PERSHING

Lobbying Spend

—

Filings

Firms Hired

Active Period

2001–2005

Lobbying Spend by Year

Client-reported lobbying expenses on LDA filings

Year	Lobbying Spend	Filings	Firms
2005	—	2	1
2004	—	3	1
2001	—	2	1

Lobbying firms retained by this client; amounts are client-reported expenses when available

Firm Name	Reported Spend	Filings
THELEN (FORMERLY, THELEN REID BROWN RAYSMAN & STEINER LLP)	—	7

Government entities explicitly identified as targets in LDA filings

Government Body	Filings
HOUSE OF REPRESENTATIVES	5
SENATE	5
Securities & Exchange Commission (SEC)	5

Most frequently reported lobbying issues

Issue Code	Description	Reports
Financial Institutions/Investments/Securities	Financial Institutions/Investments/Securities	7
Banking	Banking	1
Government Issues	Government Issues	1

PERSHING — Lobbying Disclosure | Poliscope