LPL FINANCIAL, LLC

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Lobbying Spend

—

Filings

Firms Hired

Active Period

2014–2026

Lobbying Spend by Year

Client-reported lobbying expenses on LDA filings

Year	Lobbying Spend	Filings	Firms
2026	—	6	2
2025	—	9	2
2024	—	4	1
2023	—	4	1
2022	—	4	1
2021	—	4	1
2020	—	9	2
2019	—	9	2
2018	—	9	2
2017	—	9	2
2016	—	14	4
2015	—	4	1
2014	—	4	1

Hired Firms

Lobbying firms retained by this client; amounts are client-reported expenses when available

Firm Name	Reported Spend	Filings
MINDSET ADVOCACY, LLC	—	43
CROSSROADS STRATEGIES, LLC	—	8
CHARTWELL STRATEGY GROUP LLC	—	13
PUBLIC SPHERE, INC.	—	9
TREMONT STRATEGIES GROUP LLC (F/K/A ADS VENTURES)	—	11
SIGNAL GROUP CONSULTING, LLC	—	5

Government Bodies Lobbied

Government entities explicitly identified as targets in LDA filings

Government Body	Filings
HOUSE OF REPRESENTATIVES	81
SENATE	81

Top Issues

Most frequently reported lobbying issues

Issue Code	Description	Reports
Financial Institutions/Investments/Securities	Financial Institutions/Investments/Securities	89
Retirement	Retirement	81
Taxation/Internal Revenue Code	Taxation/Internal Revenue Code	55
Budget/Appropriations	Budget/Appropriations	4
Banking	Banking	1

Bills Explicitly Cited (25)

Bill numbers found in source-reported LDA specific issue text; broad topic matches are excluded

H.R. 2441119th Congress

Improving Disclosure for Investors Act of 2025

2026 · third_quarter · Firm: MINDSET ADVOCACY, LLC

Open original LDA filing ↗

Cited source text and reported amounts

General interests in cybersecurity proposals. General interest in proposed Federal Data Breach Notification Standard. General interest in a best-interest standard for investment advice. H.R.2441 - Improving Disclosure for Investors Act of 2025.

Client expense: — · Firm income: $60,000

Matched citations: H.R.2441

H.R. 1119th Congress

An act to provide for reconciliation pursuant to title II of H. Con. Res. 14.

2026 · third_quarter · Firm: CROSSROADS STRATEGIES, LLC

Open original LDA filing ↗

Cited source text and reported amounts

H.R.1, One Big Beautiful Bill Act (P.L.119-21) implementation, independent contractor tax issues.

Client expense: — · Firm income: $50,000

Matched citations: H.R.1

H.R. 2441119th Congress

Improving Disclosure for Investors Act of 2025

2026 · third_quarter · Firm: CROSSROADS STRATEGIES, LLC

Open original LDA filing ↗

Cited source text and reported amounts

General issues impacting the financial services industry including banking regulatory reform, privacy, and tax reform; H.R.2441, Improving Disclosure for Investors Act of 2025; H.R.3633, Digital Asset Market Clarity Act of 2025.

Client expense: — · Firm income: $50,000

Matched citations: H.R.2441

H.R. 3633119th Congress

Digital Asset Market Clarity Act

2026 · third_quarter · Firm: CROSSROADS STRATEGIES, LLC

Open original LDA filing ↗

Cited source text and reported amounts

General issues impacting the financial services industry including banking regulatory reform, privacy, and tax reform; H.R.2441, Improving Disclosure for Investors Act of 2025; H.R.3633, Digital Asset Market Clarity Act of 2025.

Client expense: — · Firm income: $50,000

Matched citations: H.R.3633

Show 21 more cited filings

H.R. 2441119th Congress

Improving Disclosure for Investors Act of 2025

2026 · second_quarter · Firm: MINDSET ADVOCACY, LLC

Open original LDA filing ↗

Cited source text and reported amounts

General interests in cybersecurity proposals. General interest in proposed Federal Data Breach Notification Standard. General interest in a best-interest standard for investment advice. H.R.2441 - Improving Disclosure for Investors Act of 2025.

Client expense: — · Firm income: $60,000

Matched citations: H.R.2441

H.R. 1119th Congress

An act to provide for reconciliation pursuant to title II of H. Con. Res. 14.

2026 · second_quarter · Firm: CROSSROADS STRATEGIES, LLC

Open original LDA filing ↗

Cited source text and reported amounts

H.R.1, One Big Beautiful Bill Act (P.L.119-21) implementation, independent contractor tax issues.

Client expense: — · Firm income: $50,000

Matched citations: H.R.1

H.R. 2441119th Congress

Improving Disclosure for Investors Act of 2025

2026 · second_quarter · Firm: CROSSROADS STRATEGIES, LLC

Open original LDA filing ↗

Cited source text and reported amounts

General issues impacting the financial services industry including banking regulatory reform, privacy, and tax reform; H.R.2441, Improving Disclosure for Investors Act of 2025.

Client expense: — · Firm income: $50,000

Matched citations: H.R.2441

H.R. 1119th Congress

An act to provide for reconciliation pursuant to title II of H. Con. Res. 14.

2026 · first_quarter · Firm: CROSSROADS STRATEGIES, LLC

Open original LDA filing ↗

Cited source text and reported amounts

H.R.1, One Big Beautiful Bill Act (P.L.119-21) implementation, independent contractor tax issues.

Client expense: — · Firm income: $50,000

Matched citations: H.R.1

H.R. 2441119th Congress

Improving Disclosure for Investors Act of 2025

2026 · first_quarter · Firm: CROSSROADS STRATEGIES, LLC

Open original LDA filing ↗

Cited source text and reported amounts

General issues impacting the financial services industry including banking regulatory reform, privacy, and tax reform; H.R.2441, Improving Disclosure for Investors Act of 2025.

Client expense: — · Firm income: $50,000

Matched citations: H.R.2441

H.R. 2441119th Congress

Improving Disclosure for Investors Act of 2025

2026 · first_quarter · Firm: MINDSET ADVOCACY, LLC

Open original LDA filing ↗

Cited source text and reported amounts

General interests in cybersecurity proposals. General interest in proposed Federal Data Breach Notification Standard. General interest in a best-interest standard for investment advice. H.R.2441 - Improving Disclosure for Investors Act of 2025.

Client expense: — · Firm income: $60,000

Matched citations: H.R.2441

H.R. 2441119th Congress

Improving Disclosure for Investors Act of 2025

2025 · fourth_quarter · Firm: MINDSET ADVOCACY, LLC

Open original LDA filing ↗

Cited source text and reported amounts

General interests in cybersecurity proposals. General interest in proposed Federal Data Breach Notification Standard. General interest in a best-interest standard for investment advice. H.R.2441 - Improving Disclosure for Investors Act of 2025.

Client expense: — · Firm income: $60,000

Matched citations: H.R.2441

H.R. 1119th Congress

An act to provide for reconciliation pursuant to title II of H. Con. Res. 14.

2025 · fourth_quarter · Firm: CROSSROADS STRATEGIES, LLC

Open original LDA filing ↗

Cited source text and reported amounts

H.R.1, One Big Beautiful Bill Act (P.L.119-21) implementation, independent contractor tax issues.

Client expense: — · Firm income: $50,000

Matched citations: H.R.1

H.R. 2441119th Congress

Improving Disclosure for Investors Act of 2025

2025 · fourth_quarter · Firm: CROSSROADS STRATEGIES, LLC

Open original LDA filing ↗

Cited source text and reported amounts

General issues impacting the financial services industry including banking regulatory reform, privacy, and tax reform; H.R.2441, Improving Disclosure for Investors Act of 2025.

Client expense: — · Firm income: $50,000

Matched citations: H.R.2441

H.R. 2441119th Congress

Improving Disclosure for Investors Act of 2025

2025 · third_quarter · Firm: MINDSET ADVOCACY, LLC

Open original LDA filing ↗

Cited source text and reported amounts

General interests in cybersecurity proposals. General interest in proposed Federal Data Breach Notification Standard. General interest in a best-interest standard for investment advice. General interest in enhancing Diversity and Inclusion best practices within the financial services industry. H.R.2441 - Improving Disclosure for Investors Act of 2025.

Client expense: — · Firm income: $60,000

Matched citations: H.R.2441

H.R. 1119th Congress

An act to provide for reconciliation pursuant to title II of H. Con. Res. 14.

2025 · third_quarter · Firm: CROSSROADS STRATEGIES, LLC

Open original LDA filing ↗

Cited source text and reported amounts

H.R.1, One Big Beautiful Bill Act (P.L.119-21), independent contractor tax issues.

Client expense: — · Firm income: $50,000

Matched citations: H.R.1

H.R. 2441119th Congress

Improving Disclosure for Investors Act of 2025

2025 · second_quarter · Firm: MINDSET ADVOCACY, LLC

Open original LDA filing ↗

Cited source text and reported amounts

General interests in cybersecurity proposals. General interest in proposed Federal Data Breach Notification Standard. General interest in a best-interest standard for investment advice. General interest in enhancing Diversity and Inclusion best practices within the financial services industry. H.R.2441 - Improving Disclosure for Investors Act of 2025.

Client expense: — · Firm income: $60,000

Matched citations: H.R.2441

H.R. 1119th Congress

An act to provide for reconciliation pursuant to title II of H. Con. Res. 14.

2025 · second_quarter · Firm: CROSSROADS STRATEGIES, LLC

Open original LDA filing ↗

Cited source text and reported amounts

H.R.1, One Big Beautiful Bill Act, independent contractor tax issues.

Client expense: — · Firm income: $50,000

Matched citations: H.R.1

H.R. 4293114th Congress

Affordable Retirement Advice Protection Act

2016 · fourth_quarter · Firm: MINDSET ADVOCACY, LLC

Open original LDA filing ↗

Cited source text and reported amounts

General interests in cybersecurity proposals. General interest in proposed Federal Data Breach Notification Standard. General interest in issues related to Department of Labor Fidicuary Status as it relates to the role of financial advisors. General interest in HR 4294, the SAVERS Act of 2015, and HR 4293, the Affordable Retirement Protection Act, regarding a best-interest standard for investment advice.

Client expense: — · Firm income: $10,000

Matched citations: HR 4293

H.R. 4294114th Congress

SAVERS Act of 2015

2016 · fourth_quarter · Firm: MINDSET ADVOCACY, LLC

Open original LDA filing ↗

Cited source text and reported amounts

General interests in cybersecurity proposals. General interest in proposed Federal Data Breach Notification Standard. General interest in issues related to Department of Labor Fidicuary Status as it relates to the role of financial advisors. General interest in HR 4294, the SAVERS Act of 2015, and HR 4293, the Affordable Retirement Protection Act, regarding a best-interest standard for investment advice.

Client expense: — · Firm income: $10,000

Matched citations: HR 4294

H.R. 4293114th Congress

Affordable Retirement Advice Protection Act

2016 · fourth_quarter · Firm: SIGNAL GROUP CONSULTING, LLC

Open original LDA filing ↗

Cited source text and reported amounts

General interests in cybersecurity proposals. General interest in proposed Federal Data Breach Notification Standard. General interest in issues related to Department of Labor Fidicuary Status as it relates to the role of financial advisors. General interest in HR 4294, the SAVERS Act of 2015, and HR 4293, the Affordable Retirement Protection Act, regarding a best-interest standard for investment advice.

Client expense: — · Firm income: $10,000

Matched citations: HR 4293

H.R. 4294114th Congress

SAVERS Act of 2015

2016 · fourth_quarter · Firm: SIGNAL GROUP CONSULTING, LLC

Open original LDA filing ↗

Cited source text and reported amounts

General interests in cybersecurity proposals. General interest in proposed Federal Data Breach Notification Standard. General interest in issues related to Department of Labor Fidicuary Status as it relates to the role of financial advisors. General interest in HR 4294, the SAVERS Act of 2015, and HR 4293, the Affordable Retirement Protection Act, regarding a best-interest standard for investment advice.

Client expense: — · Firm income: $10,000

Matched citations: HR 4294

H.R. 4293114th Congress

Affordable Retirement Advice Protection Act

2016 · third_quarter · Firm: SIGNAL GROUP CONSULTING, LLC

Open original LDA filing ↗

Cited source text and reported amounts

General interests in cybersecurity proposals. General interest in proposed Federal Data Breach Notification Standard. General interest in issues related to Department of Labor Fidicuary Status as it relates to the role of financial advisors. General interest in HR 4294, the SAVERS Act of 2015, and HR 4293, the Affordable Retirement Protection Act, regarding a best-interest standard for investment advice.

Client expense: — · Firm income: $10,000

Matched citations: HR 4293

H.R. 4294114th Congress

SAVERS Act of 2015

2016 · third_quarter · Firm: SIGNAL GROUP CONSULTING, LLC

Open original LDA filing ↗

Cited source text and reported amounts

General interests in cybersecurity proposals. General interest in proposed Federal Data Breach Notification Standard. General interest in issues related to Department of Labor Fidicuary Status as it relates to the role of financial advisors. General interest in HR 4294, the SAVERS Act of 2015, and HR 4293, the Affordable Retirement Protection Act, regarding a best-interest standard for investment advice.

Client expense: — · Firm income: $10,000

Matched citations: HR 4294

H.R. 4293114th Congress

Affordable Retirement Advice Protection Act

2016 · third_quarter · Firm: SIGNAL GROUP CONSULTING, LLC

Open original LDA filing ↗

Cited source text and reported amounts

General interests in cybersecurity proposals. General interest in proposed Federal Data Breach Notification Standard. General interest in issues related to Department of Labor Fidicuary Status as it relates to the role of financial advisors. General interest in HR 4294, the SAVERS Act of 2015, and HR 4293, the Affordable Retirement Protection Act, regarding a best-interest standard for investment advice.

Client expense: — · Firm income: $10,000

Matched citations: HR 4293

H.R. 4294114th Congress

SAVERS Act of 2015

2016 · third_quarter · Firm: SIGNAL GROUP CONSULTING, LLC

Open original LDA filing ↗

Cited source text and reported amounts

General interests in cybersecurity proposals. General interest in proposed Federal Data Breach Notification Standard. General interest in issues related to Department of Labor Fidicuary Status as it relates to the role of financial advisors. General interest in HR 4294, the SAVERS Act of 2015, and HR 4293, the Affordable Retirement Protection Act, regarding a best-interest standard for investment advice.

Client expense: — · Firm income: $10,000

Matched citations: HR 4294

Source: Senate LDA

LPL FINANCIAL, LLC — Lobbying Disclosure | Poliscope