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Est. Assets
$9.3M – $25.0M
Assets Disclosed
217
Est. Liabilities
None
Positions Held
32
| filer |
| $500,001 - $1,000,000 |
| Interest |
| — |
| AXA Whole Life Insurance Policy | filer | $500,001 - $1,000,000 | Dividends | — |
| Blackrock Strategic Income Opportunity EIF | filer | $250,001 - $500,000 | — | — |
| Boston Partners Long/Short Research Fd Insti Cl EIF | spouse | $250,001 - $500,000 | — | — |
| Vanguard Limited Term Tax Ex Adm EIF | filer | $250,001 - $500,000 | — | — |
| FRANKLIN FEDERAL INTERMEDIATE TERM TAX FREE INCOME ADVISOR EIF | filer | $250,001 - $500,000 | — | — |
| Franklin Templeton High Yield Tax Free Income EIF | filer | $250,001 - $500,000 | — | — |
| AMERICAN TAX EXCEPT BOND FUND OF AMERICA CL F2 EIF | filer | $250,001 - $500,000 | — | — |
| GOLDMAN SACHS GROUP INC stock | filer | $100,001 - $250,000 | Dividends | — |
| UBS JERSEY BRANCH EURO ISSUE BOND VAR | filer | $100,001 - $250,000 | Interest | — |
| American INTERNATIONAL GROWTH AND INCOME CL F2 EIF | filer | $100,001 - $250,000 | — | — |
| XL CATLIN INS CO | filer | $100,001 - $250,000 | Dividends | — |
| Merle Bari MD and Associates Inc (dermatology practice) | spouse | $100,001 - $250,000 | Salary and s- corp income | — |
| XL Group Plc | filer | $100,001 - $250,000 | Dividends | — |
| AQR Managed Futures Strategy Fund Class I EIF | spouse | $100,001 - $250,000 | — | — |
| Voya Bond | filer | $100,001 - $250,000 | Interest | — |
| Vanguard Market Neutral Fund Investor Shares EIF | spouse | $100,001 - $250,000 | — | — |
| Prudential Financial Inc Bond | filer | $100,001 - $250,000 | Interest | — |
| METlife Inc. stock | filer | $100,001 - $250,000 | Dividends | — |
| Wells Fargo and Co stock | filer | $100,001 - $250,000 | Dividends | — |
| Vanguard Market Neutral Investor EIF | filer | $100,001 - $250,000 | — | — |
| Atlantic Health System 403 B Plan (fixed rate instrument) | filer | $100,001 - $250,000 | Interest | — |
| Vanguard REIT Index Admiral EIF | filer | $100,001 - $250,000 | — | — |
| Templeton Glbal Bond Advisor GL EIF | filer | $100,001 - $250,000 | — | — |
| Blackrock Strategic Income Oppty INSTL EIF | filer | $100,001 - $250,000 | — | — |
| Vanguard Value Index Value Admiral EIF | filer | $100,001 - $250,000 | — | — |
| Dreyfus/Standish Global Fixed Income C EIF | filer | $100,001 - $250,000 | — | — |
| Thornburg LTD Term Municipal Fund Class I LTMIX EIF | filer | $100,001 - $250,000 | — | — |
| Control Rad Inc. (radiation reduction technology) stock | filer | $100,001 - $250,000 | — | — |
| Denver CO City and CNTY AROT REV RFDG SYS SERV B B/E bond | filer | $100,001 - $250,000 | Interest | — |
| Met Life GTS Fixed Account | filer | $100,001 - $250,000 | Interest | — |
| MELLON CAP IV stock NORMAL PFD CAP SECS | filer | $50,001 - $100,000 | Dividends | — |
| PIMCO Commodity Real Return Strategy EIF | filer | $50,001 - $100,000 | — | — |
| Met Life GTS Fixed Account | filer | $50,001 - $100,000 | Interest | — |
| Vanguard Energy Admiral EIF | filer | $50,001 - $100,000 | — | — |
| New York City HSG DEV CORP MULTFAM HSG REV SER F B/E bond | filer | $50,001 - $100,000 | Interest | — |
| Fidelity Advisor Mid Cap II EIF | filer | $50,001 - $100,000 | — | — |
| Bank of America stock Cap TR XIV Fixed to FLTG RT Hybrid Bond | filer | $50,001 - $100,000 | Dividends | — |
| New York City, NY bond | filer | $50,001 - $100,000 | Interest | — |
| Bank of America stock CAP TR XIV PFD HYBRID INCOME TERM NOTE | filer | $50,001 - $100,000 | Dividends | — |
| PIMCO Income CL EIF | filer | $50,001 - $100,000 | — | — |
| BANK AMERICA CORP stock DEP SHS REPSTG 1/25th preferred level debt | filer | $50,001 - $100,000 | Dividends | — |
| VANGUARD INTERMEDIATE TERM TAX EXEMPT ADMIRAL EIF | filer | $50,001 - $100,000 | — | — |
| MFS INTL NEW DISCOVERY CL 1 EIF | filer | $50,001 - $100,000 | — | — |
| U.S. bank account #2 (cash) | filer | $50,001 - $100,000 | Interest | — |
| Atlantic Health Met Life System 403B (Metlife Strategic Value Annuity (fixed option)) | filer | $50,001 - $100,000 | Interest | — |
| MORGAN STANLEY REPSTG 1/25th NON CUML preferred level debt | filer | $50,001 - $100,000 | Dividends | — |
| CITIGROUP Inc stock 1/25th Perpetual NON CUML FXD preferred level debt | filer | $50,001 - $100,000 | Dividends | — |
| Atlantic Health Met Life Employee 403B (Metlife Strategic Value Annuity (fixed option)) | filer | $50,001 - $100,000 | Interest | — |
| Boston Partners Long Short Research EIF | filer | $50,001 - $100,000 | — | — |
| Vanguard II Mid CAP Index Admiral CL EIF | filer | $50,001 - $100,000 | — | — |
| M&T Bank Corp. stock | filer | $50,001 - $100,000 | Dividends | — |
| BlackRock Funds II, Strategic Income Opportunities EIF | spouse | $50,001 - $100,000 | — | — |
| JP MORGAN CHASE stock DEP SHS REPSTG 1/10th preferred level debt | filer | $50,001 - $100,000 | Dividends | — |
| Pennsylvania St TPK CommN TPK REV SUB SER B bond | filer | $50,001 - $100,000 | Interest | — |
| TRANSCANADA PIPELINES LTD Jr SUB Note | filer | $50,001 - $100,000 | Interest | — |
| NELNET CAP EFFICIENT NOTE CENTS VAR | filer | $50,001 - $100,000 | Dividends | — |
| OPPENHEIMER DEVELOPING MARKETS CLY EIF | filer | $15,001 - $50,000 | — | — |
| Dreyfus/Stadish Global Fixed Income Fund Class I EIF | spouse | $15,001 - $50,000 | — | — |
| PIMCO Income Fund P Class EIF | spouse | $15,001 - $50,000 | — | — |
| U.S. bank account #1 (cash) | filer | $15,001 - $50,000 | Interest | — |
| U.S. bank account #7 (cash) | filer | $15,001 - $50,000 | Interest | — |
| U.S. bank account #10 (cash) | filer | $15,001 - $50,000 | Interest | — |
| Amazon.com Inc. | filer | $15,001 - $50,000 | — | — |
| Russell R Global Equity CLS EIF | filer | $15,001 - $50,000 | — | — |
| GUAM PWR Auth Rev Ser A bond | filer | $15,001 - $50,000 | Interest | — |
| GENWORTH FINL INC JR SUB NOTE FXD | filer | $15,001 - $50,000 | Interest | — |
| BASF | filer | $15,001 - $50,000 | — | — |
| Caterpillar INC | filer | $15,001 - $50,000 | Dividends | — |
| DEERE and Company | filer | $15,001 - $50,000 | Dividends | — |
| American Funds AMCAP CL F2 EIF | filer | $15,001 - $50,000 | — | — |
| DODGE AND COX GLOBAL STOCK EIF | filer | $15,001 - $50,000 | — | — |
| Eagle Small Cap Growth CL EIF | filer | $15,001 - $50,000 | — | — |
| American NEW PERSPECTIVE CL F2 EIF | filer | $15,001 - $50,000 | — | — |
| VANGUARD MORGAN GROWTH ADMIRAL EIF | filer | $15,001 - $50,000 | — | — |
| VANGUARD MID CAP VALUE INDEX ADMIRAL EIF | filer | $15,001 - $50,000 | — | — |
| ProVariable Annuity Fund Allianz Life AZL NJF International Value Fund EIF | filer | $15,001 - $50,000 | — | — |
| Pro Variable Annuity Fund Allianz Life AZL Russell 1000 Value Index EIF | filer | $15,001 - $50,000 | — | — |
| Pro Variable Annuity Allianz Life Fund Clearbridge Variable Aggressive Growth EIF | filer | $15,001 - $50,000 | — | — |
| Pro Variable Annuity Allianz Life Fund Invesco VI American Value EIF | filer | $15,001 - $50,000 | — | — |
| Pro Variable Annuity Allianz Life Fund MFS VIT Total Return Bond Portfolio EIF | filer | $15,001 - $50,000 | — | — |
| Pro Variable Annuity Allianz Life Fund PIMCO VIT Low Duration Portfolio EIF | filer | $15,001 - $50,000 | — | — |
| Pro Variable Annuity Allianz Life Fund PIMCO VIT Unconstrained Bond Fund EIF | filer | $15,001 - $50,000 | — | — |
| Pro Variable Annuity Allianz Life Fund Templeton Global Bond VIP Fund EIF | filer | $15,001 - $50,000 | — | — |
| PriceFalls Inc (on-line retail marketplace) | filer | $15,001 - $50,000 | — | — |
| Allianz Life Variable Templeton Global Bond VIP Fund EIF | filer | $15,001 - $50,000 | — | — |
| American Funds Fundamental Invs R3 EIF | filer | $15,001 - $50,000 | — | — |
| Dodge and Cox International Stock EIF | filer | $15,001 - $50,000 | — | — |
| US TREASURY BOND STRIP PRIN PMT | filer | $15,001 - $50,000 | Interest | — |
| Dodge and Cox Income DODIX EIF | filer | $15,001 - $50,000 | — | — |
| Wayfair stock | filer | $15,001 - $50,000 | — | — |
| Bank of America Corp Bond | filer | $15,001 - $50,000 | Dividends | — |
| Allianz Variable Annuity Global Equity Index Fund EIF | filer | $15,001 - $50,000 | — | — |
| Allianz Variable Annuity Global Equity Index Fund EIF | filer | $15,001 - $50,000 | — | — |
| Allianze Variable Annuity Russell 1000 Value Index Fund Cl 2 EIF | filer | $15,001 - $50,000 | — | — |
| Allianz Variable Annuity Clearbridge Variable Aggressive Growth EIF | filer | $15,001 - $50,000 | — | — |
| Allianz Variable Annuity Invesco V.I. American Value EIF | filer | $15,001 - $50,000 | — | — |
| Allianz Variable Annuity MFS VIT Total Return Bond Portfolio EIF | filer | $15,001 - $50,000 | — | — |
| Allianz Variable Annuity PIMCO VIT Low Duration Portfolio EIF | filer | $15,001 - $50,000 | — | — |
| Allianz Variable Annuity PIMCO VIT Unconstrained Bond EIF | filer | $15,001 - $50,000 | — | — |
| U.S. bank account #8 (cash) | filer | $1,001 - $15,000 | Interest | — |
| JP Morgan High Yield A EIF | filer | $1,001 - $15,000 | — | — |
| PIMCO Total Return R EIF | filer | $1,001 - $15,000 | — | — |
| Vanguard Inflation Protected Secs Adm EIF | filer | $1,001 - $15,000 | — | — |
| Vanguard Mid-Cap Value Index Fd Admiral EIF | spouse | $1,001 - $15,000 | — | — |
| NORTHERN SMALL CAP VALUE EIF | filer | $1,001 - $15,000 | — | — |
| Templeton Global Bond Fund Advisor Class EIF | spouse | $1,001 - $15,000 | — | — |
| TRAVIS COUNTY TX WTR CTL AND IMO DIST 17 bond | filer | $1,001 - $15,000 | Interest | — |
| Pro Variable Annuity- Allianz Life AZL Small Cap Stock Index Fund Cl 2 EIF | filer | $1,001 - $15,000 | — | — |
| Pro Variable Annuity Allianz Life AZL Morgan Stanley Global Real Estate Fund EIF | filer | $1,001 - $15,000 | — | — |
| Allianz Variable Annuity Pyramis Total Bond Fund Cl 2 EIF | filer | $1,001 - $15,000 | — | — |
| Pro Variable Annuity Fund Allianz Life AZL Oppenheimer Discovery Fund EIF | filer | $1,001 - $15,000 | — | — |
| Pro Variable Annuity Allianz Life Fund Fidelity VIP Mid CAP Portfolio EIF | filer | $1,001 - $15,000 | — | — |
| Pro Variable Annuity Allianz Life Fund PIMCO VIT Commodity Real Return EIF | filer | $1,001 - $15,000 | — | — |
| American International Growth and Income CL F2 EIF | filer | $1,001 - $15,000 | — | — |
| AQR Managed Future Strategy EIF | filer | $1,001 - $15,000 | — | — |
| Fidelity Advisor Mid Cap II EIF | filer | $1,001 - $15,000 | — | — |
| Everbank CD tracks Diversified Metals 5 Year | filer | $1,001 - $15,000 | — | — |
| Allianz Life Variable Franklin High Income VIP Fund EIF | filer | $1,001 - $15,000 | — | — |
| Vanguard Energy EIF | filer | $1,001 - $15,000 | — | — |
| T. Rowe Price Retirement 2020 R EIF | filer | $1,001 - $15,000 | — | — |
| T Rowe Price Retirement 2040 R EIF | filer | $1,001 - $15,000 | — | — |
| Franklin High Income Advisor CL EIF | filer | $1,001 - $15,000 | — | — |
| Vanguard Index 500 Fund EIF | filer | $1,001 - $15,000 | — | — |
| Janus Balanced CL EIF | filer | $1,001 - $15,000 | — | — |
| Loomis Sayles Bond Fund EIF | filer | $1,001 - $15,000 | — | — |
| PA 529 Conservative Income Portfolio Fund EIF | filer | $1,001 - $15,000 | — | — |
| Everbank CD - tracks Metals | filer | $1,001 - $15,000 | — | — |
| American Funds International Growth and Income CL EIF | filer | $1,001 - $15,000 | — | — |
| Vanguard Mid Cap Value Index Adm EIF | filer | $1,001 - $15,000 | — | — |
| American Capital World Bond Fund EIF | filer | $1,001 - $15,000 | — | — |
| Fidelity Advisor Mid Cap II Institutional EIF | filer | $1,001 - $15,000 | — | — |
| American Funds New World CL F2 EIF | filer | $1,001 - $15,000 | — | — |
| Oppenheimer International Bond Fund EIF | filer | $1,001 - $15,000 | — | — |
| NELNET Inc Fixed to Fltg CAP Efficient Bond | filer | $1,001 - $15,000 | Interest | — |
| American Funds Europacific Growth CL F2 EIF | filer | $1,001 - $15,000 | — | — |
| American Funds International Growth and Income EIF | filer | $1,001 - $15,000 | — | — |
| American Funds New Perspecitve CL F2 EIF | filer | $1,001 - $15,000 | — | — |
| Northern Small Cap Value EIF | filer | $1,001 - $15,000 | — | — |
| Oppenheimer Global CL Y EIF | filer | $1,001 - $15,000 | — | — |
| PIMCO Income EIF | filer | $1,001 - $15,000 | — | — |
| Anhueuser Busch Debenture CPN | filer | $1,001 - $15,000 | — | — |
| AOL Time Warner CPN note | filer | $1,001 - $15,000 | Interest | — |
| Capital One Finl Corp Sub Note | filer | $1,001 - $15,000 | Interest | — |
| CISCO SYS INC SR NOTE | filer | $1,001 - $15,000 | Interest | — |
| Comcast Corp | filer | $1,001 - $15,000 | Dividends | — |
| ConocoPhillips Canada FDG CO 1 Note CPN | filer | $1,001 - $15,000 | Interest | — |
| EMBARQ Corp Note CPN | filer | $1,001 - $15,000 | Interest | — |
| Equity Residential Note CPN | filer | $1,001 - $15,000 | Interest | — |
| GEN ELEC CAP CORP MEDIUM TERM NOTE | filer | $1,001 - $15,000 | Interest | — |
| McDonalds Corp Medium Term Note | filer | $1,001 - $15,000 | Interest | — |
| Oneok Partners LP SR Note | filer | $1,001 - $15,000 | Interest | — |
| United Health GRP Inc Note | filer | $1,001 - $15,000 | Interest | — |
| VIACOM INC SUB DEBENTURE CPN | filer | $1,001 - $15,000 | Interest | — |
| XEROX CORP SR NOTE | filer | $1,001 - $15,000 | Interest | — |
| Allianz Variable Annuity Pyramis Total Bond Fund Class 2 EIF | filer | $1,001 - $15,000 | — | — |
| US TREASIRY BOND CPN | filer | $1,001 - $15,000 | Interest | — |
| Mellon Capital IV stock Fix to FLTG Bond | filer | $1,001 - $15,000 | Dividends | — |
| Allianz Variable Annuity AZL Small Cap Stock Index Fund Cl 2 EIF | filer | $1,001 - $15,000 | — | — |
| Oppenheimer Global CL EIF | filer | $1,001 - $15,000 | — | — |
| Royal Dutch Shell PLC ADR | filer | $1,001 - $15,000 | — | — |
| Patterson UTI Energy | filer | $1,001 - $15,000 | — | — |
| Powershares ETF TR II S and P SMCP Low Volatility XSLV EIF | filer | $1,001 - $15,000 | — | — |
| FED National Mtg Assn Benchmark Note | filer | $1,001 - $15,000 | Interest | — |
| US Treasury Bond Note CPN | filer | $1,001 - $15,000 | Interest | — |
| Powershares Global Water ETF Trust G (PIO) EIF | filer | $1,001 - $15,000 | — | PIO |
| Dodge and Cox Global Stock EIF | filer | $1,001 - $15,000 | — | — |
| Dodge and Cox Income EIF | filer | $1,001 - $15,000 | — | — |
| Dreyfus Standish Global Fixed Income EIF | filer | $1,001 - $15,000 | — | — |
| Franklin High Income Advisor EIF | filer | $1,001 - $15,000 | — | — |
| JP Morgan Mid Cap Growth Select CL EIF | filer | $1,001 - $15,000 | — | — |
| Metropolitan West Total Return Bond EIF | filer | $1,001 - $15,000 | — | — |
| Oakmark International Small Cap EIF | filer | $1,001 - $15,000 | — | — |
| Templeton Global Bond Advisor CL EIF | filer | $1,001 - $15,000 | — | — |
| American AMCAP CL F2 EIF | filer | $1,001 - $15,000 | — | — |
| Blackrock Strategic Income OppTy EIF | filer | $1,001 - $15,000 | — | — |
| DFA US Small Cap Instl EIF | filer | $1,001 - $15,000 | — | — |
| DFA Intl Value INSTL EIF | filer | $1,001 - $15,000 | — | — |
| DFA INTL Real Estate SECS EIF | filer | $1,001 - $15,000 | — | — |
| Vanguard REIT Index Adm EIF | filer | $1,001 - $15,000 | — | — |
| Vanguard Mid Cap Value Index Adm EIF | filer | $1,001 - $15,000 | — | — |
| Vanguard Short-Term Investment-Grade EIF | filer | $1,001 - $15,000 | — | — |
| Vanguard Value Index Admiral EIF | filer | $1,001 - $15,000 | — | — |
| Nabors Industries Ltd | filer | $1,001 - $15,000 | — | — |
| I shares S and P Commodity Index EIF | filer | $1,001 - $15,000 | — | — |
| Powershares Commodity Index EIF | filer | $1,001 - $15,000 | — | — |
| EverbankWorld Markets CD-tracks gold | filer | $1,001 - $15,000 | — | — |
| Vodafone | filer | $1,001 - $15,000 | — | — |
| Pro Variable Allianz Life Franklin High Income VIP Fund EIF | filer | $1,001 - $15,000 | — | — |
| Pro Variable Allianz Life Fidelity VIP Emerging Markets EIF | filer | $1,001 - $15,000 | — | — |
| Marathon Oil Corp 6.6% Bond | filer | $1,001 - $15,000 | — | — |
| Federal National Mortgage Corp 5.375% Bond | filer | $1,001 - $15,000 | — | — |
| Federal National Mortgage Corp 6.625% Bond | filer | $1,001 - $15,000 | — | — |
| Allianz Variable Annuity Morgan Stanley Global Real Estate Cl 2 EIF | filer | $1,001 - $15,000 | — | — |
| American Funds Europacific GR R3 EIF | filer | $1,001 - $15,000 | — | — |
| U.S. bank account #5 (cash) | filer | $1,001 - $15,000 | Interest | — |
| MFS INTL NEW DISCOVERY CL EIF | filer | $1,001 - $15,000 | — | — |
| FIFTH THIRD BANCORP SR NOTE FXD/VAR CPN | filer | None (or less than $1,001) | Dividends | — |
| Data Driven Delivery Systems Stock (physician documentation company) | filer | None (or less than $1,001) | Dividends Capital Gains | — |
| ImaCor, Inc. (cardiac devices) vested stock options (value not readily ascertainable, 30,000 vested shares, strike price $0.03, 10 yr exp.) | filer | — | — | — |
| Control Rad, Inc. (radiation reduction technology) vested stock options (value not readily ascertainable; 56,647 vested shares, strike price $0.06, expiration 11/1/2022) | filer | — | — | — |
| Royal Bank of Canada | filer | None (or less than $1,001) | — | — |
| FIFTH THIRD BANCORP DEP SHS REPSTG 1/25th preferred level debt | filer | None (or less than $1,001) | Dividends | — |
| ING US Inc JR Sub Note FXD/VAR CPN | filer | None (or less than $1,001) | Capital Gains | — |
| Merle Bari MD and Associates SEP IRA | spouse | — | — | — |
| State of Israel Bonds | filer | None (or less than $1,001) | Interest | — |
| SpectraMD, Inc. (medical outcomes software), vested stock options (value not readily ascertainable, 40,000 shares; strick price $0.01, 10 yr exp) | filer | — | — | — |
| GOLDMAN SACHS stock CAP II GTD NOTE VAR | filer | None (or less than $1,001) | Dividends | — |
| Questions Patients Need to Ask: Getting the Best Healthcare (Xlibris, Corp.) (value not readily ascertainable) | filer | — | — | — |
| Fifth Third Bancorp stock Dep SHS REPSTG | filer | None (or less than $1,001) | Dividends | — |
| T. Rowe Price Retirement 2040 R EIF | filer | None (or less than $1,001) | — | — |
| JP MORGAN CHASE AND CO DEP SHS REPSTG 1/10th preferred level debt | filer | None (or less than $1,001) | Dividends | — |
| Electrocore Inc (nerve therapy) vested stock options (value not readily ascertainable; 5,000 vested shares, strike price $2.75, no defined expiration date) | filer | — | — | — |