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Est. Assets
$9.0M – $20.1M
Assets Disclosed
231
Est. Liabilities
$1.5M – $6.0M
Positions Held
7
| Facebook, Inc. - Class A Common Stock |
| filer |
| $250,001 - $500,000 |
| — |
| American Funds Capital World G/I A EIF | filer | $250,001 - $500,000 | — |
| Hess Corporation stock | filer | $250,001 - $500,000 | — |
| America Funds Capital Income Builder EIF | filer | $250,001 - $500,000 | — |
| American Funds Washington Mutual A EIF | filer | $250,001 - $500,000 | — |
| Alphakeys Real Estate Opportunity Fund IV EIF | filer | $250,001 - $500,000 | — |
| American Funds New World Fund EIF | filer | $250,001 - $500,000 | — |
| American Funds New Perspective A EIF | filer | $250,001 - $500,000 | — |
| JPMorgan Large Cap Growth A EIF | filer | $250,001 - $500,000 | — |
| American Funds Growth Fund of Amer A EIF | filer | $250,001 - $500,000 | — |
| American Mutual Fd A EIF | filer | $250,001 - $500,000 | — |
| American Funds Capital World G/I A EIF | filer | $250,001 - $500,000 | — |
| Hess Corp (Anticipated Severance Payment) | filer | $250,001 - $500,000 | — |
| Fidelity Growth Discovery EIF | spouse | $250,001 - $500,000 | — |
| Fidelity Capital Appreciation EIF | spouse | $250,001 - $500,000 | — |
| American Funds Global Balanced A EIF | filer | $250,001 - $500,000 | — |
| American Funds International Growth EIF | filer | $100,001 - $250,000 | — |
| American Mutual Fund EIF | filer | $100,001 - $250,000 | — |
| American Funds EuroPacific Gr A EIF | filer | $100,001 - $250,000 | — |
| American Funds Developing World EIF | filer | $100,001 - $250,000 | — |
| Alphakeys European Real Estate Opportunities Fund EIF | filer | $100,001 - $250,000 | — |
| Money Market - U.S. Brokerage Account (Cash) | filer | $100,001 - $250,000 | — |
| American Funds New Perspective Fund EIF | filer | $100,001 - $250,000 | — |
| The New Economy Fd EIF | filer | $100,001 - $250,000 | — |
| American Funds SMALLCAP World A EIF | filer | $100,001 - $250,000 | — |
| American Funds New World Fund EIF | filer | $100,001 - $250,000 | — |
| Pop and Suki Retail Investment (Customized jewelry and accessories) | filer | $100,001 - $250,000 | — |
| Amazon (AMZN), Call Option | filer | $100,001 - $250,000 | — |
| Amazon Com (AMZN), Call Option | filer | $100,001 - $250,000 | — |
| Apple (AAPL), Put Option | filer | $100,001 - $250,000 | — |
| Apple Inc. - Common Stock | filer | $100,001 - $250,000 | Dividends |
| American Funds Global Balanced A EIF | filer | $100,001 - $250,000 | — |
| Hess Corporation Restricted Stock Unvested | filer | $100,001 - $250,000 | — |
| American Funds International Growth EIF | filer | $100,001 - $250,000 | — |
| Petro Riv Oil Corp | filer | $100,001 - $250,000 | — |
| American Funds SMALLCAP World A EIF | filer | $100,001 - $250,000 | — |
| American Funds New Perspective A EIF | filer | $100,001 - $250,000 | — |
| JP Morgan Large Cap Growth EIF | filer | $100,001 - $250,000 | — |
| Ogilvy Government Relations Defined Benefit Plan: eligible for $376/month at age 55 or $566/month at age 65. | filer | $50,001 - $100,000 | — |
| Fidelity Invest Emerging Market EIF | filer | $50,001 - $100,000 | — |
| Touchstone Value EIF | filer | $50,001 - $100,000 | — |
| Hess Corp. (Anticipated pro-rata bonus for 2017) | filer | $50,001 - $100,000 | — |
| Hess Corporation (Anticipated Pro-Rata Long Term Incentive Grant for 2017) | filer | $50,001 - $100,000 | — |
| Carlyle Ireland Fund EIF | filer | $50,001 - $100,000 | — |
| Madison Dearborn Fund EIF | filer | $50,001 - $100,000 | — |
| UBS Money Market - U.S. Brokerage Account (Cash) | filer | $50,001 - $100,000 | — |
| American Funds AMCAP Fund EIF | filer | $50,001 - $100,000 | — |
| American Funds The Growth Fund of America EIF | filer | $50,001 - $100,000 | — |
| American Funds The New Economy Fund EIF | filer | $50,001 - $100,000 | — |
| American Funds New Perspective Fund EIF | filer | $50,001 - $100,000 | — |
| American Funds AMCAP Fund EIF | filer | $50,001 - $100,000 | — |
| American Funds The Growth Fund of America EIF | filer | $50,001 - $100,000 | — |
| American Funds The New Economy Fund EIF | filer | $50,001 - $100,000 | — |
| Amazon Com | filer | $50,001 - $100,000 | — |
| Halliburton Company (HAL), Call Option | filer | $50,001 - $100,000 | — |
| Zions Bancorp (ZION), Call Option | filer | $50,001 - $100,000 | — |
| Alibaba Group Holdings | filer | $50,001 - $100,000 | — |
| BB&T Corp | filer | $50,001 - $100,000 | Dividends |
| Cigna Corporation | filer | $50,001 - $100,000 | — |
| JP Morgan Chase & Co | filer | $50,001 - $100,000 | — |
| Greenhill Capital Partners EIF | filer | $50,001 - $100,000 | — |
| Southeast Land Company | filer | $50,001 - $100,000 | — |
| Bank of America (BAC), Call Option | filer | $15,001 - $50,000 | — |
| Hartford Financial Services | filer | $15,001 - $50,000 | — |
| Huntington Bancshares Incorporated - Common Stock | filer | $15,001 - $50,000 | Dividends |
| Intrexon Corp | filer | $15,001 - $50,000 | — |
| - commercial real estate, Boone, NC | filer | $15,001 - $50,000 | — |
| Iroqouis Liqudation Fund EIF | filer | $15,001 - $50,000 | — |
| Kellogg Co | filer | $15,001 - $50,000 | Dividends |
| Cinven Fund EIF | filer | $15,001 - $50,000 | — |
| Keycorp New | filer | $15,001 - $50,000 | Dividends |
| Growth Fund of America EIF | spouse | $15,001 - $50,000 | — |
| Lowes | filer | $15,001 - $50,000 | Dividends |
| Oppenheimer Holdings Inc | filer | $15,001 - $50,000 | Dividends |
| American Funds EuroPacific Growth Fund EIF | filer | $15,001 - $50,000 | — |
| Oracle Corp | filer | $15,001 - $50,000 | Dividends |
| Western Asset Inflation Index EIF | filer | $15,001 - $50,000 | — |
| Vanguard Total Bond Market Index Admiral Shares EIF | filer | $15,001 - $50,000 | — |
| Salesforce Com | filer | $15,001 - $50,000 | — |
| American Funds EuroPacific Growth Fund EIF | filer | $15,001 - $50,000 | — |
| American Funds AMCAP Fund EIF | filer | $15,001 - $50,000 | — |
| American Funds Investment Company of America EIF | filer | $15,001 - $50,000 | — |
| American Funds The Growth Fund of America EIF | filer | $15,001 - $50,000 | — |
| Anheuser Busch Inbev | filer | $15,001 - $50,000 | Dividends |
| US Bank Account (Cash) | filer | $15,001 - $50,000 | Interest |
| Baker Hughes Inc | filer | $15,001 - $50,000 | Dividends |
| Lightyear Fund II EIF | filer | $15,001 - $50,000 | — |
| Halliburton Company (HAL), Call Option | filer | $15,001 - $50,000 | — |
| Newfield Exploration Co.(NFX), Call Option | filer | $15,001 - $50,000 | — |
| American Funds New Perspective Fund EIF | filer | $15,001 - $50,000 | — |
| American Funds AMCAP Fund EIF | filer | $15,001 - $50,000 | — |
| Lazard Emerging Markets EIF | filer | $15,001 - $50,000 | — |
| William Blair Intl Small Cap EIF | filer | $15,001 - $50,000 | — |
| Capital World Bond Fd EIF | filer | $15,001 - $50,000 | — |
| Vanguard Developing Markets EIF | filer | $15,001 - $50,000 | — |
| Vanguard Small Cap EIF | filer | $15,001 - $50,000 | — |
| American Funds The New Economy Fund EIF | filer | $15,001 - $50,000 | — |
| Kosmos Energy LTD | filer | $15,001 - $50,000 | — |
| American Funds SMALLCAP World Fund EIF | filer | $15,001 - $50,000 | — |
| Cypress Semiconductor Corporation - Common Stock | filer | $15,001 - $50,000 | Dividends |
| General Electric Co | filer | $15,001 - $50,000 | Dividends |
| US Treasury Bd 1.75% Due 1/15/28 | filer | $1,001 - $15,000 | Interest |
| American Funds International Growth EIF | filer | $1,001 - $15,000 | — |
| ZIOPHARM Oncology Inc - Common Stock | filer | $1,001 - $15,000 | — |
| United Bankshares, Inc. - Common Stock | filer | $1,001 - $15,000 | Dividends |
| American Funds New World Fund EIF | filer | $1,001 - $15,000 | — |
| - commerical real estate, Fayeteville, GA | filer | $1,001 - $15,000 | — |
| Carlyle Energy Fund EIF | filer | $1,001 - $15,000 | — |
| Blackrock US Oppty EIF | filer | $1,001 - $15,000 | — |
| Yelp | filer | $1,001 - $15,000 | — |
| - commercial real estate, Charleston, SC | filer | $1,001 - $15,000 | — |
| Money Market - U.S. Brokerage Account (Cash) | filer | $1,001 - $15,000 | — |
| Cabelas Inc | filer | $1,001 - $15,000 | — |
| Safeway Inc | filer | $1,001 - $15,000 | — |
| Capital World Growth and Income EIF | spouse | $1,001 - $15,000 | — |
| UBS Money Market - U.S. Brokerage Account (Cash) | filer | $1,001 - $15,000 | — |
| American Funds Intl Growth EIF | spouse | $1,001 - $15,000 | — |
| US TIP 2028 | filer | $1,001 - $15,000 | — |
| SPDR S&P 500 ETF (SPY), open position for written put option: 1000 shares, strike price $100, exp 1/2018 (value not readily ascertainable) | filer | — | — |
| SPDR S&P 500 ETF (SPY), open position for written put option: 1000 shares, strike price $145, exp 1/2018 (value not readily ascertainable) | filer | — | — |
| SPDR S&P 500 ETF (SPY), open position for written put option: 2000 shares, strike price $160, exp 1/2018 (value not readily ascertainable) | filer | — | — |
| SPDR S&P 500 ETF (SPY), open position for written put option: 2000 shares, strike price $170, exp 1/2018 (value not readily ascertainable) | filer | — | — |
| SPDR S&P 500 ETF (SPY), open position for written put option: 1000 shares, strike price $180, exp 1/2018 (value not readily ascertainable) | filer | — | — |
| SPDR S&P 500 ETF (SPY), open position for written put option: 1000 shares, strike price $155, exp 6/2017 (value not readily ascertainable) | filer | — | — |
| SPDR S&P 500 ETF (SPY), open position for written put option: 1000 shares, strike price $175, exp 6/2017 (value not readily ascertainable) | filer | — | — |
| SPDR S&P 500 ETF (SPY), open position for written put option: 1000 shares, strike price $185, exp 6/16/2017 (value not readily ascertainable) | filer | — | — |
| SPDR S&P 500 ETC (SPY), open position for written put option: 1000 shares, strike price $185, exp 6/30/2017 (value not readily ascertainable) | filer | — | — |
| SPDR S&P 500 ETF (SPY), open position for written put option: 1000 shares, strike price $190, exp 6/2017 (value not readily ascertainable) | filer | — | — |
| SPDR S&P 500 ETF (SPY), closed position for written put option, 1000 shares, strike $125, exp 3/2017 | filer | None (or less than $1,001) | Capital Gains |
| SPDR S&P 500 ETF (SPY), closed position for written put option, 1000 shares, strike $173, exp 3/2017 | filer | None (or less than $1,001) | Capital Gains |
| SPDR S&P 500 ETF (SPY), closed position for written put option, 1000 shares, strike $199, exp 3/2017 | filer | None (or less than $1,001) | Capital Gains |
| SPDR S&P 500 ETF (SPY), open position for written put option: 1000 shares, strike price $205, exp 3/2017 (value not readily ascertainable) | filer | — | — |
| SPDR S&P 500 ETF (SPY), closed position for written put option, 1000 shares, strike $207, exp 3/2017 | filer | None (or less than $1,001) | Capital Gains |
| SPDR S&P 500 ETF (SPY), closed position for written put option, 1000 shares, strike $211, exp 3/2017 | filer | None (or less than $1,001) | Capital Gains |
| SPDR S&P 500 ETF (SPY), open position for written put option: 1000 shares, strike price $198, exp 5/2017 (value not readily ascertainable) | filer | — | — |
| SPDR S&P 500 ETF (SPY), open position for written put option: 1000 shares, strike price $199, exp 5/2017 (value not readily ascertainable) | filer | — | — |
| SPDR S&P 500 ETF (SPY), open position for written put option: 1000 shares, strike price $200, exp 5/2017 (value not readily ascertainable) | filer | — | — |
| SPDR S&P 500 ETF (SPY), open position for written put option: 1000 shares, strike price $155, exp 9/2017 (value not readily ascertainable) | filer | — | — |
| Sarapta Therapeutics Inc (SRPT), open position for written put option: 5000 shares, strike price $10, exp 1/2018 (value not readily ascertainable) | filer | — | — |
| Sarapta Therapeutics Inc (SRPT), open position for written put option: 5000 shares, strike price $18, exp 1/2019 (value not readily ascertainable) | filer | — | — |
| Sarapta Therapeutics Inc (SRPT), open position for written put option: 5000 shares, strike price $8, exp 1/2018 (value not readily ascertainable) | filer | — | — |
| Terex Corp (TEX), open position for written put option: 2000 shares, strike price $27, exp 7/2017 (value not readily ascertainable) | filer | — | — |
| Whiting Petroleum Corp (WLL), open position for written put option: 10,000 shares, strike price $5, exp 1/2018 (value not readily ascertainable) | filer | — | — |
| United States Stl Corp (X), open position for written put option: 3000 shares, strike price $10, exp 1/2018 (value not readily ascertainable) | filer | — | — |
| Intrexon Corp (XON2), open position for written put option,3000 shares, strike $15, exp 1/2018 | filer | None (or less than $1,001) | — |
| YELP Inc (YELP), closed position for written put option, 5000 shares, strike $25, exp 1/2017 | filer | None (or less than $1,001) | Capital Gains |
| Aquabounty Technologies | filer | None (or less than $1,001) | — |
| Apple Inc (AAPL), open position for written call option: 900 shares, strike $135, exp 6/2017 (value not readily ascertainable) | filer | — | — |
| Alibaba Group Hldg (BABA), open position for written call option: 600 shares, strike $135, exp 1/2018 (value not readily ascertainable) | filer | — | — |
| BB&T Corp (BBT), open position for written call option: 1500 shares, strike price $50, exp 6/2017 (value not readily ascertainable) | filer | — | — |
| Baker Hughes Inc (BHI), open position for written call option: 600 shares, strike price $65, exp 4/2017 (value not readily ascertainable) | filer | — | — |
| Anheuser Busch (BUD) open position for written call option: 300 shares, strike price $125, exp 9/2017 (value not readily ascertainable) | filer | — | — |
| Cabelas Inc (CAB) open position for written call option: 100 shares, strike price $55, exp 3/2017 (value not readily ascertainable) | filer | — | — |
| Cigna Corporation (CI) open position for written call option: 500 shares, strike price $155, exp 3/2017 (value not readily ascertainable) | filer | — | — |
| Salesforce Com Inc (CRM) open position for written call option: 500 shares, strike price $90, exp 6/2017 (value not readily ascertainable) | filer | — | — |
| Cypress Semiconductor (CY) open position for written call option: 2000 shares, strike price $13, exp 9/2017 (value not readily ascertainable) | filer | — | — |
| General Electric (GE) open position for written call option: 1500 shares, strike price $31, exp 4/2017 (value not readily ascertainable) | filer | — | — |
| Huntington Bancshares Inc (HBAN) open position for written call option: 2000 shares, strike price $15, exp 7/2017 (value not readily ascertainable) | filer | — | — |
| Kellogg Co (K) open position for written call option: 400 shares, strike price $80, exp 9/2017 (value not readily ascertainable) | filer | — | — |
| Keycorp New (KEY) open position for written call option: 2000 shares, strike price $20, exp 6/2017 (value not readily ascertainable) | filer | — | — |
| Lowes Cos Inc (LOW) open position for written call option: 500 shares, strike price $77.50, exp 4/2017 (value not readily ascertainable) | filer | — | — |
| Oracle Corp (ORCL) open position for written call option: 1000 shares, strike price $41, exp 4/2017 (value not readily ascertainable) | filer | — | — |
| SPDR S&P 500 ETF (SPY), closed position for written call option, 1000 shares, strike $234, exp 2/2017 | filer | None (or less than $1,001) | Capital Gains |
| Intrexon Corp (XON) open position for written call option: 1000 shares, strike price $33, exp 7/2017 (value not readily ascertainable) | filer | — | — |
| "Sex Hormones and Immunity to Infection," Springer-Verlag Berlin Heidelberg, (value not readily ascertainable) | spouse | — | — |
| "Sex and Gender Differences in Infection and Treatments for Infectious Diseases," Springer International Publishing, (value not readily ascertainable) | spouse | — | — |
| "Seasonal Patterns of Stress, Immune Function and Disease", Cambridge University Press, (value not readily ascertainable) | spouse | — | — |
| Visiting Pulmonary Scholars Lecturer, UNC, NIEHS, DUKE, EPA, and NC State, Research Triangle, North Carolina - March 7, 2017 | spouse | — | Honorarium |
| DC1 529 | filer | — | — |
| SPDR S&P 500 ETF (SPY), closed position for written put option, 1000 shares, strike $213, exp 2/2017 | filer | None (or less than $1,001) | Capital Gains |
| DC2 529 | filer | — | — |
| SPDR S&P 500 ETF (SPY), open position for written put option: 1000 shares, strike price $175, exp 9/2017 (value not readily ascertainable) | filer | — | — |
| SKM Revocable Living Trust | filer | — | — |
| Heinrich Pette Institute, Leibniz Institute for Experimental Virology, Hamburg, Germany - March 21, 2016 | spouse | — | Honorarium |
| Max Planck Institute for Infection Biology, Berlin, Germany - March 22, 2016 | spouse | — | Honorarium |
| Rocky Mountain Laboratories, National Institute of Allergy and Infectious Diseases, Hamilton, MT - June 9, 2016 | spouse | — | Honorarium |
| National Institute of Health | spouse | — | consulting fees |
| University of Vermont - October 7, 2016 | spouse | — | Honorarium |
| Stanford Univesity - November 29, 2016 | spouse | — | Honorarium |
| University of Rochester - November 18, 2016 | spouse | — | Honorarium |
| Johns Hopkins University | spouse | — | salary |
| AKM Revocable Living Trust | filer | — | — |
| Hess Corporation- 2015 Bonus | filer | — | Bonus for 2015 |
| Hess Corporation, restricted stock | filer | None (or less than $1,001) | Cash Payment |
| Hess Corporation Defined Benefit Plan (Value not readily ascertainable): eligible for $1,410/mo. at age 65 | filer | — | — |
| Hess Corporation Defined Benefit Plan (Value not readily ascertainable): eligible for $814,347 lump sum at age 65 | filer | — | — |
| Hess Corporation | filer | — | Salary |
| Hess Corporation- 2016 Bonus | filer | — | Bonus for 2016 |
| Amazon Com (AMZN) open position for written call option: 100 shares, strike price $1100, exp 1/2018 (value not readily ascertainable) | filer | — | — |
| Facebook Inc (FB) open position for written call option: 1000 shares, strike price $160, exp 1/2018 (value not readily ascertainable) | filer | — | — |
| Kosmos Energy (KOS) open position for written call option: 5000 shares, strike price $7.50, exp 4/2017 (value not readily ascertainable) | filer | — | — |
| SPDR S&P 500 ETF (SPY), closed position for written call option, 1000 shares, strike $234, exp 2/2017 | filer | None (or less than $1,001) | Capital Gains |
| SPDR S&P 500 ETF (SPY) open position for written call option: 2000 shares, strike price $260, exp 1/2018 (value not readily ascertainable) | filer | — | — |
| SPDR S&P 500 ETF (SPY), closed position for written call option, 2000 shares, strike $240, exp 6/2017 | filer | None (or less than $1,001) | Capital Gains |
| SPDR S&P 500 ETF (SPY) open position for written call option: 1000 shares, strike price $245, exp 6/2017 (value not readily ascertainable) | filer | — | — |
| SPDR S&P 500 ETF (SPY), closed position for written call option, 1000 shares, strike $235, exp 3/2017 | filer | None (or less than $1,001) | Capital Gains |
| Apple Inc (AAPL), open position for written put option: 3000 shares, strike $50, exp 1/2018 (value not readily ascertainable) | filer | — | — |
| AK STL Hldg Corp (AKS), open position for written put option: 10,000 shares, strike price $2, exp 1/2018 (value not readily ascertainable) | filer | — | — |
| Amazon Com (AMZN) open position for written put option: 500 shares, strike price $350, exp 1/2018 (value not readily ascertainable) | filer | — | — |
| Bank of America (BAC),open position for written put option: 10,000 shares, strike price $8, exp 1/2018 (value not readily ascertainable) | filer | — | — |
| Chesapeake Energy (CHK), open position for written put option: 10,000 shares, strike price $.50, exp 1/2018 (value not readily ascertainable) | filer | — | — |
| Chesapeake Energy (CHK), open position for written put option: 10,000 shares, strike price $1.00, exp 1/2018 (value not readily ascertainable) | filer | — | — |
| Continental Resources (CLR), open position for written put option: 7000 shares, strike price $15, exp 1/2018 (value not readily ascertainable) | filer | — | — |
| Concho Res Inc (CXO), open position for written put option: 1000 shares, strike price $100, exp 1/2018 (value not readily ascertainable) | filer | — | — |
| Caesars Entmt Corp (CZR), open position for written put option: 10,000 shares, strike price $3, exp 1/2018 (value not readily ascertainable) | filer | — | — |
| Freeport-McMoran (FCX), open position for written put option: 7000 shares, strike price $3, exp 1/2018 (value not readily ascertainable) | filer | — | — |
| Kinder Morgan Inc Del (KMI) open position for written put option: 3000 shares, strike price $12.50, exp 1/2018 (value not readily ascertainable) | filer | — | — |
| Kosmos Energy (KOS) open position for written put option: 10,000 shares, strike price $5, exp 4/2017 (value not readily ascertainable) | filer | — | — |
| Laredo Petroleum Inc. (LPI), open position for written put option: 10,000 shares, strike price $7, exp 1/2018 (value not readily ascertainable) | filer | — | — |
| Marathon Oil Corp (MRO), open position for written put option: 4000 shares, strike price $10, exp 1/2018 (value not readily ascertainable) | filer | — | — |
| Marathon Oil Corp (MRO), open position for written put option: 10,000 shares, strike price $8, exp 1/2018 (value not readily ascertainable) | filer | — | — |
| Micron Technology Inc (MU), open position for written put option: 5000 shares, strike price $8, exp 1/2018 (value not readily ascertainable) | filer | — | — |
| Nvidia Corp (NVDA), open position for written put option: 5000 shares, strike price $50, exp 1/2018 (value not readily ascertainable) | filer | — | — |
| Sprint Corp (S), open position for written put option: 10,000 shares, strike price $3.50, exp 1/2018 (value not readily ascertainable) | filer | — | — |
| SPDR S&P 500 ETF (SPY), open position for written put option: 1000 shares, strike price $188, exp 4/2017 (value not readily ascertainable) | filer | — | — |
| SPDR S&P 500 ETF (SPY), open position for written put option: 1000 shares, strike price $197, exp 4/2017 (value not readily ascertainable) | filer | — | — |
| SPDR S&P 500 ETF (SPY), open position for written put option: 1000 shares, strike price $198, exp 4/2017 (value not readily ascertainable) | filer | — | — |
| SPDR S&P 500 ETF (SPY), open position for written put option: 1000 shares, strike price $199, exp 4/2017 (value not readily ascertainable) | filer | — | — |
| SPDR S&P 500 ETF (SPY), open position for written put option: 1000 shares, strike price $209, exp 4/2017 (value not readily ascertainable) | filer | — | — |
| SPDR S&P 500 ETF (SPY), closed position for written put option, 1000 shares, strike $179, exp 2/2017 | filer | None (or less than $1,001) | Capital Gains |
| SPDR S&P 500 ETF (SPY), closed position for written put option, 1000 shares, strike $180, exp 2/2017 | filer | None (or less than $1,001) | Capital Gains |
| SPDR S&P 500 ETF (SPY), closed position for written put option, 1000 shares, strike $182, exp 2/2017 | filer | None (or less than $1,001) | Capital Gains |
| SPDR S&P 500 ETF (SPY), closed position for written put option, 1000 shares, strike $209, exp 2/2017 | filer | None (or less than $1,001) | Capital Gains |
| SPDR S&P 500 ETF (SPY), closed position for written put option, 1000 shares, strike $210, exp 2/2017 | filer | None (or less than $1,001) | Capital Gains |
| SPDR S&P 500 ETF (SPY), closed position for written put option, 1000 shares, strike $212, exp 2/2017 | filer | None (or less than $1,001) | Capital Gains |
| SPDR S&P 500 ETF (SPY), closed position for written put option, 1000 shares, strike $213, exp 2/2017 | filer | None (or less than $1,001) | Capital Gains |
| SPDR S&P 500 ETF (SPY), closed position for written put option, 1000 shares, strike $216, exp 2/2017 | filer | None (or less than $1,001) | Capital Gains |