STANDARD & POORS FINANCIAL SERVICES LLC

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Lobbying Income

—

Filings

Unique Clients

Active Period

2013

Lobbying Income by Year

Registrant-reported income from clients on LDA filings

Year	Lobbying Income	Filings	Clients
2013	—	5	1

Top Clients

Largest clients by registrant-reported income

Client	Reported Income	Filings	Period
STANDARD & POORS FINANCIAL SERVICES LLC	—	5	2013

Government Bodies Lobbied

Government entities explicitly identified as targets in LDA filings

Government Body	Filings
HOUSE OF REPRESENTATIVES	4
SENATE	4
Federal Reserve System	3
Securities & Exchange Commission (SEC)	3
Federal Deposit Insurance Corporation (FDIC)	2
Office of the Comptroller of the Currency (OCC)	2
Treasury, Dept of	2
Commodity Futures Trading Commission (CFTC)	1

Top Issues Lobbied

Most frequently reported lobbying issues

Issue Code	Description	Reports
Financial Institutions/Investments/Securities	Financial Institutions/Investments/Securities	5
Fuel/Gas/Oil	Fuel/Gas/Oil	1
Banking	Banking	1

Bills Explicitly Cited (1)

Bill numbers found in source-reported LDA specific issue text; broad topic matches are excluded

S. 1217113th Congress

Housing Finance Reform and Taxpayer Protection Act of 2014

2013 · fourth_quarter · Client: STANDARD & POORS FINANCIAL SERVICES LLC

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Cited source text and reported amounts

Issues related to credit rating system; Regulatory Implementation of the Dodd-Frank Act; S.1217: Housing Finance Reform and Taxpayer Protection Act (All Provisions)

Client expense: $340,000 · Firm income: —

Matched citations: S.1217

Source: Senate LDA

STANDARD & POORS FINANCIAL SERVICES LLC — Lobbying Disclosure | Poliscope