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Shareholder Protection Act of 2021
Legislative Progress
Momentum (last 30 days)
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0 actions · 0 new cosponsors · 0 votes
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vs 5,357 other S bills in the 117th — cohort avg 38d
Shareholder Protection Act of 2021 This bill requires shareholder authorization of certain political expenditures by a publicly traded company. A violation of this requirement is considered a breach of fiduciary duty, and the officers and directors who authorized the expenditure are subject to joint and several liability. A publicly traded company must require a board vote with respect to political expenditures in excess of $50,000 and, within 48 hours, make publicly available the individual votes of each board member.
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Filing registrants (4)
2022 · second_quarter · Financial Institutions/Investments/Securities
(1) H.R. 1277, S. 374, Improving Corporate Governance Through Diversity Act of 2021, To amend the Securities Exchange Act of 1934 to require the submission by issuers of data relating to diversity, and for other purposes. Referred to House Financial Services, Feb. 24, 2021 (2) H.R. 1187, ESG Disclosure Simplification Act of 2021. To provide for disclosure of additional material information about public companies and establish a Sustainable Finance Advisory Committee, and for other purposes. Introduced in the House, Feb. 18, 2021 Referred to House Financial Services. (3) H.R. 1087, S 530, Shareholder Political Transparency Act of 2021. To amend the Securities Exchange Act of 1934 to require reporting of certain expenditures for political activities, and for other purposes. (4) H.R. 2123, Diversity Data Accountability Act. To amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to require regulated entities to provide information necessary for the Offices of Women and Minority Inclusion to carry out their duties, and for other purposes. (5) H.R. 1549, S. 588, To establish the Advisory Committee on Climate Risk on the Financial Stability Oversight Council (6) H.R. ___, Diverse Investment Advisers Act. To require companies registered with the Securities and Exchange Commission, and companies registering securities with the Commission, to consider diverse individual-owned and controlled firms when seeking the services of investment advisers, and for other purposes. (7) H.R. ___, Diversity in Financial Regulatory Advisory Committees Act. To require Federal financial agencies to consider at least one gender-diverse candidate and one racially- or ethnically-diverse candidate when appointing members of advisory committees, and for other purposes. (8) H.R. ___, Promoting Diversity and Inclusion in Banking Act. To amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to require Federal banking regulators to include a diversity and inclusion component in the Uniform Financial Institutions Rating System, and for other purposes. (9) H.R. ___, Disclosure of Tax Havens and Offshoring Act. To require companies registered with the Securities and Exchange Commission, and companies registering securities with the Commission, to consider diverse individual-owned and controlled firms when seeking the services of investment advisers, and for other purposes. (10) H.R. ___, Climate Risk Disclosure Act. To amend the Securities Exchange Act of 1934 to require certain disclosures relating to climate change, and for other purposes. (11) H.R. ___, Greater Accountability in Pay Act. To amend the Securities Exchange Act of 1934 to require issuers to disclose information on pay raises made to executives and non-executive employees, and for other purposes. (12) H.R ___, Paris Climate Agreement Disclosure Act. To amend the Securities Exchange Act of 1934 to require disclosures related to the Paris Climate Agreement, and for other purposes. (13) S. 606, A bill to require the Board of Governors of the Federal Reserve System and the Securities and Exchange Commission to issue an annual report to Congress projecting and accounting for the economic costs directly and indirectly caused by the impacts of climate change, to require the Federal Retirement Thrift Investment Board to establish a Federal Advisory Panel on the Economics of Climate Change, and for other purposes. Referred to the Committee on Homeland Security and Governmental Affairs, Mar. 4,2021 (14) H.R. 4262, the Increasing Investor Opportunities Act. The bill increases protections for closed-end funds (CEF) and provides retail investors access to private offerings with protections of the Investment Company Act of 1940. (15) H.R. 3899, FSOC nonbank SIFI designation (16) S.4241 INDEX Act, a bill that would require money managers to provide proxy voting options for share owners to vote at stockholder meetings.
Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.
Introduced in Senate
Bills with similar content found using semantic analysis.
Sources: Congress.gov
Client expense: Not reported · Firm income: $10,000
2022 · second_quarter · Financial Institutions/Investments/Securities
(1) H.R. 1277, S. 374, Improving Corporate Governance Through Diversity Act of 2021, To amend the Securities Exchange Act of 1934 to require the submission by issuers of data relating to diversity, and for other purposes. Referred to House Financial Services, Feb. 24, 2021 (2) H.R. 1187, ESG Disclosure Simplification Act of 2021. To provide for disclosure of additional material information about public companies and establish a Sustainable Finance Advisory Committee, and for other purposes. Introduced in the House, Feb. 18, 2021 Referred to House Financial Services. (3) H.R. 1087, S 530, Shareholder Political Transparency Act of 2021. To amend the Securities Exchange Act of 1934 to require reporting of certain expenditures for political activities, and for other purposes. (4) H.R. 2123, Diversity Data Accountability Act. To amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to require regulated entities to provide information necessary for the Offices of Women and Minority Inclusion to carry out their duties, and for other purposes. (5) H.R. 1549, S. 588, To establish the Advisory Committee on Climate Risk on the Financial Stability Oversight Council (6) H.R. ___, Diverse Investment Advisers Act. To require companies registered with the Securities and Exchange Commission, and companies registering securities with the Commission, to consider diverse individual-owned and controlled firms when seeking the services of investment advisers, and for other purposes. (7) H.R. ___, Diversity in Financial Regulatory Advisory Committees Act. To require Federal financial agencies to consider at least one genderdiverse candidate and one racially- or ethnically-diverse candidate when appointing members of advisory committees, and for other purposes. (8) H.R. ___, Promoting Diversity and Inclusion in Banking Act. To amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to require Federal banking regulators to include a diversity and inclusion component in the Uniform Financial Institutions Rating System, and for other purposes. (9) H.R. ___, Disclosure of Tax Havens and Offshoring Act. To require companies registered with the Securities and Exchange Commission, and companies registering securities with the Commission, to consider diverse individual-owned and controlled firms when seeking the services of investment advisers, and for other purposes. (10) H.R. ___, Climate Risk Disclosure Act. To amend the Securities Exchange Act of 1934 to require certain disclosures relating to climate change, and for other purposes. (11) H.R. ___, Greater Accountability in Pay Act. To amend the Securities Exchange Act of 1934 to require issuers to disclose information on pay raises made to executives and non-executive employees, and for other purposes. (12) H.R ___, Paris Climate Agreement Disclosure Act. To amend the Securities Exchange Act of 1934 to require disclosures related to the Paris Climate Agreement, and for other purposes. (13) S. 606, A bill to require the Board of Governors of the Federal Reserve System and the Securities and Exchange Commission to issue an annual report to Congress projecting and accounting for the economic costs directly and indirectly caused by the impacts of climate change, to require the Federal Retirement Thrift Investment Board to establish a Federal Advisory Panel on the Economics of Climate Change, and for other purposes. Referred to the Committee on Homeland Security and Governmental Affairs, Mar. 4,2021 (14) H.R. 4262, the Increasing Investor Opportunities Act. The bill increases protections for closed-end funds (CEF) and provides retail investors access to private offerings with protections of the Investment Company Act of 1940. (15) H.R. 3899, FSOC nonbank SIFI designation (16) S.4241 INDEX Act, a bill that would require money managers to provide proxy voting options for share owners to vote at stockholder meetings.
Client expense: Not reported · Firm income: $30,000
2022 · first_quarter · Financial Institutions/Investments/Securities
(1) H.R. 1277, S. 374, Improving Corporate Governance Through Diversity Act of 2021, To amend the Securities Exchange Act of 1934 to require the submission by issuers of data relating to diversity, and for other purposes. Referred to House Financial Services, Feb. 24, 2021 (2) H.R. 1187, ESG Disclosure Simplification Act of 2021. To provide for disclosure of additional material information about public companies and establish a Sustainable Finance Advisory Committee, and for other purposes. Introduced in the House, Feb. 18, 2021 Referred to House Financial Services. (3) H.R. 1087, S 530, Shareholder Political Transparency Act of 2021. To amend the Securities Exchange Act of 1934 to require reporting of certain expenditures for political activities, and for other purposes. (4) H.R. 2123, Diversity Data Accountability Act. To amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to require regulated entities to provide information necessary for the Offices of Women and Minority Inclusion to carry out their duties, and for other purposes. (5) H.R. 1549, S. 588, To establish the Advisory Committee on Climate Risk on the Financial Stability Oversight Council (6) H.R. ___, Diverse Investment Advisers Act. To require companies registered with the Securities and Exchange Commission, and companies registering securities with the Commission, to consider diverse individual-owned and controlled firms when seeking the services of investment advisers, and for other purposes. (7) H.R. ___, Diversity in Financial Regulatory Advisory Committees Act. To require Federal financial agencies to consider at least one gender-diverse candidate and one racially- or ethnically-diverse candidate when appointing members of advisory committees, and for other purposes. (8) H.R. ___, Promoting Diversity and Inclusion in Banking Act. To amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to require Federal banking regulators to include a diversity and inclusion component in the Uniform Financial Institutions Rating System, and for other purposes. (9) H.R. ___, Disclosure of Tax Havens and Offshoring Act. To require companies registered with the Securities and Exchange Commission, and companies registering securities with the Commission, to consider diverse individual-owned and controlled firms when seeking the services of investment advisers, and for other purposes. (10) H.R. ___, Climate Risk Disclosure Act. To amend the Securities Exchange Act of 1934 to require certain disclosures relating to climate change, and for other purposes. (11) H.R. ___, Greater Accountability in Pay Act. To amend the Securities Exchange Act of 1934 to require issuers to disclose information on pay raises made to executives and non-executive employees, and for other purposes. (12) H.R ___, Paris Climate Agreement Disclosure Act. To amend the Securities Exchange Act of 1934 to require disclosures related to the Paris Climate Agreement, and for other purposes. (13) S. 606, A bill to require the Board of Governors of the Federal Reserve System and the Securities and Exchange Commission to issue an annual report to Congress projecting and accounting for the economic costs directly and indirectly caused by the impacts of climate change, to require the Federal Retirement Thrift Investment Board to establish a Federal Advisory Panel on the Economics of Climate Change, and for other purposes. Referred to the Committee on Homeland Security and Governmental Affairs, Mar. 4,2021 (14) H.R. 4262, the Increasing Investor Opportunities Act. The bill increases protections for closed-end funds (CEF) and provides retail investors access to private offerings with protections of the Investment Company Act of 1940. (15) H.R. 3899, FSOC nonbank SIFI designation
Client expense: Not reported · Firm income: $10,000
2022 · first_quarter · Financial Institutions/Investments/Securities
1) H.R. 1277, S. 374, Improving Corporate Governance Through Diversity Act of 2021, To amend the Securities Exchange Act of 1934 to require the submission by issuers of data relating to diversity, and for other purposes. Referred to House Financial Services, Feb. 24, 2021 (2) H.R. 1187, ESG Disclosure Simplification Act of 2021. To provide for disclosure of additional material information about public companies and establish a Sustainable Finance Advisory Committee, and for other purposes. Introduced in the House, Feb. 18, 2021 Referred to House Financial Services. (3) H.R. 1087, S 530, Shareholder Political Transparency Act of 2021. To amend the Securities Exchange Act of 1934 to require reporting of certain expenditures for political activities, and for other purposes. (4) H.R. 2123, Diversity Data Accountability Act. To amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to require regulated entities to provide information necessary for the Offices of Women and Minority Inclusion to carry out their duties, and for other purposes. (5) H.R. 1549, S. 588, To establish the Advisory Committee on Climate Risk on the Financial Stability Oversight Council (6) H.R. ___, Diverse Investment Advisers Act. To require companies registered with the Securities and Exchange Commission, and companies registering securities with the Commission, to consider diverse individual-owned and controlled firms when seeking the services of investment advisers, and for other purposes. (7) H.R. ___, Diversity in Financial Regulatory Advisory Committees Act. To require Federal financial agencies to consider at least one gender diverse candidate and one racially- or ethnically-diverse candidate when appointing members of advisory committees, and for other purposes. (8) H.R. ___, Promoting Diversity and Inclusion in Banking Act. To amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to require Federal banking regulators to include a diversity and inclusion component in the Uniform Financial Institutions Rating System, and for other purposes. (9) H.R. ___, Disclosure of Tax Havens and Offshoring Act. To require companies registered with the Securities and Exchange Commission, and companies registering securities with the Commission, to consider diverse individual-owned and controlled firms when seeking the services of investment advisers, and for other purposes. (10) H.R. ___, Climate Risk Disclosure Act. To amend the Securities Exchange Act of 1934 to require certain disclosures relating to climate change, and for other purposes. (11) H.R. ___, Greater Accountability in Pay Act. To amend the Securities Exchange Act of 1934 to require issuers to disclose information on pay raises made to executives and non-executive employees, and for other purposes. (12) H.R ___, Paris Climate Agreement Disclosure Act. To amend the Securities Exchange Act of 1934 to require disclosures related to the Paris Climate Agreement, and for other purposes. (13) S. 606, A bill to require the Board of Governors of the Federal Reserve System and the Securities and Exchange Commission to issue an annual report to Congress projecting and accounting for the economic costs directly and indirectly caused by the impacts of climate change, to require the Federal Retirement Thrift Investment Board to establish a Federal Advisory Panel on the Economics of Climate Change, and for other purposes. Referred to the Committee on Homeland Security and Governmental Affairs, Mar. 4,2021 (14) H.R. 4262, the Increasing Investor Opportunities Act. The bill increases protections for closed-end funds (CEF) and provides retail investors access to private offerings with protections of the Investment Company Act of 1940. (15) H.R. 3899, FSOC nonbank SIFI designation
Client expense: Not reported · Firm income: $30,000
2021 · second_quarter · Financial Institutions/Investments/Securities
H.R. 1087 - Shareholder Political Transparency Act of 2021 H.R. 1187 - ESG Disclosure Simplification Act of 2021 H.R. 1188 - Greater Accountability in Pay Act H.R. 1277 - Improving Corporate Governance Through Diversity Act of 2021 H.R. 1549 - Addressing Climate Financial Risk Act of 2021 H.R. 1780 - Paris Climate Agreement Disclosure Act H.R. 1996 - Secure And Fair Enforcement (SAFE) Banking Act of 2021 H.R. 2632 - Build for Future Disasters Act H.R. 2570 - Climate Risk Disclosure Act H.R. 3007 - Disclosure of Tax Havens and Offshoring Act H.R. ___ - Oil and Minerals Corruption Prevention Act S. 374 - Improving Corporate Governance Through Diversity Act of 2021 S. 530 - Shareholder Protection Act of 2021 S. 588 - Addressing Climate Financial Risk Act of 2021 S. 910 - Secure And Fair Enforcement (SAFE) Banking Act of 2021 S. 1217 - Climate Risk Disclosure Act S. 1545 - Disclosure of Tax Havens and Offshoring Act S. 1876 - Climate Change Financial Risk Act of 2021 Cyber security, cyber insurance, cyber terrorism insurance, and data breach legislation Dodd-Frank Act legislation
Client expense: $380,000 · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2021 · fourth_quarter · Financial Institutions/Investments/Securities
1) H.R. 1277, S. 374, Improving Corporate Governance Through Diversity Act of 2021, To amend the Securities Exchange Act of 1934 to require the submission by issuers of data relating to diversity, and for other purposes. Referred to House Financial Services, Feb. 24, 2021 (2) H.R. 1187, ESG Disclosure Simplification Act of 2021. To provide for disclosure of additional material information about public companies and establish a Sustainable Finance Advisory Committee, and for other purposes. Introduced in the House, Feb. 18, 2021 Referred to House Financial Services. (3) H.R. 1087, S 530, Shareholder Political Transparency Act of 2021. To amend the Securities Exchange Act of 1934 to require reporting of certain expenditures for political activities, and for other purposes. (4) H.R. 2123, Diversity Data Accountability Act. To amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to require regulated entities to provide information necessary for the Offices of Women and Minority Inclusion to carry out their duties, and for other purposes. (5) H.R. 1549, S. 588, To establish the Advisory Committee on Climate Risk on the Financial Stability Oversight Council (6) H.R. ___, Diverse Investment Advisers Act. To require companies registered with the Securities and Exchange Commission, and companies registering securities with the Commission, to consider diverse individual-owned and controlled firms when seeking the services of investment advisers, and for other purposes. (7) H.R. ___, Diversity in Financial Regulatory Advisory Committees Act. To require Federal financial agencies to consider at least one gender diverse candidate and one racially- or ethnically-diverse candidate when appointing members of advisory committees, and for other purposes. (8) H.R. ___, Promoting Diversity and Inclusion in Banking Act. To amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to require Federal banking regulators to include a diversity and inclusion component in the Uniform Financial Institutions Rating System, and for other purposes. (9) H.R. ___, Disclosure of Tax Havens and Offshoring Act. To require companies registered with the Securities and Exchange Commission, and companies registering securities with the Commission, to consider diverse individual-owned and controlled firms when seeking the services of investment advisers, and for other purposes. (10) H.R. ___, Climate Risk Disclosure Act. To amend the Securities Exchange Act of 1934 to require certain disclosures relating to climate change, and for other purposes. (11) H.R. ___, Greater Accountability in Pay Act. To amend the Securities Exchange Act of 1934 to require issuers to disclose information on pay raises made to executives and non-executive employees, and for other purposes. (12) H.R ___, Paris Climate Agreement Disclosure Act. To amend the Securities Exchange Act of 1934 to require disclosures related to the Paris Climate Agreement, and for other purposes. (13) S. 606, A bill to require the Board of Governors of the Federal Reserve System and the Securities and Exchange Commission to issue an annual report to Congress projecting and accounting for the economic costs directly and indirectly caused by the impacts of climate change, to require the Federal Retirement Thrift Investment Board to establish a Federal Advisory Panel on the Economics of Climate Change, and for other purposes. Referred to the Committee on Homeland Security and Governmental Affairs, Mar. 4,2021 (14) H.R. 4262, the Increasing Investor Opportunities Act. The bill increases protections for closed-end funds (CEF) and provides retail investors access to private offerings with protections of the Investment Company Act of 1940. (15) H.R. 3899, FSOC nonbank SIFI designation
2021 · fourth_quarter · Financial Institutions/Investments/Securities
(1) H.R. 1277, S. 374, Improving Corporate Governance Through Diversity Act of 2021, To amend the Securities Exchange Act of 1934 to require the submission by issuers of data relating to diversity, and for other purposes. Referred to House Financial Services, Feb. 24, 2021 (2) H.R. 1187, ESG Disclosure Simplification Act of 2021. To provide for disclosure of additional material information about public companies and establish a Sustainable Finance Advisory Committee, and for other purposes. Introduced in the House, Feb. 18, 2021 Referred to House Financial Services. (3) H.R. 1087, S 530, Shareholder Political Transparency Act of 2021. To amend the Securities Exchange Act of 1934 to require reporting of certain expenditures for political activities, and for other purposes. (4) H.R. 2123, Diversity Data Accountability Act. To amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to require regulated entities to provide information necessary for the Offices of Women and Minority Inclusion to carry out their duties, and for other purposes. (5) H.R. 1549, S. 588, To establish the Advisory Committee on Climate Risk on the Financial Stability Oversight Council (6) H.R. ___, Diverse Investment Advisers Act. To require companies registered with the Securities and Exchange Commission, and companies registering securities with the Commission, to consider diverse individual-owned and controlled firms when seeking the services of investment advisers, and for other purposes. (7) H.R. ___, Diversity in Financial Regulatory Advisory Committees Act. To require Federal financial agencies to consider at least one gender-diverse candidate and one racially- or ethnically-diverse candidate when appointing members of advisory committees, and for other purposes. (8) H.R. ___, Promoting Diversity and Inclusion in Banking Act. To amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to require Federal banking regulators to include a diversity and inclusion component in the Uniform Financial Institutions Rating System, and for other purposes. (9) H.R. ___, Disclosure of Tax Havens and Offshoring Act. To require companies registered with the Securities and Exchange Commission, and companies registering securities with the Commission, to consider diverse individual-owned and controlled firms when seeking the services of investment advisers, and for other purposes. (10) H.R. ___, Climate Risk Disclosure Act. To amend the Securities Exchange Act of 1934 to require certain disclosures relating to climate change, and for other purposes. (11) H.R. ___, Greater Accountability in Pay Act. To amend the Securities Exchange Act of 1934 to require issuers to disclose information on pay raises made to executives and non-executive employees, and for other purposes. (12) H.R ___, Paris Climate Agreement Disclosure Act. To amend the Securities Exchange Act of 1934 to require disclosures related to the Paris Climate Agreement, and for other purposes. (13) S. 606, A bill to require the Board of Governors of the Federal Reserve System and the Securities and Exchange Commission to issue an annual report to Congress projecting and accounting for the economic costs directly and indirectly caused by the impacts of climate change, to require the Federal Retirement Thrift Investment Board to establish a Federal Advisory Panel on the Economics of Climate Change, and for other purposes. Referred to the Committee on Homeland Security and Governmental Affairs, Mar. 4,2021 (14) H.R. 4262, the Increasing Investor Opportunities Act. The bill increases protections for closed-end funds (CEF) and provides retail investors access to private offerings with protections of the Investment Company Act of 1940. (15) H.R. 3899, FSOC nonbank SIFI designation
2021 · third_quarter · Telecommunications
Cyber Incident Reporting for Critical Infrastructure Act of 2021, HR 5440 (Issues related to private sector ransomware reporting requirements); Cyber Incident Reporting Act of 2021, S 2875 (Issues related to private sector ransomware reporting requirements); Cyber Incident Notification Act of 2021, S 2407 (Issues related to private sector ransomware reporting requirements); Data Protection Act of 2021, S.530 (issues related to use of high-risk data practices, oversight of data collection, including biometric form); Issues related to expanding broadband access for underserved communities and inclusion of cybersecurity as part of essential components.
Client expense: $110,000 · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2021 · third_quarter · Financial Institutions/Investments/Securities
1) H.R. 1277, S. 374, Improving Corporate Governance Through Diversity Act of 2021, To amend the Securities Exchange Act of 1934 to require the submission by issuers of data relating to diversity, and for other purposes. Referred to House Financial Services, Feb. 24, 2021 (2) H.R. 1187, ESG Disclosure Simplification Act of 2021. To provide for disclosure of additional material information about public companies and establish a Sustainable Finance Advisory Committee, and for other purposes. Introduced in the House, Feb. 18, 2021 Referred to House Financial Services. (3) H.R. 1087, S 530, Shareholder Political Transparency Act of 2021. To amend the Securities Exchange Act of 1934 to require reporting of certain expenditures for political activities, and for other purposes. (4) H.R. 2123, Diversity Data Accountability Act. To amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to require regulated entities to provide information necessary for the Offices of Women and Minority Inclusion to carry out their duties, and for other purposes. (5) H.R. 1549, S. 588, To establish the Advisory Committee on Climate Risk on the Financial Stability Oversight Council (6) H.R. ___, Diverse Investment Advisers Act. To require companies registered with the Securities and Exchange Commission, and companies registering securities with the Commission, to consider diverse individual-owned and controlled firms when seeking the services of investment advisers, and for other purposes. (7) H.R. ___, Diversity in Financial Regulatory Advisory Committees Act. To require Federal financial agencies to consider at least one gender diverse candidate and one racially- or ethnically-diverse candidate when appointing members of advisory committees, and for other purposes. (8) H.R. ___, Promoting Diversity and Inclusion in Banking Act. To amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to require Federal banking regulators to include a diversity and inclusion component in the Uniform Financial Institutions Rating System, and for other purposes. (9) H.R. ___, Disclosure of Tax Havens and Offshoring Act. To require companies registered with the Securities and Exchange Commission, and companies registering securities with the Commission, to consider diverse individual-owned and controlled firms when seeking the services of investment advisers, and for other purposes. (10) H.R. ___, Climate Risk Disclosure Act. To amend the Securities Exchange Act of 1934 to require certain disclosures relating to climate change, and for other purposes. (11) H.R. ___, Greater Accountability in Pay Act. To amend the Securities Exchange Act of 1934 to require issuers to disclose information on pay raises made to executives and non-executive employees, and for other purposes. (12) H.R ___, Paris Climate Agreement Disclosure Act. To amend the Securities Exchange Act of 1934 to require disclosures related to the Paris Climate Agreement, and for other purposes. (13) S. 606, A bill to require the Board of Governors of the Federal Reserve System and the Securities and Exchange Commission to issue an annual report to Congress projecting and accounting for the economic costs directly and indirectly caused by the impacts of climate change, to require the Federal Retirement Thrift Investment Board to establish a Federal Advisory Panel on the Economics of Climate Change, and for other purposes. Referred to the Committee on Homeland Security and Governmental Affairs, Mar. 4,2021 (14) H.R. 4262, the Increasing Investor Opportunities Act. The bill increases protections for closed-end funds (CEF) and provides retail investors access to private offerings with protections of the Investment Company Act of 1940. (15) H.R. 3899, FSOC nonbank SIFI designation
2021 · third_quarter · Financial Institutions/Investments/Securities
(1) H.R. 1277, S. 374, Improving Corporate Governance Through Diversity Act of 2021, To amend the Securities Exchange Act of 1934 to require the submission by issuers of data relating to diversity, and for other purposes. Referred to House Financial Services, Feb. 24, 2021 (2) H.R. 1187, ESG Disclosure Simplification Act of 2021. To provide for disclosure of additional material information about public companies and establish a Sustainable Finance Advisory Committee, and for other purposes. Introduced in the House, Feb. 18, 2021 Referred to House Financial Services. (3) H.R. 1087, S 530, Shareholder Political Transparency Act of 2021. To amend the Securities Exchange Act of 1934 to require reporting of certain expenditures for political activities, and for other purposes. (4) H.R. 2123, Diversity Data Accountability Act. To amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to require regulated entities to provide information necessary for the Offices of Women and Minority Inclusion to carry out their duties, and for other purposes. (5) H.R. 1549, S. 588, To establish the Advisory Committee on Climate Risk on the Financial Stability Oversight Council (6) H.R. ___, Diverse Investment Advisers Act. To require companies registered with the Securities and Exchange Commission, and companies registering securities with the Commission, to consider diverse individual-owned and controlled firms when seeking the services of investment advisers, and for other purposes. (7) H.R. ___, Diversity in Financial Regulatory Advisory Committees Act. To require Federal financial agencies to consider at least one gender-diverse candidate and one racially- or ethnically-diverse candidate when appointing members of advisory committees, and for other purposes. (8) H.R. ___, Promoting Diversity and Inclusion in Banking Act. To amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to require Federal banking regulators to include a diversity and inclusion component in the Uniform Financial Institutions Rating System, and for other purposes. (9) H.R. ___, Disclosure of Tax Havens and Offshoring Act. To require companies registered with the Securities and Exchange Commission, and companies registering securities with the Commission, to consider diverse individual-owned and controlled firms when seeking the services of investment advisers, and for other purposes. (10) H.R. ___, Climate Risk Disclosure Act. To amend the Securities Exchange Act of 1934 to require certain disclosures relating to climate change, and for other purposes. (11) H.R. ___, Greater Accountability in Pay Act. To amend the Securities Exchange Act of 1934 to require issuers to disclose information on pay raises made to executives and non-executive employees, and for other purposes. (12) H.R ___, Paris Climate Agreement Disclosure Act. To amend the Securities Exchange Act of 1934 to require disclosures related to the Paris Climate Agreement, and for other purposes. (13) S. 606, A bill to require the Board of Governors of the Federal Reserve System and the Securities and Exchange Commission to issue an annual report to Congress projecting and accounting for the economic costs directly and indirectly caused by the impacts of climate change, to require the Federal Retirement Thrift Investment Board to establish a Federal Advisory Panel on the Economics of Climate Change, and for other purposes. Referred to the Committee on Homeland Security and Governmental Affairs, Mar. 4,2021 (14) H.R. 4262, the Increasing Investor Opportunities Act. The bill increases protections for closed-end funds (CEF) and provides retail investors access to private offerings with protections of the Investment Company Act of 1940. (15) H.R. 3899, FSOC nonbank SIFI designation
2021 · second_quarter · Financial Institutions/Investments/Securities
(1) H.R. 1277, S. 374, Improving Corporate Governance Through Diversity Act of 2021, To amend the Securities Exchange Act of 1934 to require the submission by issuers of data relating to diversity, and for other purposes. Referred to House Financial Services, Feb. 24, 2021 (2) H.R. 1187, ESG Disclosure Simplification Act of 2021. To provide for disclosure of additional material information about public companies and establish a Sustainable Finance Advisory Committee, and for other purposes. Introduced in the House, Feb. 18, 2021 Referred to House Financial Services. (3) H.R. 1087, S 530, Shareholder Political Transparency Act of 2021. To amend the Securities Exchange Act of 1934 to require reporting of certain expenditures for political activities, and for other purposes. (4) H.R. 2123, Diversity Data Accountability Act. To amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to require regulated entities to provide information necessary for the Offices of Women and Minority Inclusion to carry out their duties, and for other purposes. (5) H.R. 1549, S. 588, To establish the Advisory Committee on Climate Risk on the Financial Stability Oversight Council (6) H.R. ___, Diverse Investment Advisers Act. To require companies registered with the Securities and Exchange Commission, and companies registering securities with the Commission, to consider diverse individual-owned and controlled firms when seeking the services of investment advisers, and for other purposes. (7) H.R. ___, Diversity in Financial Regulatory Advisory Committees Act. To require Federal financial agencies to consider at least one gender-diverse candidate and one racially- or ethnically-diverse candidate when appointing members of advisory committees, and for other purposes. (8) H.R. ___, Promoting Diversity and Inclusion in Banking Act. To amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to require Federal banking regulators to include a diversity and inclusion component in the Uniform Financial Institutions Rating System, and for other purposes. (9) H.R. ___, Disclosure of Tax Havens and Offshoring Act. To require companies registered with the Securities and Exchange Commission, and companies registering securities with the Commission, to consider diverse individual-owned and controlled firms when seeking the services of investment advisers, and for other purposes. (10) H.R. ___, Climate Risk Disclosure Act. To amend the Securities Exchange Act of 1934 to require certain disclosures relating to climate change, and for other purposes. (11) H.R. ___, Greater Accountability in Pay Act. To amend the Securities Exchange Act of 1934 to require issuers to disclose information on pay raises made to executives and non-executive employees, and for other purposes. (12) H.R ___, Paris Climate Agreement Disclosure Act. To amend the Securities Exchange Act of 1934 to require disclosures related to the Paris Climate Agreement, and for other purposes. (13) S. 606, A bill to require the Board of Governors of the Federal Reserve System and the Securities and Exchange Commission to issue an annual report to Congress projecting and accounting for the economic costs directly and indirectly caused by the impacts of climate change, to require the Federal Retirement Thrift Investment Board to establish a Federal Advisory Panel on the Economics of Climate Change, and for other purposes. Referred to the Committee on Homeland Security and Governmental Affairs, Mar. 4,2021 (14) H.R. 4262, the Increasing Investor Opportunities Act. The bill increases protections for closed-end funds (CEF) and provides retail investors access to private offerings with protections of the Investment Company Act of 1940.
2021 · second_quarter · Financial Institutions/Investments/Securities
1) H.R. 1277, S. 374, Improving Corporate Governance Through Diversity Act of 2021, To amend the Securities Exchange Act of 1934 to require the submission by issuers of data relating to diversity, and for other purposes. Referred to House Financial Services, Feb. 24, 2021 (2) H.R. 1187, ESG Disclosure Simplification Act of 2021. To provide for disclosure of additional material information about public companies and establish a Sustainable Finance Advisory Committee, and for other purposes. Introduced in the House, Feb. 18, 2021 Referred to House Financial Services. (3) H.R. 1087, S 530, Shareholder Political Transparency Act of 2021. To amend the Securities Exchange Act of 1934 to require reporting of certain expenditures for political activities, and for other purposes. (4) H.R. 2123, Diversity Data Accountability Act. To amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to require regulated entities to provide information necessary for the Offices of Women and Minority Inclusion to carry out their duties, and for other purposes. (5) H.R. 1549, S. 588, To establish the Advisory Committee on Climate Risk on the Financial Stability Oversight Council (6) H.R. ___, Diverse Investment Advisers Act. To require companies registered with the Securities and Exchange Commission, and companies registering securities with the Commission, to consider diverse individual-owned and controlled firms when seeking the services of investment advisers, and for other purposes. (7) H.R. ___, Diversity in Financial Regulatory Advisory Committees Act. To require Federal financial agencies to consider at least one gender diverse candidate and one racially- or ethnically-diverse candidate when appointing members of advisory committees, and for other purposes. (8) H.R. ___, Promoting Diversity and Inclusion in Banking Act. To amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to require Federal banking regulators to include a diversity and inclusion component in the Uniform Financial Institutions Rating System, and for other purposes. (9) H.R. ___, Disclosure of Tax Havens and Offshoring Act. To require companies registered with the Securities and Exchange Commission, and companies registering securities with the Commission, to consider diverse individual-owned and controlled firms when seeking the services of investment advisers, and for other purposes. (10) H.R. ___, Climate Risk Disclosure Act. To amend the Securities Exchange Act of 1934 to require certain disclosures relating to climate change, and for other purposes. (11) H.R. ___, Greater Accountability in Pay Act. To amend the Securities Exchange Act of 1934 to require issuers to disclose information on pay raises made to executives and non-executive employees, and for other purposes. (12) H.R ___, Paris Climate Agreement Disclosure Act. To amend the Securities Exchange Act of 1934 to require disclosures related to the Paris Climate Agreement, and for other purposes. (13) S. 606, A bill to require the Board of Governors of the Federal Reserve System and the Securities and Exchange Commission to issue an annual report to Congress projecting and accounting for the economic costs directly and indirectly caused by the impacts of climate change, to require the Federal Retirement Thrift Investment Board to establish a Federal Advisory Panel on the Economics of Climate Change, and for other purposes. Referred to the Committee on Homeland Security and Governmental Affairs, Mar. 4,2021 (14) H.R. 4262, the Increasing Investor Opportunities Act. The bill increases protections for closed-end funds (CEF) and provides retail investors access to private offerings with protections of the Investment Company Act of 1940.
2021 · second_quarter · Telecommunications
Data Protection Act of 2021, S.530 (issues related to use of high-risk data practices, oversight of data collection, including biometric form); Issues related to expanding broadband access for underserved communities and inclusion of cybersecurity as part of essential components.
Client expense: $140,000 · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2021 · second_quarter · Financial Institutions/Investments/Securities
H.R. 1087 - Shareholder Political Transparency Act of 2021 H.R. 1187 - ESG Disclosure Simplification Act of 2021 H.R. 1188 - Greater Accountability in Pay Act H.R. 1277 - Improving Corporate Governance Through Diversity Act of 2021 H.R. 1549 - Addressing Climate Financial Risk Act of 2021 H.R. 1780 - Paris Climate Agreement Disclosure Act H.R. 1996 - Secure And Fair Enforcement (SAFE) Banking Act of 2021 H.R. 2632 - Build for Future Disasters Act H.R. 2570 - Climate Risk Disclosure Act H.R. 3007 - Disclosure of Tax Havens and Offshoring Act H.R. ___ - Oil and Minerals Corruption Prevention Act S. 374 - Improving Corporate Governance Through Diversity Act of 2021 S. 530 - Shareholder Protection Act of 2021 S. 588 - Addressing Climate Financial Risk Act of 2021 S. 910 - Secure And Fair Enforcement (SAFE) Banking Act of 2021 S. 1217 - Climate Risk Disclosure Act S. 1545 - Disclosure of Tax Havens and Offshoring Act S. 1876 - Climate Change Financial Risk Act of 2021 Cyber security, cyber insurance, cyber terrorism insurance, and data breach legislation Dodd-Frank Act legislation
Client expense: $380,000 · Firm income: Not reported
Government targets: Federal Emergency Management Agency (FEMA), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
2021 · first_quarter · Financial Institutions/Investments/Securities
1) H.R. 1277, S. 374, Improving Corporate Governance Through Diversity Act of 2021, To amend the Securities Exchange Act of 1934 to require the submission by issuers of data relating to diversity, and for other purposes. Referred to House Financial Services, Feb. 24, 2021 (2) H.R. 1187, ESG Disclosure Simplification Act of 2021. To provide for disclosure of additional material information about public companies and establish a Sustainable Finance Advisory Committee, and for other purposes. Introduced in the House, Feb. 18, 2021 Referred to House Financial Services. (3) H.R. 1087, S 530, Shareholder Political Transparency Act of 2021. To amend the Securities Exchange Act of 1934 to require reporting of certain expenditures for political activities, and for other purposes. (4) H.R. 2123, Diversity Data Accountability Act. To amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to require regulated entities to provide information necessary for the Offices of Women and Minority Inclusion to carry out their duties, and for other purposes. (5) H.R. 1549, S. 588, To establish the Advisory Committee on Climate Risk on the Financial Stability Oversight Council (6) H.R. ___, Diverse Investment Advisers Act. To require companies registered with the Securities and Exchange Commission, and companies registering securities with the Commission, to consider diverse individual-owned and controlled firms when seeking the services of investment advisers, and for other purposes. (7) H.R. ___, Diversity in Financial Regulatory Advisory Committees Act. To require Federal financial agencies to consider at least one gender diverse candidate and one racially- or ethnically-diverse candidate when appointing members of advisory committees, and for other purposes. (8) H.R. ___, Promoting Diversity and Inclusion in Banking Act. To amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to require Federal banking regulators to include a diversity and inclusion component in the Uniform Financial Institutions Rating System, and for other purposes. (9) H.R. ___, Disclosure of Tax Havens and Offshoring Act. To require companies registered with the Securities and Exchange Commission, and companies registering securities with the Commission, to consider diverse individual-owned and controlled firms when seeking the services of investment advisers, and for other purposes. (10) H.R. ___, Climate Risk Disclosure Act. To amend the Securities Exchange Act of 1934 to require certain disclosures relating to climate change, and for other purposes. (11) H.R. ___, Greater Accountability in Pay Act. To amend the Securities Exchange Act of 1934 to require issuers to disclose information on pay raises made to executives and non-executive employees, and for other purposes. (12) H.R ___, Paris Climate Agreement Disclosure Act. To amend the Securities Exchange Act of 1934 to require disclosures related to the Paris Climate Agreement, and for other purposes. (13) S. 606, A bill to require the Board of Governors of the Federal Reserve System and the Securities and Exchange Commission to issue an annual report to Congress projecting and accounting for the economic costs directly and indirectly caused by the impacts of climate change, to require the Federal Retirement Thrift Investment Board to establish a Federal Advisory Panel on the Economics of Climate Change, and for other purposes. Referred to the Committee on Homeland Security and Governmental Affairs, Mar. 4,2021
2021 · first_quarter · Financial Institutions/Investments/Securities
(1) H.R. 1277, S. 374, Improving Corporate Governance Through Diversity Act of 2021, To amend the Securities Exchange Act of 1934 to require the submission by issuers of data relating to diversity, and for other purposes. Referred to House Financial Services, Feb. 24, 2021 (2) H.R. 1187, ESG Disclosure Simplification Act of 2021. To provide for disclosure of additional material information about public companies and establish a Sustainable Finance Advisory Committee, and for other purposes. Introduced in the House, Feb. 18, 2021 Referred to House Financial Services. (3) H.R. 1087, S 530, Shareholder Political Transparency Act of 2021. To amend the Securities Exchange Act of 1934 to require reporting of certain expenditures for political activities, and for other purposes. (4) H.R. 2123, Diversity Data Accountability Act. To amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to require regulated entities to provide information necessary for the Offices of Women and Minority Inclusion to carry out their duties, and for other purposes. (5) H.R. 1549, S. 588, To establish the Advisory Committee on Climate Risk on the Financial Stability Oversight Council (6) H.R. ___, Diverse Investment Advisers Act. To require companies registered with the Securities and Exchange Commission, and companies registering securities with the Commission, to consider diverse individual-owned and controlled firms when seeking the services of investment advisers, and for other purposes. (7) H.R. ___, Diversity in Financial Regulatory Advisory Committees Act. To require Federal financial agencies to consider at least one gender-diverse candidate and one racially- or ethnically-diverse candidate when appointing members of advisory committees, and for other purposes. (8) H.R. ___, Promoting Diversity and Inclusion in Banking Act. To amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to require Federal banking regulators to include a diversity and inclusion component in the Uniform Financial Institutions Rating System, and for other purposes. (9) H.R. ___, Disclosure of Tax Havens and Offshoring Act. To require companies registered with the Securities and Exchange Commission, and companies registering securities with the Commission, to consider diverse individual-owned and controlled firms when seeking the services of investment advisers, and for other purposes. (10) H.R. ___, Climate Risk Disclosure Act. To amend the Securities Exchange Act of 1934 to require certain disclosures relating to climate change, and for other purposes. (11) H.R. ___, Greater Accountability in Pay Act. To amend the Securities Exchange Act of 1934 to require issuers to disclose information on pay raises made to executives and non-executive employees, and for other purposes. (12) H.R ___, Paris Climate Agreement Disclosure Act. To amend the Securities Exchange Act of 1934 to require disclosures related to the Paris Climate Agreement, and for other purposes. (13) S. 606, A bill to require the Board of Governors of the Federal Reserve System and the Securities and Exchange Commission to issue an annual report to Congress projecting and accounting for the economic costs directly and indirectly caused by the impacts of climate change, to require the Federal Retirement Thrift Investment Board to establish a Federal Advisory Panel on the Economics of Climate Change, and for other purposes. Referred to the Committee on Homeland Security and Governmental Affairs, Mar. 4,2021
| Democratic |
| NJ |
| Dianne Feinstein | Democratic | CA |
| Edward J. Markey | Democratic | MA |
| Elizabeth Warren | Democratic | MA |
| Jeanne Shaheen | Democratic | NH |
| Jeff Merkley | Democratic | OR |
| Kirsten E. Gillibrand | Democratic | NY |
| Mazie K. Hirono | Democratic | HI |
| Patrick J. Leahy | Democratic | VT |
| Richard Blumenthal | Democratic | CT |
| Richard J. Durbin | Democratic | IL |
| Sheldon Whitehouse | Democratic | RI |
| Tammy Baldwin | Democratic | WI |
Client expense: Not reported · Firm income: $30,000
Client expense: Not reported · Firm income: $10,000
Client expense: Not reported · Firm income: $30,000
Client expense: Not reported · Firm income: $10,000
Client expense: Not reported · Firm income: $10,000
Client expense: Not reported · Firm income: $30,000
Client expense: Not reported · Firm income: $30,000
Client expense: Not reported · Firm income: $10,000