SCHULTE ROTH & ZABEL LLP

Lobbying Income

$139K

Filings

Unique Clients

Active Period

2001–2009

Lobbying Income by Year

Registrant-reported income from clients on LDA filings

Year	Lobbying Income	Filings	Clients
2009	—	6	3
2008	—	19	5
2007	$0	7	5
2006	$55,304	14	5
2005	$0	13	4
2004	$53,418	14	4
2003	$0	4	3
2002	$30,000	3	1
2001	—	1	1

Largest clients by registrant-reported income

Client	Reported Income	Filings	Period
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION	$64,596	23	2001–2009
FUTURES INDUSTRY ASSOCIATION	$41,126	12	2006–2009
MANAGED FUNDS ASSOCIATION	$33,000	15	2004–2009
FANSTEEL	$0	14	2003–2008
CERBERUS PARTNERS	$0	17	2003–2008

Government entities explicitly identified as targets in LDA filings

Government Body	Filings
Securities & Exchange Commission (SEC)	11
Treasury, Dept of	7
SENATE	5
Commodity Futures Trading Commission (CFTC)	4
Environmental Protection Agency (EPA)	2
Justice, Dept of (DOJ)	2
Nuclear Regulatory Commission (NRC)	2
HOUSE OF REPRESENTATIVES	1

Most frequently reported lobbying issues

Issue Code	Description	Reports
Financial Institutions/Investments/Securities	Financial Institutions/Investments/Securities	31
Environment/Superfund	Environment/Superfund	6
Law Enforcement/Crime/Criminal Justice	Law Enforcement/Crime/Criminal Justice	2

SCHULTE ROTH & ZABEL LLP — Lobbying Disclosure | Poliscope