ICAP SERVICES NORTH AMERICA LLC

Lobbying Spend

—

Filings

Firms Hired

Active Period

2017

Lobbying Spend by Year

Client-reported lobbying expenses on LDA filings

Year	Lobbying Spend	Filings	Firms
2017	—	2	1

Lobbying firms retained by this client; amounts are client-reported expenses when available

Firm Name	Reported Spend	Filings
MCCARTY FINANCIAL LLC	—	2

Government entities explicitly identified as targets in LDA filings

Government Body	Filings
Commodity Futures Trading Commission (CFTC)	1
HOUSE OF REPRESENTATIVES	1
SENATE	1
Securities & Exchange Commission (SEC)	1

Most frequently reported lobbying issues

Issue Code	Description	Reports
Financial Institutions/Investments/Securities	Financial Institutions/Investments/Securities	1
Banking	Banking	1

ICAP SERVICES NORTH AMERICA LLC — Lobbying Disclosure | Poliscope