NUVEEN INVESTMENTS, INC.

Lobbying Spend

—

Filings

Firms Hired

Active Period

2013–2018

Lobbying Spend by Year

Client-reported lobbying expenses on LDA filings

Year	Lobbying Spend	Filings	Firms
2018	—	1	1
2017	—	4	1
2016	—	4	1
2015	—	4	1
2014	—	4	1
2013	—	5	1

Lobbying firms retained by this client; amounts are client-reported expenses when available

Firm Name	Reported Spend	Filings
HOGAN LOVELLS US LLP	—	22

Government entities explicitly identified as targets in LDA filings

Government Body	Filings
HOUSE OF REPRESENTATIVES	20
SENATE	20
Executive Office of the President (EOP)	1

Most frequently reported lobbying issues

Issue Code	Description	Reports
Taxation/Internal Revenue Code	Taxation/Internal Revenue Code	21

NUVEEN INVESTMENTS, INC. — Lobbying Disclosure | Poliscope