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Est. Assets
$325.2M – $875.2M
Assets Disclosed
557
Est. Liabilities
$10.1M – $44.4M
Positions Held
82
| $25,000,001 - $50,000,000 |
| — |
| — |
| Ross Expansion FLP, LP -- carried interest | filer | $5,000,001 - $25,000,000 | — | — |
| Bear Stearns Co. Inc. 7 1/4% Feb 1, 2018 DTD 02/01/2008 073902-RU-4 A-/A3 | filer | $5,000,001 - $25,000,000 | Capital Gains Interest | — |
| Invesco Ltd. restricted stock (unvested) | filer | $5,000,001 - $25,000,000 | — | — |
| Starboard WLR Associates L.P. | filer | $5,000,001 - $25,000,000 | — | — |
| WLR Recovery Associates IV LLC | filer | $5,000,001 - $25,000,000 | Capital Gains Dividends | — |
| Bear Stearns Co. Inc. 6.4% Oct 2, 2017 DTD 10/02/2007 073902-PR-3 A1/A3 | filer | $5,000,001 - $25,000,000 | Interest Capital Gains | — |
| WLR Recovery Fund IV, L.P. -- Carried Interest | filer | $5,000,001 - $25,000,000 | — | — |
| Invesco Ltd. stock | filer | $5,000,001 - $25,000,000 | Dividends | — |
| Southwestern Public Service Co. NTS ISIN CUSIP 845743BM45 8.7500% Matures 12/01/2018 | filer | $5,000,001 - $25,000,000 | Interest | — |
| WL Ross Sponsor LLC | filer | $5,000,001 - $25,000,000 | — | — |
| Cash | filer | $5,000,001 - $25,000,000 | — | — |
| U.S. Treasury 8.75% 5/15/17 912810-DY-1 NR/AAA | filer | $5,000,001 - $25,000,000 | Interest Capital Gains | — |
| Invesco Group Services, anticipated bonus | filer | $1,000,001 - $5,000,000 | — | — |
| YG Partners Fund, LP EIF | filer | $1,000,001 - $5,000,000 | — | — |
| WLR Recovery Associates IV DSS AIV, L.P. | filer | $1,000,001 - $5,000,000 | — | — |
| WLR Recovery Associates V LLC | filer | $1,000,001 - $5,000,000 | Dividends Capital Gains | — |
| WLR Recovery Fund IV DSS AIV, L.P. -- Carried Interest | filer | $1,000,001 - $5,000,000 | — | — |
| WLR/IVZ Mortgage Recovery Associates LLC -- Carried Interest | filer | $1,000,001 - $5,000,000 | — | — |
| UBS AG Deposit Account | filer | $1,000,001 - $5,000,000 | — | — |
| U.S. Brokerage Account #6 (cash) | filer | $1,000,001 - $5,000,000 | — | — |
| U.S. Money Market Account #2 (cash) | filer | $1,000,001 - $5,000,000 | Interest | — |
| Ross CG Associates, LP - Carried Interest | filer | $1,000,001 - $5,000,000 | — | — |
| Ross FOF, LLC | filer | $1,000,001 - $5,000,000 | Dividends Capital Gains Interest | — |
| WLR Recovery Associates V DSS AIV, L.P. | filer | $1,000,001 - $5,000,000 | Dividends Capital Gains Interest | — |
| Ross CG Associates, LP | filer | $1,000,001 - $5,000,000 | Capital Gains Dividends | — |
| Asia Recovery Associates L.P. -- Carried Interest | filer | $1,000,001 - $5,000,000 | — | — |
| WLR Conduit MM LLC | filer | $500,001 - $1,000,000 | Capital Gains Dividends | — |
| WLR/IVZ Mortgage Recovery Associates LLC | filer | $500,001 - $1,000,000 | Dividends Capital Gains Interest | — |
| UBS AG Deposit Account (cash) | filer | $500,001 - $1,000,000 | — | — |
| Formation8 Partners Fund I EIF | filer | $500,001 - $1,000,000 | — | — |
| Aperam NY Reg Shares (steel) | filer | $500,001 - $1,000,000 | Dividends Capital Gains | — |
| Arcelor Mittal SA | filer | $500,001 - $1,000,000 | Dividends Capital Gains | — |
| WLR Nanotechnology LP LLC | filer | $500,001 - $1,000,000 | — | — |
| WLR Recovery Associates LLC (cash) | filer | $500,001 - $1,000,000 | — | — |
| Citigroup Inc Bond Perpetual 6.25000% | filer | $500,001 - $1,000,000 | Interest | — |
| U.S. Bank Account #1 (cash) | filer | $500,001 - $1,000,000 | Interest | — |
| Neustar Inc CL A | filer | $500,001 - $1,000,000 | — | — |
| WLR Recovery Associates III, LLC | filer | $500,001 - $1,000,000 | Dividends | — |
| MSCI Inc Com | filer | $500,001 - $1,000,000 | Dividends | — |
| WLR Conduit MM LLC -- Carried interest | filer | $500,001 - $1,000,000 | — | — |
| Apple Inc. | filer | $500,001 - $1,000,000 | Dividends | — |
| CME Group Inc. | filer | $500,001 - $1,000,000 | Dividends | — |
| MSCI Inc Com | spouse | $250,001 - $500,000 | Dividends | — |
| SVB Finl Group | spouse | $250,001 - $500,000 | — | — |
| Verisk Analytics Inc. Com | spouse | $250,001 - $500,000 | — | — |
| Wex Inc Com | spouse | $250,001 - $500,000 | — | — |
| Zoetis Inc Com USD0.01 CL A | spouse | $250,001 - $500,000 | Dividends | — |
| HSBC HLDGS PLC PERP SUB CAP SECS | spouse | $250,001 - $500,000 | Dividends | — |
| Absolute Recovery Capital Partners LLC | filer | $250,001 - $500,000 | Capital Gains | — |
| WLR Recovery Associates, II LLC | filer | $250,001 - $500,000 | Dividends | — |
| Cash account 1 | filer | $250,001 - $500,000 | Interest | — |
| Air Lease Corporation | filer | $250,001 - $500,000 | Dividends Capital Gains | — |
| UBS Select Govt Capital EIF | filer | $250,001 - $500,000 | — | — |
| Intercontinental Exchange, Inc. | filer | $250,001 - $500,000 | Dividends | — |
| CDW Corp Com USD0.01 | filer | $250,001 - $500,000 | Dividends | — |
| ArcelorMittal SA NY Reg. | filer | $250,001 - $500,000 | — | — |
| Dreyfus Government Cash Mgmt Admin EIF | filer | $250,001 - $500,000 | — | — |
| Boeing Co. | filer | $250,001 - $500,000 | Dividends | — |
| Chevron Corp New Com | filer | $250,001 - $500,000 | Dividends | — |
| Moodys Corp | filer | $250,001 - $500,000 | Dividends | — |
| Neustar Inc CL A | filer | $250,001 - $500,000 | — | — |
| SVB Finl Group | filer | $250,001 - $500,000 | — | — |
| Verisk Analytics Inc Com | filer | $250,001 - $500,000 | — | — |
| Wex Inc Com | filer | $250,001 - $500,000 | — | — |
| Zoetis Inc Com USD0.01 CL A | filer | $250,001 - $500,000 | Dividends | — |
| New Jersey St Tran Corp Grant Antic Ntw | filer | $250,001 - $500,000 | Interest | — |
| El Paso Cnty Facs Corp Colo Ctfs Partn | filer | $250,001 - $500,000 | Interest | — |
| North Tex Twy Auth Rev Ref Bds Ser | filer | $250,001 - $500,000 | Interest | — |
| Leander Tx Indpt Sch Dist Ult Tax Ref | filer | $250,001 - $500,000 | Interest | — |
| Atlanta Ga Dev Auth Rev Rev Bds Georgia | filer | $250,001 - $500,000 | Interest | — |
| Chicago Ill Tran Auth Cap Grnt Rcpts | filer | $250,001 - $500,000 | Interest | — |
| New Jersey St Higher Ed Assistance Auth | filer | $250,001 - $500,000 | Interest | — |
| Houston Tex Cmnty College Sys Rev | filer | $250,001 - $500,000 | Interest | — |
| Lee Cnty Fla Sch Brd Cifs Partn Cops | filer | $250,001 - $500,000 | Interest | — |
| Texas St Pub Fin Auth Rev Financing | filer | $250,001 - $500,000 | Interest | — |
| New Orleans La Go Ref Bds Ser 2015 | filer | $250,001 - $500,000 | Interest | — |
| Reedy Creek Impt Dist Fla Ad Valorim | filer | $250,001 - $500,000 | Interest | — |
| Northern Ind Commuter Transn Dist | filer | $250,001 - $500,000 | Interest | — |
| Indiana St Fin Auth Wastewater Util Rev | filer | $250,001 - $500,000 | Interest | — |
| Alamo Tex Cmnty College Dist Ltd Tax | filer | $250,001 - $500,000 | Interest | — |
| New York Liberty Dev Corp Liberty Rev | filer | $250,001 - $500,000 | Interest | — |
| Birmingham Ala Go Refunding Warrants Series | filer | $250,001 - $500,000 | Interest | — |
| New Prairie UTD Sch Bldg Corp. | filer | $250,001 - $500,000 | Interest | — |
| Dreyfus Government Cash Mgmt Admin EIF | filer | $250,001 - $500,000 | — | — |
| Edinburg Tex Cons Indpt Sch Dist Ultd | filer | $250,001 - $500,000 | Interest | — |
| Wyanootee Cnty Kans City Kans Uni Govt | filer | $250,001 - $500,000 | Interest | — |
| Michigan Fin Auth Rev Rev Ref | filer | $250,001 - $500,000 | Interest | — |
| WLR Recovery Fund II, L.P. -- Carried Interest | filer | $250,001 - $500,000 | — | — |
| Amphenol Corp CL A | spouse | $250,001 - $500,000 | Dividends | — |
| Boeing Co. | spouse | $250,001 - $500,000 | Dividends | — |
| CDW Corp Com USD0.01 | spouse | $250,001 - $500,000 | Dividends | — |
| CME Group Inc. | spouse | $250,001 - $500,000 | Dividends | — |
| Moodys Corp | spouse | $250,001 - $500,000 | Dividends | — |
| Verisk Analytics Inc. Com | filer | $100,001 - $250,000 | — | — |
| Fireeye Inc Com | filer | $100,001 - $250,000 | — | — |
| Indiana St Fin Auth Wastewaster Util Rev | filer | $100,001 - $250,000 | Interest | — |
| St Charles Cnty Mo Pub Wtr Supply Dist | filer | $100,001 - $250,000 | Interest | — |
| U.S. Deposit Account (cash) | filer | $100,001 - $250,000 | — | — |
| Ross CG Cypress Associates, LP -- Carried Interest | filer | $100,001 - $250,000 | — | — |
| Illinois Fin Auth Rev Rev Bds Trinity | filer | $100,001 - $250,000 | Interest | — |
| Atara Biotherapeutics Inc Com | filer | $100,001 - $250,000 | — | — |
| Cash deposit account | filer | $100,001 - $250,000 | — | — |
| U.S. Bank Account #2 (cash) | filer | $100,001 - $250,000 | — | — |
| Ross CG Pearl Associates, LP -- carried interest | filer | $100,001 - $250,000 | — | — |
| U.S. brokerage/investment account (cash) | filer | $100,001 - $250,000 | — | — |
| WLR Recovery Associates III LLC | filer | $100,001 - $250,000 | Dividends | — |
| WLR Recovery Associates II LLC | filer | $100,001 - $250,000 | Interest | — |
| Amphenol Copr CL A | filer | $100,001 - $250,000 | Dividends | — |
| Boeing Co. | filer | $100,001 - $250,000 | Dividends | — |
| Neustar Inc. CL A | spouse | $100,001 - $250,000 | — | — |
| CME Group Inc. | filer | $100,001 - $250,000 | Dividends | — |
| MSCI Inc Com | filer | $100,001 - $250,000 | Dividends | — |
| Neustar Inc. CL A | filer | $100,001 - $250,000 | — | — |
| India Asset Recovery Associates LLC | filer | $100,001 - $250,000 | Dividends | — |
| Wex Inc Com | filer | $100,001 - $250,000 | — | — |
| Zoetis Inc Com USD0.01 CL A | filer | $100,001 - $250,000 | Dividends | — |
| Aperam NY Reg. | filer | $100,001 - $250,000 | — | — |
| Houston Tex Hotel Occupancy Tax & SPL | filer | $100,001 - $250,000 | Interest | — |
| U.S. brokerage/investment account (cash) | filer | $100,001 - $250,000 | — | — |
| Atlanta GA Dev Auth Rev Rev 8DS Georgia | filer | $100,001 - $250,000 | Interest | — |
| North Tex Twy Auth Rev Ref Bds Ser. A | filer | $100,001 - $250,000 | Interest | — |
| U.S. Brokerage Account #5 (cash) | filer | $100,001 - $250,000 | Interest | — |
| Merck & Co. Inc New Com | filer | $100,001 - $250,000 | Dividends | — |
| Greenville Tex 8 0 Ref Bos Ser. 2008 | filer | $100,001 - $250,000 | Interest | — |
| MSCI Inc Com | filer | $100,001 - $250,000 | Dividends | — |
| Houston Tex Cmmty College Sys Rev | filer | $100,001 - $250,000 | Interest | — |
| Key West FLA Util Brd Elec Rev Elec | filer | $100,001 - $250,000 | Interest | — |
| New Jersey St Higher Ed Assistance Auth Ref BDS 1A | filer | $100,001 - $250,000 | Interest | — |
| Kansas City Mo Spl Oblig Spl Dblig Sds | filer | $100,001 - $250,000 | Interest | — |
| Pennsylvania St Tpk Commn TpkRev Rev | filer | $100,001 - $250,000 | Interest | — |
| Gainesville & Hall Cnty Ga Hos P Auth | filer | $100,001 - $250,000 | Interest | — |
| Fort Myers Fla Cap Impt Rev Cap Impt | filer | $100,001 - $250,000 | Interest | — |
| Key West Fla Util Brd Elec Rev Elec | filer | $100,001 - $250,000 | Interest | — |
| Buffalo & Ft Erie N Y Pub Brog Auth Toll | filer | $100,001 - $250,000 | Interest | — |
| Wells Fargo & Co New Dep SHS REPSTG | spouse | $100,001 - $250,000 | Dividends | — |
| Pound Sterling (cash account in overseas JP Morgan account) | filer | $100,001 - $250,000 | — | — |
| HSBC Hldgs Plc Perp Sub Cap Secs Secs | filer | $100,001 - $250,000 | Interest | — |
| State St Instl Liquid Resvs Fd Shs Ben Int | filer | $100,001 - $250,000 | Interest | — |
| WLR Mezzanine Associates, LLC | filer | $100,001 - $250,000 | — | — |
| Exco (unvested shares) | filer | $100,001 - $250,000 | — | — |
| Ross Expansion FLP, LP | filer | $100,001 - $250,000 | — | — |
| U.S. Money Market Account #1 (cash) | filer | $50,001 - $100,000 | — | — |
| WLR Recovery Associates IV DSS AIV GP, Ltd. (Cayman) | filer | $50,001 - $100,000 | — | — |
| WLR Recovery Associates IV, LLC | filer | $50,001 - $100,000 | — | — |
| Ross CG Cypress Associates, LLC | filer | $50,001 - $100,000 | Capital Gains Dividends | — |
| Dreyfus Government Cash Mgmt Admin EIF | filer | $50,001 - $100,000 | — | — |
| WLR Select Associates DSS, L.P. | filer | $50,001 - $100,000 | Dividends Interest Capital Gains | — |
| Formation8 Partners Entrepreneur Fund II EIF | filer | $50,001 - $100,000 | — | — |
| SVB Finl Group | filer | $50,001 - $100,000 | — | — |
| Starboard GP Ltd. | filer | $50,001 - $100,000 | Dividends | — |
| 8 Partners VC Fund I, L.P. EIF | filer | $50,001 - $100,000 | — | — |
| Federated Govt Obl; II EIF | filer | $15,001 - $50,000 | — | — |
| SinoTech Power Group Holding (solar power) | filer | $15,001 - $50,000 | — | — |
| Atara Biotherapeutics Inc Com | spouse | $15,001 - $50,000 | — | — |
| Phononic Devices, Inc. (consumer products manufacturing) | filer | $15,001 - $50,000 | — | — |
| Exco (vested shares) | filer | $15,001 - $50,000 | — | — |
| WLR Select Associates LLC | filer | $15,001 - $50,000 | Dividends Interest | — |
| Invesco Core Plus Fixed Income EIF | filer | $15,001 - $50,000 | — | — |
| Huaneng Renewables Corp., Ltd. (energy) | filer | $15,001 - $50,000 | — | — |
| SSgA U.S. Bond Index Non-Lending Series Fund Class C EIF | filer | $15,001 - $50,000 | — | — |
| SSgA Inflation Protected Bond Index Fund EIF | filer | $15,001 - $50,000 | — | — |
| 8VC Angel Fund I, L.P. EIF | filer | $15,001 - $50,000 | — | — |
| Asia Recovery Co-Invest Partners, L.P. | filer | $1,001 - $15,000 | — | — |
| WLR Nanotechnology GP LLC | filer | $1,001 - $15,000 | — | — |
| Longmen Group Limited (natural gas) | filer | $1,001 - $15,000 | — | — |
| ChargePoint, Inc. (electric vehicle charging) | filer | $1,001 - $15,000 | — | — |
| WLR IMRF II Associates LLC | filer | $1,001 - $15,000 | — | — |
| BankUnited, Inc. | filer | $1,001 - $15,000 | — | — |
| Ocwen Financial Corporation | filer | $1,001 - $15,000 | — | — |
| Sun Bancorp, Inc. | filer | $1,001 - $15,000 | — | — |
| Organica Water Inc. (wastewater infrastructure) | filer | $1,001 - $15,000 | — | — |
| WLR Recovery Fund V DSS AIV, L.P. | filer | — | — | — |
| WLR/TRF Shipping LP (Cayman) | filer | — | — | — |
| WLR/TRF Shipping II LP (Cayman) | filer | — | — | — |
| Navigator Holdings Ltd. (transoceanic shipping) | filer | — | — | — |
| DSS Holdings, L.P. (transoceanic shipping) | filer | — | — | — |
| WLR Recovery Associates V DSS AIV GP, Ltd. | filer | — | — | — |
| WLR Recovery Associates V DSS AIV, L.P. | filer | — | — | — |
| WLR Recovery Fund V DSS AIV, L.P. -- Carried Interest (value not readily ascertainable) | filer | — | — | — |
| Invesco Mortgage Recovery Master Associates LLC | filer | — | — | — |
| Invesco Mortgage Recovery Offshore Feeder Fund, L.P. | filer | — | — | — |
| Invesco Mortgage Recovery Feeder Fund, L.P. | filer | — | — | — |
| Invesco Mortgage Recovery Master Fund, L.P. | filer | — | — | — |
| Invesco Legacy Securities Master Fund, L.P. | filer | — | — | — |
| Invesco Mortgage Recovery Feeder Fund, L.P. | filer | — | — | — |
| Invesco Mortgage Recovery Master Fund, L.P. | filer | — | — | — |
| Invesco Legacy Securities Master Fund, L.P. | filer | — | — | — |
| Invesco Legacy Securities Offshore Feeder Fund, L.P. | filer | — | — | — |
| Invesco Legacy Securities Feeder Fund, L.P. | filer | — | — | — |
| Invesco Legacy Securities Master Fund, L.P. | filer | — | — | — |
| Invesco Mortgage Recovery Master Fund, L.P. | filer | — | — | — |
| Invesco Legacy Securities Master Fund, L.P. | filer | — | — | — |
| Invesco Legacy Securities Feeder Fund, L.P. | filer | — | — | — |
| Invesco Legacy Securities Master Fund, L.P. | filer | — | — | — |
| Invesco Legacy Securities Master Fund, L.P. | filer | — | — | — |
| Invesco Mortgage Recovery Loans AIV, L.P. | filer | — | — | — |
| Invesco Mortgage Recovery Master Loans AIV, L.P. | filer | — | — | — |
| Invesco Mortgage Recovery Loans Feeder Fund, L.P. (Cayman) | filer | — | — | — |
| Invesco Mortgage Recovery Loans AIV, L.P. | filer | — | — | — |
| Invesco Mortgage Recovery Master Loans AIV, L.P. | filer | — | — | — |
| Invesco Mortgage Recovery Loans AIV, L.P. | filer | — | — | — |
| Invesco Mortgage Recovery Master Loans AIV, L.P. | filer | — | — | — |
| Invesco Mortgage Recovery Master Loans AIV, L.P. | filer | — | — | — |
| WLR IV PPIP Co-Invest Offshore Feeder Fund, L.P. | filer | — | — | — |
| WLR IV PPIP Co-Invest, L.P. | filer | — | — | — |
| Invesco Mortgage Recovery Master Fund, L.P. | filer | — | — | — |
| Invesco Legacy Securities Master Fund, L.P. | filer | — | — | — |
| WLR IV PPIP Co-Invest, L.P. | filer | — | — | — |
| Invesco Mortgage Recovery Master Fund, L.P. | filer | — | — | — |
| Invesco Legacy Securities Master Fund, L.P. | filer | — | — | — |
| WLR IV PPIP Co-Invest Loans AIV, L.P. | filer | — | — | — |
| Invesco Mortgage Recovery Master Loans AIV, L.P. | filer | — | — | — |
| WLR IV PPIP Coinvest Loans Feeder Fund (Cayman), L.P. | filer | — | — | — |
| WLR IV PPIP Co-Invest Loans AIV, L.P. | filer | — | — | — |
| Invesco Mortgage Recovery Master Loans AIV, L.P. | filer | — | — | — |
| WLR Whole Loan Fund, L.P. | filer | — | — | — |
| WLR LeFrak (Northwest) LLC (real estate loans) | filer | — | — | — |
| Market Square Member LLC (real estate loans) | filer | — | — | — |
| Indiana Retail Member LLC (real estate loans) | filer | — | — | — |
| Shackleford Crossings Member LLC (real estate loan) | filer | — | — | — |
| Colfin Milestone North Funding LLC (real estate loan) | filer | — | — | — |
| IMRF Hotel Member LLC (real estate loan) | filer | — | — | — |
| IMRF Watchtower Member LLC (real estate loan) | filer | — | — | — |
| IMRF Industrial Member LLC (real estate loan) | filer | — | — | — |
| WLR IV PPIP Co-Invest Loans AIV, L.P. | filer | — | — | — |
| Invesco Mortgage Recovery Master Loans AIV, L.P. | filer | — | — | — |
| Starboard Recovery Associates, L.P. | filer | — | — | — |
| WLR Navig8 Co-Investment, L.P. | filer | — | — | — |
| WLR/TRF Shipping S.a. r.l. | filer | — | — | — |
| Transportation Recovery Fund, L.P. -- Carried Interest (value not readily ascertainable) | filer | — | — | — |
| IRA - Traditional | filer | — | — | — |
| WLR Recovery Fund II, L.P. | filer | — | — | — |
| International Textile Group (textiles) (no longer held) | filer | — | — | — |
| WLR Cone Mills Surplus Assets LLC (textiles) (no longer held) | filer | — | — | — |
| Ohizumi Mfg Co Ltd. (electronics, Japan) (no longer held) | filer | — | — | — |
| Nano-Tex LLC (textiles) (no longer held) | filer | — | — | — |
| IAC Group North America LLC (automotive parts) | filer | — | — | — |
| IAC Group Brazil LLC (automotive parts) | filer | — | — | — |
| WLR Recovery Fund III, L.P. | filer | — | — | — |
| International Textile Group (textiles) (no longer held) | filer | — | — | — |
| IAC Group North America LLC (automotive parts) | filer | — | — | — |
| IAC Group Brazil LLC (automotive parts) | filer | — | — | — |
| OCM India Limited (textiles) (no longer held) | filer | — | — | — |
| WLR Recovery Associates IV DSS AIV, L.P. | filer | — | — | — |
| IRA - Roth | filer | — | Interest Dividends | — |
| India Asset Recovery GP Ltd. (Cayman) | filer | — | — | — |
| India Asset Recovery Fund LP -- Carried Interest (value not readily ascertainable) | filer | — | — | — |
| India Asset Recovery Fund LP | filer | — | — | — |
| India Asset Recovery Fund Limited | filer | — | — | — |
| OCM India Limited (textiles) | filer | — | — | — |
| Ross CG GP LLC | filer | — | — | — |
| Taiyo Pearl GP, L.P. | filer | — | — | — |
| Taiyo Pearl Delaware Fund, L.P. | filer | — | — | — |
| Taiyo Pearl Master Fund, L.P. | filer | — | — | — |
| Nifco Inc. (plastics) | filer | — | — | — |
| J Trust Co. Ltd. (financial services; real estate) | filer | — | — | — |
| Matsui Securities Co. Ltd. (financial services) | filer | — | — | — |
| Topcon Corp. (positioning instruments) | filer | — | — | — |
| Ulvac Inc. (machinery) | filer | — | — | — |
| Disco Corp. (precision tools) | filer | — | — | — |
| Horiba Ltd. (precision instruments) | filer | — | — | — |
| Peptidream Inc. (pharmaceuticals, Japan) | filer | — | — | — |
| Nissha Printing Co. Ltd. (Manufacturing, electronics, and medical devices, Japan) | filer | — | — | — |
| Miraca Holdings Inc. (healthcare) | filer | — | — | — |
| CyberAgent, Inc. (internet business) | filer | — | — | — |
| Taiyo Pearl Fund, L.P. | filer | — | — | — |
| Taiyo Pearl Master Fund, L.P. | filer | — | — | — |
| Taiyo Pearl Fund, Ltd. | filer | — | — | — |
| Taiyo Pearl Master Fund, L.P. | filer | — | — | — |
| Taiyo Pearl Master Fund, L.P. | filer | — | — | — |
| Ross CG Cypress Associates, LP | filer | — | — | — |
| Ross CG Pearl Associates, LLC | filer | — | — | — |
| WL Ross GP LLC | filer | — | — | — |
| Asia Recovery Associates L.P. | filer | — | — | — |
| Ohizumi Mfg Co Ltd. (electronics, Japan) (no longer held) | filer | — | — | — |
| WLR Recovery Associates IV DSS AIV GP, Ltd. (Cayman) | filer | — | — | — |
| WLR Recovery Fund IV DSS AIV, L.P. | filer | — | — | — |
| Starboard Recovery Associates, L.P. | filer | — | — | — |
| Ross Expansion GP, LLC | filer | — | — | — |
| Ross Expansion Associates, L.P. | filer | — | — | — |
| WLR Euro Wagon Management Limited (Jersey) | filer | — | — | — |
| IPE Euro Wagon L.P. (Jersey) | filer | — | — | — |
| Euro Wagon, LP | filer | — | — | — |
| Euro Wagon II, LP | filer | — | — | — |
| NKK Corporation | filer | — | Honorarium from speech in March 2016. Donated to The Japan Society. | — |
| Rothschild Profit Sharing Plan (underlying assets are not ascertainable) | filer | — | Distributions from plan. | — |
| WLR Select Associates DSS GP Ltd. (Cayman) | filer | — | — | — |
| WLR Select Associates DSS, L.P. | filer | — | — | — |
| WLR Select Co-Investment Mezzanine AIV, L.P. (Cayman) | filer | — | — | — |
| WLR Cardinal Mezzanine Fund L.P. (Cayman) | filer | — | — | — |
| WLR Select Co-Investment, L.P. (Cayman) -- Carried Interest (value not readily ascertainable) | filer | — | — | — |
| WLR Select Co-Investment Mezzanine AIV, L.P. (Cayman) | filer | — | — | — |
| WLR Mezzanine Splitter, L.P. (Cayman) | filer | — | — | — |
| WLR Cardinal Mezzanine Fund L.P. (Cayman) | filer | — | — | — |
| WLR Select Co-Investment, L.P. (Cayman) | filer | — | — | — |
| WLR IV VM II LLC | filer | — | — | — |
| Navigator Holdings Ltd. (transoceanic shipping) | filer | — | — | — |
| PB Materials Holdings Inc. (construction) | filer | — | — | — |
| DSS Holdings, L.P. (shipping) | filer | — | — | — |
| WLR Select Co-Investment Mezzanine AIV Blocker, L.P. (Cayman) | filer | — | — | — |
| WLR Select Co-Investment Mezzanine AIV, L.P. (Cayman) (value not readily ascertainable) | filer | — | — | — |
| Masters Capital Nanotechnology Fund, LP. -- Carried Interest (not readily ascertainable) | filer | — | — | — |
| Masters Capital Nanotechnology, LLC | filer | — | — | — |
| Masters Capital Nanotechnology Fund, LP. | filer | — | — | — |
| Daylight Solutions, Inc. | filer | — | — | — |
| Nanosys, Inc. | filer | — | — | — |
| Masters Capital Nanotechnology Fund, LP. | filer | — | — | — |
| Powerhouse Cultural Entertainment (value not readily ascertainable) | spouse | — | Rent or Royalties | — |
| Dreyfus Government Cash Mgmt Admin EIF | spouse | Over $1,000,000 | — | — |
| SVB Finl Group | filer | Over $1,000,000 | — | — |
| Wex Inc Com | filer | Over $1,000,000 | — | — |
| U.S. Brokerage Account #1 | filer | — | — | — |
| Anheuser Busch INBEV WOR 7 3/4% Jan 15, 2019 DTD 01/15/2011 03523-BE-7 A/NR | filer | None (or less than $1,001) | Capital Gains Interest | — |
| Caterpillar Financial SE Medium Term Note 7.15% Feb 15, 2019 DTD 02/12/2009 14912L-4E-8 A/A2 | filer | None (or less than $1,001) | Capital Gains Interest | — |
| Goldman Sachs Group Inc. SR Notes 7 1/2% Feb 15, 2019 DTD 02/15/2009 38141E-A2-5 A-/BAA | filer | None (or less than $1,001) | Capital Gains Interest | — |
| MetLife Inc. Notes 7.717% Feb 15, 2019 DTD 02/15/2009 59156R-AT-5 A-/A3 | filer | None (or less than $1,001) | Capital Gains Interest | — |
| Morgan Stanley 7.3% May 13, 2019 DTD 05/13/2009 61747Y-CG-8 A-/BAA | filer | None (or less than $1,001) | Capital Gains Interest | — |
| Dow Chemicals Co., The Notes 8.55% May 15, 2019 DTD 05/13/2009 260543-BX-0 BBB/BAA | filer | None (or less than $1,001) | Capital Gains Interest | — |
| Citigroup Inc. SR Notes 8 1/2% May 22, 2009 DTD 05/22/2009 172967-EV-9 A-/BAA | filer | None (or less than $1,001) | Capital Gains Interest | — |
| Bank of America Corp SR Notes 7 5/8% Jun 01, 2019 DTD 06/02/2009 06051G-DZ-9 A- /BAA | filer | None (or less than $1,001) | Capital Gains Interest | — |
| General Elec Cap Corp 6% Aug 07, 2019 DTD 08/07/2009 36962G-4D-3 AA+/A1 | filer | None (or less than $1,001) | Capital Gains Interest | — |
| XTO Energy Corp 61/2% Dec 15, 2018 DTD 08/07/2008 98385X-AT-3 AAA/AAA | filer | None (or less than $1,001) | Capital Gains Interest | — |
| U.S. Brokerage Account #2 | filer | — | — | — |
| UBS Select Prime Institutional Fund EIF | filer | None (or less than $1,001) | — | — |
| Tennessee Gas Pipeline NTS B/E 8.000% Matures 02/01/2016 CUSIP 880451AY5 | filer | None (or less than $1,001) | Capital Gains Interest | — |
| Metlife Inc NTS B/E 6.750% Matures 06/01/2016 CUSIP 59156RAU2 | filer | None (or less than $1,001) | Capital Gains Interest | — |
| Natl Rural Util Coop Fin 10.375% Matures 11/01/2016 CUSIP 637432LR4 | filer | None (or less than $1,001) | Capital Gains Interest | — |
| Baker Hughes Inc. NTS 7.500% Matures 11/15/2018 CUSIP 057224AY3 | filer | None (or less than $1,001) | Capital Gains Interest | — |
| Goldman Sachs Group NTS 7.500% Matures 02/19/2019 CUSIP 38141EA25 | filer | None (or less than $1,001) | Capital Gains Interest | — |
| Dow Chemical Co NTS 8.550% Matures 05/15/2019 CUSIP 260543BX0 | filer | None (or less than $1,001) | Capital Gains Interest | — |
| Bank of Amer Corp NTS OBP B/E 7.625% Matures 06/01/2019 CUSIP 06051GDZ9 | filer | None (or less than $1,001) | Capital Gains Interest | — |
| Republic of Korea NTS Foreign Security 7.125% Matures 04/16/2019 ISIN US50064FAJ30 | filer | None (or less than $1,001) | Capital Gains Interest | — |
| UBS Select TX FR Capital EIF | filer | None (or less than $1,001) | — | — |
| U.S. Brokerage Account #3 | filer | — | — | — |
| U.S. Brokerage Account #4 | filer | — | — | — |
| Southwestern Public Service Co. NTS ISIN CUSIP 845743BM45 8.7500% Matures 12/01/2018 | filer | None (or less than $1,001) | Capital Gains Interest | — |
| United States Treasury BDS 9.250% NTS ISIN CUSIP 912810DV7 Matures 02/15/2016 | filer | None (or less than $1,001) | Capital Gains Interest | — |
| XTO Energy Inc. SR NTS 6.500% NTS ISIN CUSIP 98385XAT3 Matures 12/15/18 | filer | None (or less than $1,001) | Capital Gains Interest | — |
| U.S. Brokerage Account #7 (cash) | filer | None (or less than $1,001) | Interest Dividends | — |
| U.S. Brokerage Account #8 | filer | — | — | — |
| U.S. Brokerage Account #9 | filer | — | — | — |
| UBS Select Prime Capital EIF | filer | None (or less than $1,001) | — | — |
| U.S. Brokerage Account #10 | filer | — | — | — |
| Spouse - Trust: Under Will No. 1 | filer | — | — | — |
| SPDR S&P 500 ETF Trust Unit SER 1 S&P EIF | filer | Over $1,000,000 | — | — |
| Spouse - Trust: Under Agreement | filer | — | — | — |
| Verisk Analytics Inc Com | filer | Over $1,000,000 | — | — |
| SPDR S&P 500 ETF Trust Unit SER 1 S&P EIF | filer | Over $1,000,000 | — | — |
| Spouse - Trust: Under Will No. 2 | filer | — | — | — |
| Amphenol Copr CL A | filer | Over $1,000,000 | Dividends | — |
| Boeing Co. | filer | Over $1,000,000 | Dividends | — |
| CDW Corp Com USD0.01 | filer | Over $1,000,000 | Dividends | — |
| CME Group Inc. | filer | Over $1,000,000 | Dividends | — |
| Moodys Corp | filer | Over $1,000,000 | Dividends | — |
| Zoetis Inc Com USD0.01 CL A | filer | Over $1,000,000 | Dividends | — |
| Cumulus Media Inc-CL A | filer | None (or less than $1,001) | Dividends Capital Gains | — |
| United Parcel SVC Inc CL B | filer | None (or less than $1,001) | Dividends Capital Gains | — |
| Port Seattle Wash Rev. | filer | None (or less than $1,001) | Capital Gains Interest | — |
| Miami-Dade Cnty Fla Sch Brd | filer | None (or less than $1,001) | Capital Gains Interest | — |
| Chicago Ill Tran Auth Sales | filer | None (or less than $1,001) | Capital Gains Interest | — |
| New Jersey St Higher Ed Assistance Auth | filer | None (or less than $1,001) | Interest Capital Gains | — |
| State St Instl Liquid Resvs FD SHS Ben Int | filer | None (or less than $1,001) | Capital Gains Interest | — |
| Colorado Health Facs Auth Rev Catholic Health- Ser A | filer | None (or less than $1,001) | Capital Gains Interest | — |
| Marysville Ohio Wastewater Tre Ref | filer | None (or less than $1,001) | Capital Gains Interest | — |
| Redford Brownfield Charter Twp Tax Increment Bds Series | filer | None (or less than $1,001) | Capital Gains Interest | — |
| Pan Multi Strategy, L.P. | filer | — | — | — |
| AmeriGas Partners, L.P. (liquefied natural gas distribution) | filer | — | — | — |
| Buckeye Partners, L.P. | filer | — | — | — |
| Kinder Morgan Energy Partners, L.P. | filer | — | — | — |
| Plains All American Pipeline, L.P. | filer | — | — | — |
| Rhino Energy Holdings, LLC (coal mining) | filer | — | — | — |
| Pipeline Partners, L.P. (energy distribution) | filer | — | — | — |
| Magellan Midstream Partners, L.P. | filer | — | — | — |
| U.S. Brokerage Account #11 | filer | — | — | — |
| Invesco Recovery Loans Feeder Fund, L.P. (DE) | filer | — | — | DE |
| WLR IV Loans AIV, L.P. | filer | — | — | — |
| WLR IV PPIP Coinvest Loans Feeder Fund, L.P. (DE) | filer | — | — | DE |
| Invesco | filer | — | — | — |
| Invesco Group Services | filer | — | Base Salary | — |
| Invesco Group Services | filer | — | Bonus | — |
| Invesco 401k Plan | filer | — | — | — |
| Invesco Developing Markets R6 EIF | filer | None (or less than $1,001) | — | — |
| ArcelorMittal | filer | — | Director Fee | — |
| El Vedado, LLC | filer | — | — | — |
| WL Ross Group, L.P. | filer | — | — | — |
| WL Ross Group, L.P. | filer | — | — | — |
| WLR Recovery Fund IV, L.P. | filer | — | — | — |
| International Textile Group (textiles) (no longer held) | filer | — | — | — |
| WLR - Greenbrier Rail Inc. (railroads) (no longer held) | filer | — | — | — |
| Sun Bancorp. Inc. | filer | — | — | — |
| Cascade Bancorp | filer | — | — | — |
| Amalgamated Bank (banking) | filer | — | — | — |
| WLR Recovery Fund IV XCO Feeder I, L.P. | filer | — | — | — |
| WLR Recovery Fund IV XCO AIV I, L.P. | filer | — | — | — |
| EXCO Resources, Inc. | filer | — | — | — |
| WLR Recovery Fund IV XCO Feeder II, L.P. | filer | — | — | — |
| WLR Recovery Fund IV XCO AIV II, L.P. | filer | — | — | — |
| EXCO Resources, Inc. | filer | — | — | — |
| WLR Recovery Fund IV XCO Feeder III, L.P. | filer | — | — | — |
| WLR Recovery Fund IV XCO AIV III, L.P. | filer | — | — | — |
| EXCO Resources, Inc. | filer | — | — | — |
| WLR IV RRH AIV, L.P. | filer | — | — | — |
| Cantor Commercial Real Estate Company (real estate financing) | filer | — | — | — |
| WLR IV RRH Blocked AIV, L.P. | filer | — | — | — |
| Cantor Commercial Real Estate Company (real estate financing) | filer | — | — | — |
| WLR IV PPIP AIV, L.P. | filer | — | — | — |
| Invesco Mortgage Recovery Master Fund, L.P. | filer | — | — | — |
| Invesco Legacy Securities Master Fund, L.P. | filer | — | — | — |
| WLR IV PPIP AIV Feeder, L.P. | filer | — | — | — |
| WLR IV PPIP AIV, L.P. | filer | — | — | — |
| WLR IV Loans AIV Feeder, L.P. (Delaware) | filer | — | — | — |
| WLR IV Loans AIV, L.P. | filer | — | — | — |
| Invesco Mortgage Recovery Master Loans AIV, L.P. | filer | — | — | — |
| WLR LeFrak Northwest LLC (real estate loans) | filer | — | — | — |
| IMRF Hotel Fifth Street Member LLC (real estate loans) | filer | — | — | — |
| Park Place Apollo Investor LLC (real estate loans) | filer | — | — | — |
| Market Square Member LLC (real estate loans) | filer | — | — | — |
| Indiana Retail Member LLC (real estate loans) | filer | — | — | — |
| Colfin Milestone North Funding LLC (commercial real estate loans) | filer | — | — | — |
| IMRF Hotel Member LLC (real estate loans) | filer | — | — | — |
| IMRF Watchtower Member LLC (real estate loans) | filer | — | — | — |
| Shackelford Crossings Member LLC (real estate loans) | filer | — | — | — |
| IMRF Industrial Member LLC (real estate loans) | filer | — | — | — |
| filer | — | — | — |
| WLR IV Loans AIV Feeder, (Cayman) L.P. | filer | — | — | — |
| WLR IV Loans AIV, L.P. | filer | — | — | — |
| WLR Mezzanine Splitter, L.P. (Cayman) | filer | — | — | — |
| WLR Cardinal Associates Ltd. | filer | — | — | — |
| WLR Cardinal Mezzanine Fund L.P. (Cayman) | filer | — | — | — |
| Dwyer Nolan: Elmfield Property Holdings, Ltd. Tranche A (real estate loans) | filer | — | — | — |
| Hennebry, O'Toole, Exmonde Partnership (real estate loans) | filer | — | — | — |
| Henciti Limited (real estate loans) | filer | — | — | — |
| Genesis Homes (Mungret) Limited (real estate loans) | filer | — | — | — |
| Charlemont Regene (real estate loans) | filer | — | — | — |
| Chirita Limited (real estate loans) | filer | — | — | — |
| Kitty Developments Limited (real estate loans) | filer | — | — | — |
| Newpark Developments Limited (real estate loans) | filer | — | — | — |
| RGRE Ballsbridge Devco No. 3 (real estate loans) | filer | — | — | — |
| Chalon Finance DAC (real estate loans) | filer | — | — | — |
| WLR Cardinal Mezzanine Fund L.P. (Cayman) -- Carried Interest (value not readily ascertainable) | filer | — | — | — |
| Absolute Recovery Hedge Fund Ltd. (Cayman) | filer | — | — | — |
| Absolute Recovery Master Fund Ltd. | filer | — | — | — |
| Absolute Recovery Hedge Fund L.P. | filer | — | — | — |
| Nexeo Solutions, stock | filer | — | — | — |
| WLR-SC Financing Conduit LLC | filer | — | — | — |
| Resolution Recovery Partners LP (real estate) | filer | — | — | — |
| Transportation Recovery Fund, L.P. | filer | — | — | — |
| WLR/TRF Shipping GP Ltd. | filer | — | — | — |
| WLR/TRF Shipping LP (Cayman) | filer | — | — | — |
| WLR/TRF Shipping S.a r.l. | filer | — | — | — |
| WLR/TRF Shipping LP (Cayman) | filer | — | — | — |
| WLR/TRF Shipping II GP Ltd. | filer | — | — | — |
| WLR/TRF Shipping II LP (Cayman) | filer | — | — | — |
| WLR/TRF Shipping II S.a r.l. | filer | — | — | — |
| WLR/TRF Shipping II LP (Cayman) | filer | — | — | — |
| American Energy - Permian Basin LLC, bonds | filer | — | — | — |
| Comstock Resources, Inc., warrants | filer | — | — | — |
| Energen Corp. | filer | — | — | — |
| Laredo Petroleum Inc. | filer | — | — | — |
| Northern Oil and Gas Inc. | filer | — | — | — |
| New Penn Financial LLC (mortgage financing) | filer | — | — | — |
| QEP Resources Inc. | filer | — | — | — |
| Breitburn Energy Partners, bonds | filer | — | — | — |
| Rex Energy Corp. | filer | — | — | — |
| WPX Energy Inc. | filer | — | — | — |
| Comstock Resources, equity | filer | — | — | — |
| Shellpoint Partners LLC (mortgage lending) | filer | — | — | — |
| Cantor Commercial Real Estate Company (real estate financing) | filer | — | — | — |
| Situs Holdings, LLC (commercial mortgage servicing) | filer | — | — | — |
| Approach Resources, Inc., bonds | filer | — | — | — |
| Lightstream Resources, bonds | filer | — | — | — |
| WLR V RRH Blocked AIV, L.P. | filer | — | — | — |
| Cantor Commercial Real Estate Company (real estate financing) | filer | — | — | — |
| WLR V RRH AIV, L.P. | filer | — | — | — |
| Cantor Commercial Real Estate Company (real estate financing) | filer | — | — | — |
| WLR V RRH Feeder AIV LLC | filer | — | — | — |
| WLR V RRH Blocked AIV, L.P. | filer | — | — | — |
| Cantor Commercial Real Estate Company (real estate financing) | filer | — | — | — |
| WLR Recovery Fund V Mezzanine AIV Blocker, L.P. | filer | — | — | — |
| WLR Recovery Fund V Mezzanine AIV, L.P. | filer | — | — | — |
| WLR Recovery Fund V Mezzanine Holdings LLC | filer | — | — | — |
| WLR Cardinal Associates Ltd. | filer | — | — | — |
| WLR Cardinal Mezzanine Fund L.P. (Cayman) | filer | — | — | — |
| WLR Cardinal Mezzanine Fund L.P. (Cayman) | filer | — | — | — |
| WLR Recovery Fund V Mezzanine AIV, L.P. | filer | — | — | — |
| WLR Recovery Fund V Mezzanine Holdings LLC | filer | — | — | — |
| WLR Recovery Fund V, L.P. -- Carried Interest (value not readily ascertainable) | filer | — | — | — |
| WLR V RRH Blocked AIV, L.P. -- Carried Interest (value not readily ascertainable) | filer | — | — | — |
| WLR V RRH AIV, L.P. -- Carried Interest (value not readily ascertainable) | filer | — | — | — |
| WLR Recovery Fund V, L.P. | filer | — | — | — |
| Virgin Money (banking) (no longer held) | filer | — | — | — |
| Amalgamated Bank (banking) | filer | — | — | — |
| NBNK Investments PLC (investments) (no longer held) | filer | — | — | — |
| CCRE/Berkeley Point Financial LLC (real estate) | filer | — | — | — |
| Bank of Cyprus (banking) | filer | — | — | — |
| PB Materials Holdings, Inc. (construction) | filer | — | — | — |
| Carbures Inc. (nano carbon fiber manufacturing) | filer | — | — | — |
| DSS Holdings, L.P. (transoceanic shipping) | filer | — | — | — |
| American Energy - Permian Basin LLC, bonds | filer | — | — | — |
| Approach Resources, Inc., bonds | filer | — | — | — |
| Breitburn Energy Partners, bonds | filer | — | — | — |
| Comstock Resources Inc., warrants | filer | — | — | — |
| Lightstream Resources, bonds | filer | — | — | — |
| WLR Eurobank Investment, L.P. | filer | — | — | — |
| Eurobank Ergasias SA (banking) | filer | — | — | — |
| WLR Select Co-Investment XCO AIV, L.P. | filer | — | — | — |
| Exco Resources, Inc. | filer | — | — | — |
| WLR Select Co-Investment XCO AIV, L.P. -- Carried Interest (value not readily ascertainable) | filer | — | — | — |
| WL Ross Group (Cayman), Ltd. | filer | — | — | — |
| WLR China Energy CV, L.P. | filer | — | — | — |
| WLR China Energy Associates, Ltd. | filer | — | — | — |
| WLR China Energy Infrastructure Fund, L.P. - - Carried Interest (value not readily ascertainable) | filer | — | — | — |
| WLR China Energy Infrastructure Fund, L.P. | filer | — | — | — |
| WLR Recovery Associates II, LLC | filer | — | — | — |
| WLR Recovery Associates III, LLC | filer | — | — | — |
| WLR Recovery Fund III, L.P. -- Carried Interest (value not readily ascertainable) | filer | — | — | — |
| Invesco Mortgage Recovery Master Associates II, LLC | filer | — | — | — |
| Invesco Mortgage Recovery Fund II, L.P. | filer | — | — | — |
| Invesco Mortgage Recovery Fund II U.S. HoldCo, L.P. | filer | — | — | — |
| Invesco Mortgage Recovery Fund II ITAL HoldCo, L.P. | filer | — | — | — |
| ITAL SCSP (Luxembourg) | filer | — | — | — |
| filer | — | — | — |
| Spiga (real estate loans) | filer | — | — | — |
| filer | — | — | — |
| Generator (real estate loans) | filer | — | — | — |
| Ames Hotel (real estate loans) | filer | — | — | — |
| Bayside Square (real estate loans) | filer | — | — | — |
| Luhrs City Center (real estate loans) | filer | — | — | — |
| Crown Heights (real estate loans) | filer | — | — | — |
| 5801 Christie Avenue (real estate loans) | filer | — | — | — |
| Sareb Loan Portfolio (real estate loans) | filer | — | — | — |
| Invesco Mortgage Recovery Fund II U.S. HoldCo, L.P. | filer | — | — | — |
| Invesco Mortgage Recovery Fund II ESC, L.P. | filer | — | — | — |
| Invesco Mortgage Recovery Fund II U.S. HoldCo, L.P. | filer | — | — | — |
| IMRF II HoldCo S.a r.l. (Luxembourg) | filer | — | — | — |
| 102 Champs-Elysees (real estate loans) | filer | — | — | — |
| Frascati (real estate loans) | filer | — | — | — |
| Gregorio Benetiz (real estate loans) | filer | — | — | — |
| Invesco Mortgage Recovery Fund II Co- Invest ITAL, L.P. | filer | — | — | — |
| Invesco Mortgage Recovery Fund II ITAL HoldCo, L.P. | filer | — | — | — |
| Invesco Mortgage Recovery Fund II Feeder, LLC | filer | — | — | — |
| Invesco Mortgage Recovery Fund II, L.P. -- carried interest (value not readily ascertainable) | filer | — | — | — |
| Park Place Apollo Investor LLC (real estate loan) | filer | — | — | — |
| Invesco Mortgage Recovery Fund II Co- Invest ITAL, L.P. -- carried interest (value not readily ascertainable) | filer | — | — | — |
| WLR Master Co-Investment SLP Associates L.P. (Cayman) | filer | — | — | — |
| WLR/GS Master Co-Investment L.P. (Cayman) -- Carried Interest (value not readily ascertainable) | filer | — | — | — |
| WLR Recovery Associates IV DSS AIV, L.P. (value not readily ascertainable) | filer | — | — | — |
| WLR Recovery Fund IV DSS AIV, L.P. (Cayman) | filer | — | — | — |
| DSS Holdings LP Class A (transoceanic shipping) | filer | — | — | — |
| DSS Holdings LP Class B (transoceanic shipping) | filer | — | — | — |
| Navigator Holdings Ltd. (transoceanic shipping) | filer | — | — | — |
| DSS Holdings GP Ltd. (transoceanic shipping) | filer | — | — | — |