H.R. 1815, SEC Disclosure Effectiveness Testing Act S. 452, Fostering Innovation Act of 2019 S. 536, Encouraging Public Offerings Act of 2019 S. 566, Expanding Access to Capital for Rural Job Creators Act S. 592, Cybersecurity Disclosure Act of 2019 S. 603, Financial Stability Oversight Council Improvement Act of 2019 S. 733, Consumer Financial Choice and Capital Markets Protection Act of 2019 Draft legislation to amend the Investment Company Act of 1940 to increase the percentage of voting shares a diversified company may hold in a single issuer; Draft legislation on cryptocurrencies; Draft legislation to remove the limitation on large accelerated filers qualifying as an emerging growth company; Draft legislation on credit bureaus Potential legislation similar to H.R. 1585, Fair Investment Opportunities for Professional Experts Act (115th Congress); Potential legislation similar to H.R. 1611, Gender Diversity in Corporate Leadership Act of 2017; Potential legislation similar to H.R. 3972, Family Office Technical Correction Act of 2017; Potential legislation similar to H.R. 4015, Corporate Governance Reform and Transparency Act of 2017; Potential legislation similar to H.R. 6319, Expanding Investment in Small Businesses Act (115th Congress); Potential legislation similar to H.R. 6322, Enhancing Multi-Class Stock Disclosures Act (115th Congress); Potential legislation similar to H.R. 6324, Middle Market IPO Underwriting Cost Act (115th Congress); Potential legislation similar to H.R. 79/S. 588, Helping Angels Lead Our Startups (HALOS) Act (115th Congress); Potential legislation similar to S. 1744, Brokaw Act(115th Congress); Potential legislation similar to H.R. 5970, Modernizing Disclosures for Investors Act Simplifying Disclosures for Investors Act(115th Congress); Potential legislation similar to H.R. 6139, Improving Investment Research for Small and Emerging Issuers Act (115th Congress); Proposed rule on auditor independence with respect to certain loans or debtor-creditor relationships (83 Fed. Reg. 20,753-20,773, May 8, 2018); Proposed regulation on Regulation Best Interest (83 Fed. Reg. 21,574-21,682, May 9, 2018); Proposed Commission interpretation regarding standard of conduct for investment advisers; request for comment on enhancing investment (83 Fed. Reg. 21,203-21,214, May 9, 2018); Proposed rule on form CRS relationship summary; amendments to form ADV; required disclosures in retail communications and restrictions on the use of certain names or titles (83 Fed. Reg. 21,416-21,575, May 9, 2018); Policy to Encourage Trial Disclosure Programs (83 Fed. Reg. 45,574-45,578, September 10, 2018); Proposed changes to applicability thresholds for regulatory capital and liquidity requirements (83 Fed. Reg. 66,024-66,059, December 21, 2018) Final rule on loan guaranty: revisions to VA guaranteed or insured cash-out home refinance loans (83 Fed. Reg. 64,459-64,470, December 17, 2018) Proposed rule on prudential standards for large bank holding companies and savings and loan holding companies (83 Fed. Reg. 61,408-61,460, November 29, 2018) Proposed rule regarding standardized approach for calculating the exposure amount of derivative Contracts (83 Fed. Reg. 64,660-64,728, December 17, 2018) Proposed rule on payday, vehicle title, and certain high-cost installment loans; delay of compliance date (84 Fed. Reg. 4,298-4,305, February 14, 2019) Nomination of Mark Calabria to lead the Federal Housing Finance Agency (FHFA) Various issues relating to implementation of the Economic Growth, Regulatory Relief, and Consumer Protection Act (P.L. 115-174); Consumer Financial Protection Bureau (CFPB) transparency and accountability; CFPB regulatory sandbox for disclosures; CFPB reform; anti-money laundering and Bank Secrecy Act (P.L. 91-508) improvements; systemic risk regulation and Financial Stability Oversight Council (FSOC) designation of non-bank financial companies; proxy voting systems; Securities Exchange Commission strategic plan; Securities Exchange Commission Rule 701 Form S-8 reforms; Securities Exchange Commission request for information regarding standards of conduct for investment advisors and broker-dealers; Securities Exchange Commission request for comment on quarterly reporting; Securities Exchange Commission staff legal bulletin 141 (CF) shareholder proposals; Securities Exchange Commission amendments to the Commissioners whistleblower rules file no. S7-16-18; Securities Exchange Commission Staff Legal Bulletin 20 Proxy Voting: Proxy Voting Responsibilities of Investment Advisers and Availability of Exemptions from the Proxy Rules for Proxy Advisory Firms; Consumer Financial Protection Bureau trial disclosures and no action letter process; Consumer Financial Protection Bureau lacking jurisdiction over the business or insurance; Public Company Accounting Oversight Board (PCAOB); Federal Trade Commission competition and consumer protection in the 21st century hearings regarding common ownership; Accounting standards developed by the Financial Accounting Standards Board, including the current expected credit loss (CECL) standard; potential legislation related to Commodity Exchange Act reauthorization; potential legislation regarding the previous IRS Data Verification Modernization Act; potential legislation related to the supplementary leverage ratios treatment of client cleared derivatives; credit bureau issues; potential legislation related to crowdfunding amendments act; potential legislation related to compensation for cheated investors act; financial technology issues; beneficial ownership; reforms to the Committee on Foreign Investment in the United States; modernization of the Community Reinvestment Act (P.L. 95-128); application of Customer Identification Program requirements under anti-money laundering rules to bank-affiliated premium finance companies; application of the May 2016 Customer Due Diligence Rule to routine cash refunds issued by bank-affiliated premium finance companies; proposals to audit the Board of Governors of the Federal Reserve System; Securities Exchange Commission; Best Interest and Enhancing Investment Adviser Regulation relating to broker-dealers, registered investment advisers, conflicts of interest; small business lending; CFTC Proposed rulemaking on the De Minimis Exception to the Swap Dealer Definition; blockchain and fintech; adoption of the current expected credit loss accounting standard; proxy process, proxy advisory firms, and other related aspects of corporate governance; corporate common ownership; role of credit reporting agencies (CRAs) in the U.S. economy; comments on earnings releases and quarterly reports; Financial Stability Oversight Council and the designation of nonbank financial firms as systemically important; Federal Reserve System and large institution supervision coordinating committee; updated disclosure requirements and summary prospectus for variable annuity and variable life insurance contracts; potential housing finance reform legislation; valid when made legal doctrine
Government targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC)
Government targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC)
Government targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC)
Government targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC)
Government targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC)
Client expense: $16,460,000 · Firm income: Not reported
Government targets: Agriculture, Dept of (USDA), Army, Dept of (Corps of Engineers), Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Council on Environmental Quality (CEQ), Defense, Dept of (DOD), Education, Dept of, Energy, Dept of, Environmental Protection Agency (EPA), Equal Employment Opportunity Commission (EEOC), Executive Office of the President (EOP), Federal Communications Commission (FCC), Federal Deposit Insurance Corporation (FDIC), Federal Energy Regulatory Commission (FERC), Federal Reserve System, Federal Trade Commission (FTC), General Services Administration (GSA), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Homeland Security, Dept of (DHS), Interior, Dept of (DOI), Internal Revenue Service (IRS), Justice, Dept of (DOJ), Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Labor Relations Board (NLRB), Natl Security Council (NSC), Natl Telecommunications & Information Administration (NTIA), Office of Management & Budget (OMB), Office of Science & Technology Policy (OSTP), Office of the Comptroller of the Currency (OCC), Office of the Vice President of the United States, Patent & Trademark Office (PTO), SENATE, Securities & Exchange Commission (SEC), Small Business Administration (SBA), Social Security Administration (SSA), State, Dept of (DOS), Transportation Security Administration (TSA), Transportation, Dept of (DOT), Treasury, Dept of, U.S. Copyright Office, U.S. Customs & Border Protection, U.S. Trade Representative (USTR), White House Office