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A joint resolution providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by the Securities and Exchange Commission relating to "Procedural Requirements and Resubmission Thresholds Under Exchange Act Rule 14a-8".
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vs 70 other SJRES bills in the 117th — cohort avg 22d
This joint resolution nullifies the final rule issued by the Securities and Exchange Commission titled Procedural Requirements and Resubmission Thresholds Under Exchange Act Rule 14a-8 and published on November 4, 2020. The rule provides additional requirements for the inclusion of shareholder proposals in proxy statements, such as increasing the securities ownership requirements for submitting a proposal and increasing the level of support a proposal must receive to be eligible for resubmission at a future shareholder meeting. (Proxy statements must be filed by a publicly traded company and provided to shareholders before shareholder meetings. Proxy statements contain information regarding matters such as the election of directors and shareholder proposals.)
These links require the bill number to appear in the filing's source-reported specific issue text. Client expenses and lobbying-firm income are separate disclosure fields.
Filing registrants (4)
2021 · third_quarter · Commodities (big ticket)
Cybersecurity Disclosure Act of 2021 (S. 808); the ESG Simplification Act (H.R. 1187); the Corporate Governance Improvement and Investor Protection Act (H.R. 1187); the Improving Corporate Governance Through Diversity Act of 2021 (H.R. 1277); Promoting Transparent Standards for Corporate Insiders Act (H.R. 1528); S.J. Res. 16; H.J. Res. 36; H.R. 2570 - issues related to pension funds.
Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.
Introduced in Senate
Bills with similar content found using semantic analysis.
Sources: Congress.gov
Client expense: Not reported · Firm income: $100,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2021 · third_quarter · Financial Institutions/Investments/Securities
Cybersecurity Disclosure Act of 2021 (S. 808); the ESG Simplification Act (H.R. 1187); the Corporate Governance Improvement and Investor Protection Act (H.R. 1187); the Improving Corporate Governance Through Diversity Act of 2021 (H.R. 1277); Promoting Transparent Standards for Corporate Insiders Act (H.R. 1528); S.J. Res. 16; H.J. Res. 36; H.R. 2570 - issues related to pension funds.
Client expense: Not reported · Firm income: $100,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2021 · third_quarter · Financial Institutions/Investments/Securities
Followed two bills: Rep. Patrick McHenry (R-NC) introduced H.Res.249, a Resolution which is Expressing the sense of the House of Representatives that the Congress should not impose a financial transaction tax on individuals or market intermediaries in connection with trades executed on the National Market System or alternative trading systems. The Resolution was introduced on March 17 and was referred to the Committee on Ways and Means. H.R. 328, the Wall Street Tax Act, would create a financial transaction tax on the sale of stocks, bonds, and derivatives at 0.1 percent (10 basis points), which could raise approximately $777 billion over ten (10) years. Followed a joint resolution: Senator Sherrod Brown (D-OH) introduced S.J.Res.16, a joint resolution providing for disapproval under chapter 8 of title 5, United States Code, of the rule finalized by the Securities and Exchange Commission (SEC). The joint resolution, filed under the Congressional Review Act (CRA), would reverse the SECs final rule in September 2020 relating to "Procedural Requirements and Resubmission Thresholds Under Exchange Act Rule 14a-8."
Client expense: Not reported · Firm income: $6,667
Government targets: Centers For Medicare and Medicaid Services (CMS), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), SENATE
2021 · third_quarter · Financial Institutions/Investments/Securities
Followed two bills: Rep. Patrick McHenry (R-NC) introduced H.Res.249, a Resolution which is Expressing the sense of the House of Representatives that the Congress should not impose a financial transaction tax on individuals or market intermediaries in connection with trades executed on the National Market System or alternative trading systems. The Resolution was introduced on March 17 and was referred to the Committee on Ways and Means. H.R. 328, the Wall Street Tax Act, would create a financial transaction tax on the sale of stocks, bonds, and derivatives at 0.1 percent (10 basis points), which could raise approximately $777 billion over ten (10) years. Followed a joint resolution: Senator Sherrod Brown (D-OH) introduced S.J.Res.16, a joint resolution providing for disapproval under chapter 8 of title 5, United States Code, of the rule finalized by the Securities and Exchange Commission (SEC). The joint resolution, filed under the Congressional Review Act (CRA), would reverse the SECs final rule in September 2020 relating to "Procedural Requirements and Resubmission Thresholds Under Exchange Act Rule 14a-8."
Client expense: Not reported · Firm income: $9,999
Government targets: Centers For Medicare and Medicaid Services (CMS), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), SENATE
2021 · second_quarter · Financial Institutions/Investments/Securities
Followed two bills: Rep. Patrick McHenry (R-NC) introduced H.Res.249, a Resolution which is Expressing the sense of the House of Representatives that the Congress should not impose a financial transaction tax on individuals or market intermediaries in connection with trades executed on the National Market System or alternative trading systems. The Resolution was introduced on March 17 and was referred to the Committee on Ways and Means. H.R. 328, the Wall Street Tax Act, would create a financial transaction tax on the sale of stocks, bonds, and derivatives at 0.1 percent (10 basis points), which could raise approximately $777 billion over ten (10) years. Followed a joint resolution: Senator Sherrod Brown (D-OH) introduced S.J.Res.16, a joint resolution providing for disapproval under chapter 8 of title 5, United States Code, of the rule finalized by the Securities and Exchange Commission (SEC). The joint resolution, filed under the Congressional Review Act (CRA), would reverse the SECs final rule in September 2020 relating to "Procedural Requirements and Resubmission Thresholds Under Exchange Act Rule 14a-8."
Client expense: Not reported · Firm income: $9,999
Government targets: Centers For Medicare and Medicaid Services (CMS), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Labor, Dept of (DOL), SENATE, Treasury, Dept of
2021 · second_quarter · Commodities (big ticket)
Cybersecurity Disclosure Act of 2021 (S. 808); the ESG Simplification Act (H.R. 1187); the Corporate Governance Improvement and Investor Protection Act (H.R. 1187); the Improving Corporate Governance Through Diversity Act of 2021 (H.R. 1277); Promoting Transparent Standards for Corporate Insiders Act (H.R. 1528); S.J. Res. 16; H.J. Res. 36; H.R. 2570 - issues related to pension funds.
Client expense: Not reported · Firm income: $100,000
Government targets: HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), SENATE, Securities & Exchange Commission (SEC)
2021 · second_quarter · Financial Institutions/Investments/Securities
Cybersecurity Disclosure Act of 2021 (S. 808); the ESG Simplification Act (H.R. 1187); the Corporate Governance Improvement and Investor Protection Act (H.R. 1187); the Improving Corporate Governance Through Diversity Act of 2021 (H.R. 1277); Promoting Transparent Standards for Corporate Insiders Act (H.R. 1528); S.J. Res. 16; H.J. Res. 36; H.R. 2570 - issues related to pension funds.
Client expense: Not reported · Firm income: $100,000
Government targets: HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), SENATE, Securities & Exchange Commission (SEC)
2021 · second_quarter · Financial Institutions/Investments/Securities
June 24, 2021CII letter to the PCAOB on determinations under the Holding Foreign Companies Accountable Act June 14, 2021CII letter to Speaker and Minority Leader regarding amendment to H.R. 1187 June 11, 2021ClI letter to SEC on climate change disclosures June 10, 2021Prepared Written Remarks to SEC IAC on Rule 10b5-1 June 2, 2021CII letter to SEC on finalizing universal proxies for contested elections May 27, 2021CII letter to SEC on Nasdaq proposal relating to PCAOB inspections May 26, 2021CII letter to TSY/AU on proxy advice May 26, 2021CII letter to DOL on ESG & proxy rules May 5, 2021CII letter to SEC on Holding Foreign Companies Accountable Act Disclosure April 27, 2021CII letter to Chairman and Ranking Member of Banking Committee on S.J. Res. 16. April 22, 2021CII letter to SEC Chair Attachment: CII letter to SEC on agenda April 22, 2021CII letter to SEC on agenda April 22, 2021CII letter to Chair and Ranking Member of Committee on Financial Services on H.R. 1277 April 1, 2021CII letter to SEC on Nasdaq diversity proposal
Client expense: $10,000 · Firm income: Not reported
Government targets: Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
2021 · first_quarter · Financial Institutions/Investments/Securities
Followed two bills: Rep. Patrick McHenry (R-NC) introduced H.Res.249, a Resolution which is Expressing the sense of the House of Representatives that the Congress should not impose a financial transaction tax on individuals or market intermediaries in connection with trades executed on the National Market System or alternative trading systems. The Resolution was introduced on March 17 and was referred to the Committee on Ways and Means. H.R. 328, the Wall Street Tax Act, would create a financial transaction tax on the sale of stocks, bonds, and derivatives at 0.1 percent (10 basis points), which could raise approximately $777 billion over ten (10) years. Followed a joint resolution: Senator Sherrod Brown (D-OH) introduced S.J.Res.16, a joint resolution providing for disapproval under chapter 8 of title 5, United States Code, of the rule finalized by the Securities and Exchange Commission (SEC). The joint resolution, filed under the Congressional Review Act (CRA), would reverse the SECs final rule in September 2020 relating to "Procedural Requirements and Resubmission Thresholds Under Exchange Act Rule 14a-8."
Client expense: Not reported · Firm income: $10,000
Government targets: Centers For Medicare and Medicaid Services (CMS), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Labor, Dept of (DOL), SENATE, Treasury, Dept of
2021 · first_quarter · Financial Institutions/Investments/Securities
S. J. Res. 16, a joint resolution providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by the Securities and Exchange Commission relating to Procedural Requirements and Resubmission Thresholds Under Exchange Act Rule 14a-8. Implementation of H. Rept. 116-617 Conference Report to accompany H.R. 6395, the National Defense Authorization Act for Fiscal Year 2021 (Pub. L. 116-283); Title LXIV, establishing beneficial ownership information reporting requirements. Confirmation of Gary Gensler as Chair of the Securities and Exchange Commission.
Client expense: Not reported · Firm income: $20,000
Government targets: Labor, Dept of (DOL), SENATE, Treasury, Dept of