Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC

SEC insider activity covers quarterly filings through June 30, 2026. Later filings are not included. Reported roles do not establish current employment or current holdings. SEC filing documents, sections and filing-text search cover filings dated January 1, 2000 onward. Earlier filings are deferred until after launch.

FFC

organization

SEC Insider

$1.1M

23 transactions

Summary

Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC (FFC) is an organization.

Recent Insider Transactions

As filed, including amendments; not net cash flow or current holdings. Joint reports count once. Totals cover known values only.

Buys: $811KSales: —8 insiders

Date	Insider	Type	Value
2015-06-29	ETTINGER ROBERT M	Buy	$275K
2010-05-25	ETTINGER ROBERT M(President)	Buy	$142K
2012-12-28	ETTINGER ROBERT M(President)	G	$133K
2006-12-26	CHADWICK ROBERT E(Vice President, CFO)	J	$94K
2006-12-26	STONE BRADFORD S(Vice President)	J	$94K
2007-08-01	ETTINGER ROBERT M(President)	Buy	$93K
2012-03-05	WULF ROBERT F	Buy	$75K
2008-12-29	CHADWICK ROBERT E(Vice President, CFO)	Buy	$50K
2016-03-17	WULF ROBERT F	Buy	$48K
2015-06-29	Conwell Chad(CCO, VP and Secretary)	Buy	$18K
2008-12-30	GALE DAVID	Buy	$15K
2013-06-03	Conwell Chad(CCO, VP and Secretary)	Buy	$9K
2013-08-06	Hogan Karen Hanovice	Buy	$9K
2010-01-04	Hogan Karen Hanovice	Buy	$5K
2007-08-01	ETTINGER ROBERT M(President)	Buy	$2K
2015-11-30	CRUMRINE DONALD F	J	$0
2015-11-30	ETTINGER ROBERT M	J	$0
2015-11-30	CHADWICK ROBERT E(CEO and President)	J	$0
2015-11-30	STONE BRADFORD S(CFO, Vice President, Treasurer)	J	$0
2015-11-30	Conwell Chad(CCO, Vice President, Secretary)	J	$0

SEC filings: SEC EDGAR

Activity data: SEC EDGAR

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