WELLS FARGO SECURITIES, LLC

Lobbying Spend

—

Filings

Firms Hired

Active Period

2009–2011

Lobbying Spend by Year

Client-reported lobbying expenses on LDA filings

Year	Lobbying Spend	Filings	Firms
2011	—	4	1
2010	—	6	1
2009	—	6	1

Lobbying firms retained by this client; amounts are client-reported expenses when available

Firm Name	Reported Spend	Filings
CLEARY GOTTLIEB STEEN & HAMILTON LLP	—	16

Government entities explicitly identified as targets in LDA filings

Government Body	Filings
Commodity Futures Trading Commission (CFTC)	7
HOUSE OF REPRESENTATIVES	6
SENATE	6
Treasury, Dept of	2

Most frequently reported lobbying issues

Issue Code	Description	Reports
Financial Institutions/Investments/Securities	Financial Institutions/Investments/Securities	14

WELLS FARGO SECURITIES, LLC — Lobbying Disclosure | Poliscope