NOMURA SECURITIES INTERNATIONAL, INC.

Lobbying Spend

—

Filings

Firms Hired

Active Period

2009–2010

Lobbying Spend by Year

Client-reported lobbying expenses on LDA filings

Year	Lobbying Spend	Filings	Firms
2010	—	3	1
2009	—	2	1

Lobbying firms retained by this client; amounts are client-reported expenses when available

Firm Name	Reported Spend	Filings
CLEARY GOTTLIEB STEEN & HAMILTON LLP	—	5

Government entities explicitly identified as targets in LDA filings

Government Body	Filings
Commodity Futures Trading Commission (CFTC)	3
SENATE	3
HOUSE OF REPRESENTATIVES	2
Treasury, Dept of	1

Most frequently reported lobbying issues

Issue Code	Description	Reports
Financial Institutions/Investments/Securities	Financial Institutions/Investments/Securities	5

NOMURA SECURITIES INTERNATIONAL, INC. — Lobbying Disclosure | Poliscope