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Est. Assets
$33.9M – $114.8M
Assets Disclosed
400
Est. Liabilities
$3.8M – $13.7M
Positions Held
4
| — |
| Fixed Annuity from Family Irrevocable Trust | $500,001 - $1,000,000 | — |
| Apollo Co-Investors VIII LP EIF | $500,001 - $1,000,000 | — |
| Alphakeys Millenium III EIF | $500,001 - $1,000,000 | — |
| Residential Real Estate, Santa Barbara, CA | $500,001 - $1,000,000 | Rent or Royalties |
| Gotham Absolute Return Institutional EIF | $250,001 - $500,000 | — |
| Guggenheim S&P 500 Pure Value ETF EIF | $250,001 - $500,000 | — |
| Hamlin High Dividend Equity Fund EIF | $250,001 - $500,000 | — |
| Vanguard Dividend Appreciation ETF EIF | $250,001 - $500,000 | — |
| BlackRock Strategic Income Opportunities Portfolio EIF | $250,001 - $500,000 | — |
| Blackstone Alternative Multi-Strategy Fund Class I EIF | $250,001 - $500,000 | — |
| Altair Commercial Real Estate Lending Fund LLC | $250,001 - $500,000 | Dividends |
| Altair Healthcare Real Estate Fund LLC | $250,001 - $500,000 | — |
| First Republic - Eagle Bank Sweep Tier 1 | $250,001 - $500,000 | — |
| Apollo European Credit Fund LP EIF | $250,001 - $500,000 | — |
| New Residential Investment Corp. EIF | $250,001 - $500,000 | — |
| Solamere Capital Fund II LP | $250,001 - $500,000 | — |
| Solamere Portfolio Company Investments II LLC | $250,001 - $500,000 | — |
| WisdomTree Trust US Quality Dividend Growth Fund ETF EIF | $250,001 - $500,000 | — |
| Solamere 2016 Holdco I LLC | $250,001 - $500,000 | — |
| Residential Real Estate, Eagan, MN | $250,001 - $500,000 | Rent or Royalties |
| SEP IRA | $250,001 - $500,000 | Dividends |
| William Blair Macro Allocation Fund EIF | $250,001 - $500,000 | — |
| Vanguard Growth ETF EIF | $250,001 - $500,000 | — |
| CKE Restaurants Holdings, Inc., outstanding relocation benefits for 2016 move that was finalized in 2017 | $250,001 - $500,000 | — |
| Solus LLC, Class N3 EIF | $250,001 - $500,000 | — |
| Bank of America Corp. Series D | $250,001 - $500,000 | Dividends |
| WisdomTree Trust Small Cap Dividend Fund EIF | $250,001 - $500,000 | — |
| California, bonds | $100,001 - $250,000 | Interest |
| Toyota Motor Corp. Sponsored ADR | $100,001 - $250,000 | Dividends |
| Guggenheim S&P Global Water ETF EIF | $100,001 - $250,000 | — |
| Apollo European Credit Fund LP EIF | $100,001 - $250,000 | — |
| Wasatch International Growth Fund EIF | $100,001 - $250,000 | — |
| WisdomTree Trust Europe Hedged Equity Fund ETF EIF | $100,001 - $250,000 | — |
| WisdomTree Trust Europe Smallcap Dividend Fund EIF | $100,001 - $250,000 | — |
| WisdomTree Trust Midcap Dividend Fund EIF | $100,001 - $250,000 | — |
| Ares European RE IV LP EIF | $100,001 - $250,000 | — |
| iShares Gold Trust ETF EIF | $100,001 - $250,000 | — |
| iShares Russell 1000 ETF EIF | $100,001 - $250,000 | — |
| iShares Russell 2000 ETF EIF | $100,001 - $250,000 | — |
| iShares Currency Hedged EIF | $100,001 - $250,000 | — |
| Vanguard Mid-Cap ETF EIF | $100,001 - $250,000 | — |
| WisdomTree Trust Japan EIF | $100,001 - $250,000 | — |
| Driehaus Emerging Markets Growth Fund EIF | $100,001 - $250,000 | — |
| Gotham Enhanced Return EIF | $100,001 - $250,000 | — |
| Horizon Spin-Off and Corporate Restructuring Fund EIF | $100,001 - $250,000 | — |
| First Trust Water ETF EIF | $100,001 - $250,000 | — |
| Vanguard Small-Cap ETF EIF | $100,001 - $250,000 | — |
| Kopernik Global All-Cap Fund EIF | $100,001 - $250,000 | — |
| Matthews International Pacific Tiger Fund EIF | $100,001 - $250,000 | — |
| Powershares QQQ EIF | $100,001 - $250,000 | — |
| Vanguard FTSE Europe ETF EIF | $100,001 - $250,000 | — |
| Vanguard Small Cap ETF EIF | $100,001 - $250,000 | — |
| Sacramento, California, bonds | $100,001 - $250,000 | Interest |
| California, bonds | $100,001 - $250,000 | Interest |
| Angel Oak Flexible Income Fund Class I EIF | $100,001 - $250,000 | — |
| Angel Oak Multi-Strategy Income Fund Class Institutional EIF | $100,001 - $250,000 | — |
| California, bonds | $100,001 - $250,000 | Interest |
| Los Angeles, California, bonds | $100,001 - $250,000 | Interest |
| Vanguard Mid-Cap ETF EIF | $100,001 - $250,000 | — |
| Los Angeles, California, bonds | $100,001 - $250,000 | Interest |
| BlackRock Limited Duration Income Trust EIF | $100,001 - $250,000 | — |
| BlackRock Multi-Sector Income Trust EIF | $100,001 - $250,000 | — |
| California, bonds | $100,001 - $250,000 | Interest |
| UBS Dynamic Alpha Fund EIF | $100,001 - $250,000 | — |
| Mainstay Marketfield Fund EIF | $100,001 - $250,000 | — |
| Baron Real Estate Fund Institutional Class EIF | $100,001 - $250,000 | — |
| University of California, bonds | $100,001 - $250,000 | Interest |
| Blackstone/GSO Strategic Credit Fund EIF | $100,001 - $250,000 | — |
| Brookfield Property Partners LLP MLP | $100,001 - $250,000 | Dividends |
| BlackRock Emerging Markets Fund EIF | $100,001 - $250,000 | — |
| SPDR S&P Dividend ETF EIF | $100,001 - $250,000 | — |
| Otter Creek Long/Short Opportunity Fund Class Institutional EIF | $100,001 - $250,000 | — |
| CBRE Clarion Global Real Estate Income Fund EIF | $100,001 - $250,000 | — |
| University of California, bonds | $100,001 - $250,000 | Interest |
| John Hancock Global Absolute Return Strategies Class I EIF | $100,001 - $250,000 | — |
| BlackRock GSO Long Short Credit Income Fund EIF | $100,001 - $250,000 | — |
| AQR Long/Short Equity Fund Class I EIF | $100,001 - $250,000 | — |
| SPDR S&P Dividend ETF EIF | $100,001 - $250,000 | — |
| Cohen & Steers Limited Duration Preferred & Income Fund EIF | $100,001 - $250,000 | — |
| Enterprise Products | $100,001 - $250,000 | Dividends |
| Eaton Vance Limited Duration Income Fund EIF | $100,001 - $250,000 | — |
| Eaton Vance Senior Floating Rate Trust EIF | $100,001 - $250,000 | — |
| Guggenheim Credit Allocation Fund EIF | $100,001 - $250,000 | — |
| Guggenheim Macro Opportunities Fund Class Institutional EIF | $100,001 - $250,000 | — |
| Nuveen Credit Strategies Income Fund EIF | $100,001 - $250,000 | — |
| Loomis Sayles Senior Floating Rate & Fixed Income Fund Class Y EIF | $100,001 - $250,000 | — |
| Nuveen Senior Income Fund EIF | $100,001 - $250,000 | — |
| California, bonds | $100,001 - $250,000 | Interest |
| Macquarie Infrastructure Corp. | $100,001 - $250,000 | Dividends |
| New Media Investment Group Inc. | $100,001 - $250,000 | Dividends |
| New Senior Investment Group REIT EIF | $100,001 - $250,000 | — |
| Williams Partners MLP | $100,001 - $250,000 | Dividends |
| Ares Capital Corp. | $100,001 - $250,000 | Dividends |
| California, bonds | $100,001 - $250,000 | Interest |
| Avenue Income Credit Strategies Fund EIF | $100,001 - $250,000 | — |
| Brookfield Property Partners LP | $100,001 - $250,000 | Dividends |
| DoubleLine Income Solutions Fund EIF | $100,001 - $250,000 | — |
| California, bonds | $100,001 - $250,000 | Interest |
| Fifth Street Senior Floating Rate Corp. | $100,001 - $250,000 | Dividends |
| KKR Income Opportunities Fund EIF | $100,001 - $250,000 | — |
| LMP Corporate Loan Fund Inc. EIF | $100,001 - $250,000 | — |
| Newcastle Investment Corp. | $100,001 - $250,000 | Dividends |
| Powershares ETF Trust II EIF | $100,001 - $250,000 | — |
| Senior Housing Properties Trust | $100,001 - $250,000 | Dividends |
| Tesoro Logistics MLP | $100,001 - $250,000 | Dividends |
| California, bonds | $100,001 - $250,000 | Interest |
| DCP Midstream Partners MLP | $100,001 - $250,000 | Dividends |
| MPLX MLP | $100,001 - $250,000 | Dividends |
| California, bonds | $100,001 - $250,000 | Interest |
| California, bonds | $100,001 - $250,000 | Interest |
| iShares NASDAQ Biotechnology ETF EIF | $100,001 - $250,000 | — |
| Alphakeys KKR Energy EIF | $100,001 - $250,000 | — |
| California, bonds | $100,001 - $250,000 | Interest |
| California, bonds | $100,001 - $250,000 | Interest |
| California, bonds | $100,001 - $250,000 | Interest |
| California, bonds | $100,001 - $250,000 | Interest |
| California, bonds | $100,001 - $250,000 | Interest |
| Undiscovered Mgrs Behavioral Value Class L EIF | $100,001 - $250,000 | — |
| Phillips 66 Partners MLP | $50,001 - $100,000 | Dividends |
| Fidelity National Financial Inc. | $50,001 - $100,000 | Dividends |
| Berkshire Hathaway Inc. Class B | $50,001 - $100,000 | — |
| Colony Starwood Homes REIT EIF | $50,001 - $100,000 | — |
| Matthews Japan Fund EIF | $50,001 - $100,000 | — |
| SPDR Index SHS FDS S&P Emerging Market EIF | $50,001 - $100,000 | — |
| Gotham Enhanced Return Fund Class Institutional EIF | $50,001 - $100,000 | — |
| Guggenheim Directional Allocation Fund Class C EIF | $50,001 - $100,000 | — |
| Apple Inc. | $50,001 - $100,000 | Dividends |
| WisdomTree Trust India EIF | $50,001 - $100,000 | — |
| WisdomTree Emerging Markets High Dividend Fund ETF EIF | $50,001 - $100,000 | — |
| SPDR S&P China ETF EIF | $50,001 - $100,000 | — |
| Los Angeles, California, bonds | $50,001 - $100,000 | Interest |
| California, bonds | $50,001 - $100,000 | Interest |
| Apollo ANRP Co-Investors II LP EIF | $50,001 - $100,000 | — |
| CBRE Clarion Global Real Estate Income Fund EIF | $50,001 - $100,000 | — |
| Guggenheim S&P 500 Pure Growth ETF EIF | $50,001 - $100,000 | — |
| Guggenheim S&P 500 Pure Value ETF EIF | $50,001 - $100,000 | — |
| iShares MSCI EAFE ETF EIF | $50,001 - $100,000 | — |
| Vanguard Mid-Cap ETF EIF | $50,001 - $100,000 | — |
| Vanguard Small-Cap ETF EIF | $50,001 - $100,000 | — |
| Third Avenue Focused Credit Fund Institutional Class EIF | $50,001 - $100,000 | — |
| Guggenheim S&P 500 Pure Value ETF EIF | $50,001 - $100,000 | — |
| Eaton Vance Floating-Rate Fund EIF | $50,001 - $100,000 | — |
| Buckeye Partners LP | $50,001 - $100,000 | Dividends |
| Enbridge Energy Partners MLP | $50,001 - $100,000 | Dividends |
| Energy Transfer Equity LP | $50,001 - $100,000 | Dividends |
| Energy Transfer Partners MLP | $50,001 - $100,000 | Dividends |
| Enlink Midstream Partners MLP | $50,001 - $100,000 | Dividends |
| EQT Midstream Partners MLP | $50,001 - $100,000 | Dividends |
| Genesis Energy MLP | $50,001 - $100,000 | Dividends |
| Tallgrass Energy Partners MLP | $50,001 - $100,000 | Dividends |
| TC Pipelines MLP | $50,001 - $100,000 | Dividends |
| Western Gas Equity Partners MLP | $50,001 - $100,000 | Dividends |
| Plains All American Pipeline | $50,001 - $100,000 | Dividends |
| Plains GP Holdings LP | $50,001 - $100,000 | Dividends |
| The Williams Companies Inc. | $50,001 - $100,000 | Dividends |
| Kinder Morgan Inc. | $50,001 - $100,000 | Dividends |
| Magellan Midstream | $50,001 - $100,000 | Dividends |
| New Residential Investment Corp. EIF | $50,001 - $100,000 | — |
| Powershares Global Water Portfolio ETF EIF | $50,001 - $100,000 | — |
| Powershares Water Resources Portfolio ETF EIF | $50,001 - $100,000 | — |
| iShares MSCI EAFE ETF EIF | $50,001 - $100,000 | — |
| Western Gas Partners LP | $15,001 - $50,000 | Dividends |
| Guggenheim S&P 500 Pure Value ETF EIF | $15,001 - $50,000 | — |
| Crestwood Equity | $15,001 - $50,000 | Dividends |
| Exxon Mobil Corp. | $15,001 - $50,000 | Dividends |
| Diageo PLC ADR | $15,001 - $50,000 | Dividends |
| Targa Resources Partners | $15,001 - $50,000 | Dividends |
| Eaton Vance Limited Duration Income Fund EIF | $15,001 - $50,000 | — |
| Avenue Income Credit Strategies Fund EIF | $15,001 - $50,000 | — |
| Ares Dynamic Credit Allocation Fund EIF | $15,001 - $50,000 | — |
| WisdomTree Japan Hedged Equity Fund ETF EIF | $15,001 - $50,000 | — |
| Virtus Emerging Markets Opportunities Fund Class C EIF | $15,001 - $50,000 | — |
| Vanguard FTSE Europe ETF EIF | $15,001 - $50,000 | — |
| iShares MSCI EAFE Small-Cap ETF EIF | $15,001 - $50,000 | — |
| Guggenheim Directional Allocation Fund Class C EIF | $15,001 - $50,000 | — |
| Driehaus Emerging Markets Growth Fund EIF | $15,001 - $50,000 | — |
| Alerian MLP ETF EIF | $15,001 - $50,000 | — |
| iShares MSCI EAFE Small-Cap ETF EIF | $15,001 - $50,000 | — |
| 3M Co. | $15,001 - $50,000 | Dividends |
| AT&T Inc | $15,001 - $50,000 | Dividends |
| Powershares FTSE RAFI Developed Markets Ex-US Portfolio ETF EIF | $15,001 - $50,000 | — |
| Credit Suisse X-Links Cushing MLP Infrastructure ETN EIF | $15,001 - $50,000 | — |
| Altria Group Inc. | $15,001 - $50,000 | Dividends |
| Avenue Income Credit Strategies Fund EIF | $15,001 - $50,000 | — |
| DoubleLine Income Solutions Fund EIF | $15,001 - $50,000 | — |
| BB&T Corp. | $15,001 - $50,000 | Dividends |
| BlackRock Inc. | $15,001 - $50,000 | Dividends |
| Cisco Systems Inc. | $15,001 - $50,000 | Dividends |
| Coca Cola Co. | $15,001 - $50,000 | Dividends |
| Crown Castle Intl Corp. | $15,001 - $50,000 | Dividends |
| Fastenal Co. | $15,001 - $50,000 | Dividends |
| General Electric Co. | $15,001 - $50,000 | Dividends |
| Eaton Vance Limited Duration Income Fund EIF | $15,001 - $50,000 | — |
| Home Depot Inc. | $15,001 - $50,000 | Dividends |
| Alerian MLP ETF EIF | $15,001 - $50,000 | — |
| Johnson & Johnson | $15,001 - $50,000 | Dividends |
| JP Morgan Chase & Co. | $15,001 - $50,000 | Dividends |
| Gold and silver coins and ingots | $15,001 - $50,000 | — |
| Lockheed Martin Corp. | $15,001 - $50,000 | Dividends |
| Credit Suisse X-Links Cushing MLP Infrastructure ETN EIF | $15,001 - $50,000 | — |
| Virtus Emerging Markets Opportunities Fund Class C EIF | $15,001 - $50,000 | — |
| CBRE Clarion Global Real Estate Income Fund EIF | $15,001 - $50,000 | — |
| Driehaus Emerging Markets Growth Fund EIF | $15,001 - $50,000 | — |
| Microsoft Corp. | $15,001 - $50,000 | Dividends |
| NextEra Energy Inc. | $15,001 - $50,000 | Dividends |
| Occidental Petroleum Corp. | $15,001 - $50,000 | Dividends |
| Paychex Inc. | $15,001 - $50,000 | Dividends |
| Pepsico Inc. | $15,001 - $50,000 | Dividends |
| Pfizer Inc. | $15,001 - $50,000 | Dividends |
| Philip Morris International Inc. | $15,001 - $50,000 | Dividends |
| Vanguard Growth ETF EIF | $15,001 - $50,000 | — |
| Colony Starwood Homes REIT EIF | $15,001 - $50,000 | — |
| Daimler AG | $15,001 - $50,000 | Dividends |
| Financial Select Sector SPDR ETF EIF | $15,001 - $50,000 | — |
| iShares MSCI Mexico Capped ETF EIF | $15,001 - $50,000 | — |
| Spectra Energy Corp. | $15,001 - $50,000 | Dividends |
| Target Corp. | $15,001 - $50,000 | Dividends |
| Texas Instruments Inc. | $15,001 - $50,000 | Dividends |
| Ventas Inc. | $15,001 - $50,000 | Dividends |
| Vanguard Materials ETF EIF | $15,001 - $50,000 | — |
| AbbVie Inc. | $15,001 - $50,000 | Dividends |
| First TR Europe Alphadex ETF EIF | $15,001 - $50,000 | — |
| Verizon Communications Inc. | $15,001 - $50,000 | Dividends |
| United Technologies Corp. | $15,001 - $50,000 | Dividends |
| Union Pacific Corp. | $15,001 - $50,000 | Dividends |
| Baxter International Inc. | $15,001 - $50,000 | — |
| Time Warner Inc. | $15,001 - $50,000 | Dividends |
| Procter & Gamble Co. | $15,001 - $50,000 | Dividends |
| Enable Midstream Partners MLP | $15,001 - $50,000 | Dividends |
| European Aeronaut Unsponsored ADR | $15,001 - $50,000 | Dividends |
| Pfizer Inc. | $15,001 - $50,000 | Dividends |
| Neuberger Berman MLP Income Fund Inc. EIF | $15,001 - $50,000 | — |
| Kraft Foods Group Inc. | $15,001 - $50,000 | Dividends |
| Merck & Co. Inc. | $15,001 - $50,000 | Dividends |
| iShares MSCI Eurozone ETF EIF | $15,001 - $50,000 | — |
| Delek Logistics | $15,001 - $50,000 | Dividends |
| Axa S.A. ADR | $15,001 - $50,000 | Dividends |
| Novartis AG Sponsored ADR | $15,001 - $50,000 | Dividends |
| Schlumberger Ltd. | $15,001 - $50,000 | — |
| Teekay Offshore Partners LP | $15,001 - $50,000 | Dividends |
| Vanguard FTSE Europe ETF EIF | $15,001 - $50,000 | — |
| Ford Motor Co. | $15,001 - $50,000 | Dividends |
| Apollo Investment Corp. | $15,001 - $50,000 | Dividends |
| Nuveen Credit Strategies Income Fund EIF | $15,001 - $50,000 | — |
| US Bancorp | $15,001 - $50,000 | Dividends |
| Royal Dutch Shell Plc Class A Sponsored ADR | $15,001 - $50,000 | Dividends |
| National Grid Plc | $1,001 - $15,000 | Dividends |
| Real Estate Select Sect SPDR ETF EIF | $1,001 - $15,000 | — |
| Enerjex Resources Inc. | $1,001 - $15,000 | — |
| Remy International Inc. | $1,001 - $15,000 | — |
| Walt Disney Co. | $1,001 - $15,000 | Dividends |
| Ares Dynamic Credit Allocation Fund EIF | $1,001 - $15,000 | — |
| Abbott Laboratories | $1,001 - $15,000 | Dividends |
| AbbVie Inc. | $1,001 - $15,000 | Dividends |
| Air Products & Chemicals Inc. | $1,001 - $15,000 | — |
| Amgen Inc. | $1,001 - $15,000 | — |
| Automatic Data Processing Inc. | $1,001 - $15,000 | Dividends |
| Hasbro Inc. | $1,001 - $15,000 | Dividends |
| Illinois Tool Works Inc. | $1,001 - $15,000 | — |
| Kimberly-Clark Corp. | $1,001 - $15,000 | Dividends |
| LyondellBasell Industries N.V. | $1,001 - $15,000 | Dividends |
| Maxim Integrated Products Inc. | $1,001 - $15,000 | Dividends |
| Medtronic Plc | $1,001 - $15,000 | Dividends |
| Merck & Co Inc. | $1,001 - $15,000 | Dividends |
| PNC Financial Services Group | $1,001 - $15,000 | Dividends |
| T. Rowe Price Group Inc. | $1,001 - $15,000 | Dividends |
| Public Storage REIT EIF | $1,001 - $15,000 | — |
| QUALCOMM Inc. | $1,001 - $15,000 | Dividends |
| Realty Income Corp. | $1,001 - $15,000 | Dividends |
| WEC Energy Group Inc. | $1,001 - $15,000 | Dividends |
| Analog Devices Inc. | $1,001 - $15,000 | Dividends |
| Emerson Electric Co. | $1,001 - $15,000 | Dividends |
| Arthur J Gallagher & Co. | $1,001 - $15,000 | Dividends |
| Smucker J.M. Co. | $1,001 - $15,000 | Dividends |
| Welltower Inc. REIT EIF | $1,001 - $15,000 | — |
| Care Capital Properties | $1,001 - $15,000 | — |
| Chevron Corp. | $1,001 - $15,000 | Dividends |
| Hershey Co. | $1,001 - $15,000 | — |
| Kinder Morgan Inc. | $1,001 - $15,000 | Dividends |
| Marsh & McLennan Companies Inc. | $1,001 - $15,000 | Dividends |
| McDonald's Corp. | $1,001 - $15,000 | — |
| ONEOK Inc. | $1,001 - $15,000 | — |
| Proctor & Gamble Co. | $1,001 - $15,000 | Dividends |
| The Williams Companies Inc. | $1,001 - $15,000 | Dividends |
| ACS Actividades de Construccion y Servicios ADR | $1,001 - $15,000 | — |
| Adecco Group AG Unsponsored ADR | $1,001 - $15,000 | — |
| Aegon N.V. ADR | $1,001 - $15,000 | Dividends |
| Aercap Holdings N.V. | $1,001 - $15,000 | — |
| AmBev S.A. Sponsored ADR | $1,001 - $15,000 | — |
| Astellas Pharma Inc. ADR | $1,001 - $15,000 | — |
| Banco Bilbao Vizcaya Argentaria S.A. Sponsored ADR | $1,001 - $15,000 | Dividends |
| BHP Billiton PLC Sponsored ADR | $1,001 - $15,000 | — |
| Carlsberg A/S Sponsored ADR | $1,001 - $15,000 | — |
| Carrefour S.A. Sponsored ADR | $1,001 - $15,000 | — |
| China Mobile Ltd. Sponsored ADR | $1,001 - $15,000 | Dividends |
| CK Hutchison Holdings Ltd. Unsponsored ADR | $1,001 - $15,000 | Dividends |
| DBS Group Holdings Ltd. Sponsored ADR | $1,001 - $15,000 | — |
| Deutsche Post AG Sponsored ADR | $1,001 - $15,000 | Dividends |
| DNB ASA Sponsored ADR | $1,001 - $15,000 | — |
| Fresenius Medical Care AG & Co. Sponsored ADR | $1,001 - $15,000 | — |
| HSBC Holdings Plc Sponsored ADR | $1,001 - $15,000 | Dividends |
| Intesa Sanpaolo S.p.A. Sponsored ADR | $1,001 - $15,000 | Dividends |
| Julius Baer Group Ltd. ADR | $1,001 - $15,000 | Dividends |
| Komatsu Ltd. Sponsored ADR | $1,001 - $15,000 | — |
| Koninklijke Philips N.V. Sponsored ADR | $1,001 - $15,000 | Dividends |
| Mazda Motor Corp. ADR | $1,001 - $15,000 | — |
| Murata Manufacturing Co. Ltd. ADR | $1,001 - $15,000 | — |
| Orange S.A. Sponsored ADR | $1,001 - $15,000 | Dividends |
| Otsuka Holdings Co. Ltd. Unsponsored ADR | $1,001 - $15,000 | Dividends |
| Panasonic Corp. Sponsored ADR | $1,001 - $15,000 | — |
| Royal DSM N.V. Sponsored ADR | $1,001 - $15,000 | Dividends |
| Royal KPN N.V. Sponsored ADR | $1,001 - $15,000 | Dividends |
| Secom Co. Ltd. ADR | $1,001 - $15,000 | — |
| Seiko Epson Corp. Unsponsored ADR | $1,001 - $15,000 | Dividends |
| Smith & Nephew Plc Sponsored ADR | $1,001 - $15,000 | Dividends |
| Societe Generale S.A. Sponsored ADR | $1,001 - $15,000 | Dividends |
| Suntory Beverage & Food Ltd. Unsponsored ADR | $1,001 - $15,000 | Dividends |
| Total S.A. Sponsored ADR | $1,001 - $15,000 | Dividends |
| Accor S.A. Sponsored ADR | $1,001 - $15,000 | Dividends |
| Adidas AG Sponsored ADR | $1,001 - $15,000 | Dividends |
| AstraZeneca Plc Sponsored ADR | $1,001 - $15,000 | Dividends |
| Atos Origin S.A. ADR | $1,001 - $15,000 | Dividends |
| Barclays Plc ADR | $1,001 - $15,000 | Dividends |
| Denso Corp. ADR | $1,001 - $15,000 | Dividends |
| E.ON SE Sponsored ADR | $1,001 - $15,000 | Dividends |
| Embraer S.A. Sponsored ADR | $1,001 - $15,000 | — |
| Engie Sponsored ADR | $1,001 - $15,000 | Dividends |
| Ericsson | $1,001 - $15,000 | Dividends |
| Gemalto N.V. Sponsored ADR | $1,001 - $15,000 | — |
| Global Logistic Properties Ltd. | $1,001 - $15,000 | — |
| IHS Markit Ltd./Markit Ltd. | $1,001 - $15,000 | — |
| Infineon Technologies AG | $1,001 - $15,000 | Dividends |
| Lixil Group Corp. | $1,001 - $15,000 | Dividends |
| Novartis AG Sponsored ADR | $1,001 - $15,000 | Dividends |
| Roche Holding Ltd. AG Sponsored ADR | $1,001 - $15,000 | Dividends |
| Seven & i Holdings Co. Ltd. Sponsored ADR | $1,001 - $15,000 | Dividends |
| Sky Plc Sponsored ADR | $1,001 - $15,000 | Dividends |
| Sumitomo Mitshui Banking Corp. | $1,001 - $15,000 | Dividends |
| Syngenta AG Sponsored ADR | $1,001 - $15,000 | Dividends |
| Toray Industries Inc. ADR | $1,001 - $15,000 | — |
| Unibail-Rodamco SE ADR | $1,001 - $15,000 | Dividends |
| Vivendi SA | $1,001 - $15,000 | Dividends |
| Vodafone Group Plc Sponsored ADR | $1,001 - $15,000 | Dividends |
| William Hill Plc ADR | $1,001 - $15,000 | Dividends |
| WPP Plc Sponsored ADR | $1,001 - $15,000 | Dividends |
| America Movil S.A.B. de C.V. ADR | $1,001 - $15,000 | — |
| Bayer AG Sponsored ADR | $1,001 - $15,000 | — |
| BG Group Plc Sponsored ADR | $1,001 - $15,000 | — |
| Check Point Software Technologies Ltd. | $1,001 - $15,000 | — |
| Deutsche Boerse ADR | $1,001 - $15,000 | — |
| GEA Group AG Sponsored ADR | $1,001 - $15,000 | — |
| Heineken N.V. Sponsored ADR | $1,001 - $15,000 | — |
| Hitachi Ltd. ADR | $1,001 - $15,000 | — |
| Holcim Ltd. | $1,001 - $15,000 | — |
| Nippon Telegraph and Telephone Corp. | $1,001 - $15,000 | Dividends |
| Pearson Plc Sponsored ADR | $1,001 - $15,000 | — |
| Porsche Automobil Holding SE | $1,001 - $15,000 | Dividends |
| Repsol SA Sponsored ADR | $1,001 - $15,000 | Dividends |
| Sony Corp. ADR | $1,001 - $15,000 | — |
| Taiwan Semiconductor Manufacturing Co. Ltd. | $1,001 - $15,000 | — |
| Trend Micro Inc. | $1,001 - $15,000 | — |
| Solamere Holdco I LLC | $1,001 - $15,000 | Capital Gains |
| Bank of America Corp. | $1,001 - $15,000 | — |
| Intel Corp. | $1,001 - $15,000 | — |
| Guggenheim Credit Allocation Fund EIF | $1,001 - $15,000 | — |
| Third Avenue Focused Credit Fund Institutional Class EIF | $1,001 - $15,000 | — |
| ETRACS CMCI Total Return ETN EIF | $1,001 - $15,000 | — |
| Bank of America Corp. | $1,001 - $15,000 | — |
| Intel Corp. | $1,001 - $15,000 | — |
| Twitter Inc. | $1,001 - $15,000 | — |
| Walt Disney Co. | $1,001 - $15,000 | — |
| WisdomTree Japan Hedged Equity Fund ETF EIF | $1,001 - $15,000 | — |
| Ares Dynamic Credit Allocation Fund EIF | $1,001 - $15,000 | — |
| Eaton Vance Limited Duration Income Fund EIF | $1,001 - $15,000 | — |
| Nuveen Credit Strategies Income Fund EIF | $1,001 - $15,000 | — |
| Third Avenue Focused Credit Fund Institutional Class EIF | $1,001 - $15,000 | — |
| ETRACS CMCI Total Return ETN EIF | $1,001 - $15,000 | — |
| UBS Account #6 | — | — |
| UBS Account #5 | — | — |
| Colorado Christian University - 7/2/2016 | — | Honorarium |
| UBS Account #4 | — | — |
| UBS Account #3 | — | — |
| UBS Account #2 | — | — |
| UBS Account #1 | — | — |
| UBS Dependent Child Trust #1 | — | — |
| UBS Dependent Child Trust #2 | — | — |
| Apollo ANRP Co-Investors II (B) LP | — | — |
| Lincoln Club Institute - 10/26/2016 | — | Honorarium |
| Apollo Co-Investors VIII (B) LP | — | — |
| UBS Account #8 | — | — |
| CKE Restaurants Holdings, Inc. | — | Salary and bonus |
| UBS Account #7 | — | — |
| The Steamboat Institute - 8/26/2016 | — | Honorarium |
| Welltower Inc. REIT EIF | None (or less than $1,001) | — |