CHICAGO STOCK EXCHANGE (CHX)

Lobbying Spend

—

Filings

Firms Hired

Active Period

2016–2018

Lobbying Spend by Year

Client-reported lobbying expenses on LDA filings

Year	Lobbying Spend	Filings	Firms
2018	—	4	1
2017	—	4	1
2016	—	5	1

Lobbying firms retained by this client; amounts are client-reported expenses when available

Firm Name	Reported Spend	Filings
SIDLEY AUSTIN LLP	—	13

Government entities explicitly identified as targets in LDA filings

Government Body	Filings
HOUSE OF REPRESENTATIVES	9
SENATE	9

Most frequently reported lobbying issues

Issue Code	Description	Reports
Financial Institutions/Investments/Securities	Financial Institutions/Investments/Securities	10
Trade (domestic/foreign)	Trade (domestic/foreign)	10

CHICAGO STOCK EXCHANGE (CHX) — Lobbying Disclosure | Poliscope