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SEC insider activity covers quarterly filings through June 30, 2026. Later filings are not included. Reported roles do not establish current employment or current holdings. SEC filing documents, sections and filing-text search cover filings dated January 1, 2000 onward. Earlier filings are deferred until after launch.
Firm Income Reported for This Client
$1.1M
Not substituted for client expenses
Summary
FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA", FORMERLY NASD) is an organization, based in DC. Its political footprint includes $1.1 million in lobbying-firm income reported for this client. Lobbying activity focuses on Financial Institutions/Investments/Securities. Political activity spans from 2017 to 2020.