XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TRUST

SEC insider activity covers quarterly filings through June 30, 2026. Later filings are not included. Reported roles do not establish current employment or current holdings. SEC filing documents, sections and filing-text search cover filings dated January 1, 2000 onward. Earlier filings are deferred until after launch.

XFLT

organization

Jurisdiction: USLegal Form: 8888

ACTIVE

LEI: 549300XT617P63BLW552

Also known as: XAI Octagon Floating Rate & Alternative Income Trust

Financial Summary

SEC Insider

$134.9M

204 transactions

Summary

XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TRUST (XFLT) is an organization. It is a subsidiary of XA Investments LLC.

Recent Insider Transactions

As filed, including amendments; not net cash flow or current holdings. Joint reports count once. Totals cover known values only.

Buys: $134.2MSales: $638K12 insiders

Date	Insider	Type	Value
2025-10-24	Law Lauren Kristen	Buy	$100K
2025-09-11	Jones Scott C	Sell	$73K
2024-05-10	Spence John Yogi	Buy	$25K
2026-02-19	Spence John Yogi(Vice President)	Buy	$20K
2025-02-19	Spence John Yogi(Vice President)	Buy	$19K
2024-12-19	Spence John Yogi	Buy	$13K
2025-02-21	Spence John Yogi(Vice President)	Buy	$13K
2025-12-24	Spence John Yogi(Vice President)	G	$0
2025-12-24	Brombach Theodore J(President & CEO)	G	$0
2025-12-24	Flynn Kimberly Ann(Vice President)	J	$0
2025-12-24	McCulloch Benjamin(Secretary & CLO)	J	$0
2024-12-18	Spence John Yogi(Vice President)	J	$0
2024-12-18	Brombach Theodore J(President & CEO)	J	$0
2024-12-18	Flynn Kimberly Ann(Vice President)	J	$0
2024-12-18	McCulloch Benjamin(Secretary & CLO)	J	$0
2024-07-17	Spence John Yogi	Buy	$0
2024-07-17	Brombach Theodore J(President & CEO)	J	$0
2024-07-10	Spence John Yogi	J	$0
2024-07-10	Brombach Theodore J(President & CEO)	J	$0
2024-05-21	Spence John Yogi	G	$0

Legal entity: GLEIF

SEC filings: SEC EDGAR

Activity data: SEC EDGAR

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