FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND

SEC insider activity covers quarterly filings through June 30, 2026. Later filings are not included. Reported roles do not establish current employment or current holdings. SEC filing documents, sections and filing-text search cover filings dated January 1, 2000 onward. Earlier filings are deferred until after launch.

organization

SEC Insider

$208K

39 transactions

Summary

FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND is an organization.

Recent Insider Transactions

As filed, including amendments; not net cash flow or current holdings. Joint reports count once. Totals cover known values only.

Buys: $108KSales: $44K7 insiders

Date	Insider	Type	Value
2009-05-06	FIRST TRUST PORTFOLIOS LP	Sell	$22K
2009-01-12	Keller Mark A.	Buy	$22K
2009-01-12	Keller Mark A.	Buy	$19K
2019-10-02	KADLEC THOMAS R	Buy	$12K
2021-12-28	KADLEC THOMAS R	Sell	$10K
2014-12-29	Winter Daniel T.	Sell	$8K
2009-12-29	Winter Daniel T.	W	$6K
2014-12-29	Winter Daniel T.	Sell	$3K
2009-11-30	SCHULTE DAVID J	Sell	$1K
2011-09-01	SCHULTE DAVID J	L	$1K
2011-06-01	SCHULTE DAVID J	L	$1K
2011-03-01	SCHULTE DAVID J	L	$1K
2010-12-02	SCHULTE DAVID J	L	$1K
2010-09-01	SCHULTE DAVID J	L	$979.888
2009-03-02	SCHULTE DAVID J	L	$955.964
2010-06-01	SCHULTE DAVID J	L	$929.214
2010-03-01	SCHULTE DAVID J	L	$877.518
2009-12-02	SCHULTE DAVID J	L	$825.394
2009-09-01	SCHULTE DAVID J	L	$803.75
2009-06-01	SCHULTE DAVID J	L	$777.403

SEC filings: SEC EDGAR

Activity data: SEC EDGAR

FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND — Contributions, Lobbying & Contracts | Poliscope