FELICIA SMITH LAW OFFICE, P.C.

Lobbying Income

—

Filings

Unique Clients

Active Period

2011–2012

Lobbying Income by Year

Registrant-reported income from clients on LDA filings

Year	Lobbying Income	Filings	Clients
2012	—	3	1
2011	—	4	1

Largest clients by registrant-reported income

Client	Reported Income	Filings	Period
THE FINANCIAL SERVICES ROUNDTABLE	—	7	2011–2012

Government entities explicitly identified as targets in LDA filings

Government Body	Filings
HOUSE OF REPRESENTATIVES	4
Labor, Dept of (DOL)	4
SENATE	2
Treasury, Dept of	2
Natl Economic Council (NEC)	1
Office of Management & Budget (OMB)	1

Most frequently reported lobbying issues

Issue Code	Description	Reports
Financial Institutions/Investments/Securities	Financial Institutions/Investments/Securities	5
Retirement	Retirement	1

Bill numbers found in source-reported LDA specific issue text; broad topic matches are excluded

H.R. 4624112th Congress

Investment Adviser Oversight Act of 2012

2012 · second_quarter · Client: THE FINANCIAL SERVICES ROUNDTABLE

Cited source text and reported amounts

H. R. 4624, Investment Adviser Oversight Act of 2012; Re-definition of Investment-Advice Fiduciary (DOL); and FAB 2012-02 FAQ 30 (DOL)

Client expense: — · Firm income: —

Matched citations: H. R. 4624

FELICIA SMITH LAW OFFICE, P.C. — Lobbying Disclosure | Poliscope