UBS SECURITIES LLC

SEC insider activity covers quarterly filings through June 30, 2026. Later filings are not included. Reported roles do not establish current employment or current holdings. SEC filing documents, sections and filing-text search cover filings dated January 1, 2000 onward. Earlier filings are deferred until after launch.

organization

Jurisdiction: US-DELegal Form: HZEH

ACTIVE

LEI: T6FIZBDPKLYJKFCRVK44Active: 2010–2010

Also known as: UBS SECURITIES LLC

Financial Summary

Firm Income Reported for This Client

$40K

Not substituted for client expenses

Summary

UBS SECURITIES LLC is an organization. It is a subsidiary of UBS AMERICAS INC. Its political footprint includes $40K in lobbying-firm income reported for this client. Lobbying activity focuses on Financial Institutions/Investments/Securities.

Top Lobbying Issues

Legal entity: GLEIF