INDEPENDENT INVESTMENT BANKERS, CORP.

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Lobbying Spend

—

Filings

Firms Hired

Active Period

2015–2023

Lobbying Spend by Year

Client-reported lobbying expenses on LDA filings

Year	Lobbying Spend	Filings	Firms
2023	—	1	1
2022	—	4	1
2021	—	4	1
2020	—	4	1
2019	—	4	1
2018	—	4	1
2017	—	4	1
2016	—	4	1
2015	—	5	1

Hired Firms

Lobbying firms retained by this client; amounts are client-reported expenses when available

Firm Name	Reported Spend	Filings
ADVANCED POLICY CONSULTING, LLC	—	34

Government Bodies Lobbied

Government entities explicitly identified as targets in LDA filings

Government Body	Filings
HOUSE OF REPRESENTATIVES	31
SENATE	31
Securities & Exchange Commission (SEC)	1

Top Issues

Most frequently reported lobbying issues

Issue Code	Description	Reports
Financial Institutions/Investments/Securities	Financial Institutions/Investments/Securities	33

Bills Explicitly Cited (25)

Bill numbers found in source-reported LDA specific issue text; broad topic matches are excluded

H.R. 935117th Congress

Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021

2022 · fourth_quarter · Firm: ADVANCED POLICY CONSULTING, LLC

Open original LDA filing ↗

Cited source text and reported amounts

HR 935 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021" and S. 3391 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021"

Client expense: — · Firm income: —

Matched citations: HR 935

S. 3391117th Congress

Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021

2022 · fourth_quarter · Firm: ADVANCED POLICY CONSULTING, LLC

Open original LDA filing ↗

Cited source text and reported amounts

HR 935 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021" and S. 3391 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021"

Client expense: — · Firm income: —

Matched citations: S. 3391

H.R. 935117th Congress

Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021

2022 · third_quarter · Firm: ADVANCED POLICY CONSULTING, LLC

Open original LDA filing ↗

Cited source text and reported amounts

HR 935 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021" and S. 3391 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021"

Client expense: — · Firm income: —

Matched citations: HR 935

S. 3391117th Congress

Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021

2022 · third_quarter · Firm: ADVANCED POLICY CONSULTING, LLC

Open original LDA filing ↗

Cited source text and reported amounts

HR 935 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021" and S. 3391 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021"

Client expense: — · Firm income: —

Matched citations: S. 3391

Show 21 more cited filings

H.R. 935117th Congress

Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021

2022 · second_quarter · Firm: ADVANCED POLICY CONSULTING, LLC

Open original LDA filing ↗

Cited source text and reported amounts

HR 935 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021" and S. 3391 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021"

Client expense: — · Firm income: —

Matched citations: HR 935

S. 3391117th Congress

Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021

2022 · second_quarter · Firm: ADVANCED POLICY CONSULTING, LLC

Open original LDA filing ↗

Cited source text and reported amounts

HR 935 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021" and S. 3391 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021"

Client expense: — · Firm income: —

Matched citations: S. 3391

H.R. 935117th Congress

Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021

2022 · first_quarter · Firm: ADVANCED POLICY CONSULTING, LLC

Open original LDA filing ↗

Cited source text and reported amounts

HR 935 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021" and S. 3391 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021"

Client expense: — · Firm income: —

Matched citations: HR 935

S. 3391117th Congress

Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021

2022 · first_quarter · Firm: ADVANCED POLICY CONSULTING, LLC

Open original LDA filing ↗

Cited source text and reported amounts

HR 935 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021" and S. 3391 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021"

Client expense: — · Firm income: —

Matched citations: S. 3391

H.R. 935117th Congress

Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021

2021 · fourth_quarter · Firm: ADVANCED POLICY CONSULTING, LLC

Open original LDA filing ↗

Cited source text and reported amounts

HR 935 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021" and S. 3391 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021"

Client expense: — · Firm income: —

Matched citations: HR 935

S. 3391117th Congress

Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021

2021 · fourth_quarter · Firm: ADVANCED POLICY CONSULTING, LLC

Open original LDA filing ↗

Cited source text and reported amounts

HR 935 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021" and S. 3391 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021"

Client expense: — · Firm income: —

Matched citations: S. 3391

H.R. 935117th Congress

Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021

2021 · third_quarter · Firm: ADVANCED POLICY CONSULTING, LLC

Open original LDA filing ↗

Cited source text and reported amounts

HR 935 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021" and any potential Senate companion legislation.

Client expense: — · Firm income: —

Matched citations: HR 935

H.R. 935117th Congress

Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021

2021 · second_quarter · Firm: ADVANCED POLICY CONSULTING, LLC

Open original LDA filing ↗

Cited source text and reported amounts

HR 935 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021"

Client expense: — · Firm income: —

Matched citations: HR 935

H.R. 935117th Congress

Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021

2021 · first_quarter · Firm: ADVANCED POLICY CONSULTING, LLC

Open original LDA filing ↗

Cited source text and reported amounts

HR 935 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021"

Client expense: — · Firm income: —

Matched citations: HR 935

H.R. 609116th Congress

Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019

2020 · fourth_quarter · Firm: ADVANCED POLICY CONSULTING, LLC

Open original LDA filing ↗

Cited source text and reported amounts

Opposition to HR 609 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019." Opposition to House Appropriations Report language regarding HR 609. Opposition to the proposed "Exemptive Order Granting Conditional Exemption From the Broker Registration Requirements of Section 15(a) of the Securities Exchange Act of 1934 for Certain Activities of Finders, File No. S7-13-20," which if codified by the SEC could create an unregulated M&A advisory loop hole even though Congress has failed to pass this legislation into law on numerous occasions.

Client expense: — · Firm income: —

Matched citations: HR 609

S. 7116th Congress

Extreme Risk Protection Order and Violence Prevention Act of 2019

2020 · fourth_quarter · Firm: ADVANCED POLICY CONSULTING, LLC

Open original LDA filing ↗

Cited source text and reported amounts

Opposition to HR 609 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019." Opposition to House Appropriations Report language regarding HR 609. Opposition to the proposed "Exemptive Order Granting Conditional Exemption From the Broker Registration Requirements of Section 15(a) of the Securities Exchange Act of 1934 for Certain Activities of Finders, File No. S7-13-20," which if codified by the SEC could create an unregulated M&A advisory loop hole even though Congress has failed to pass this legislation into law on numerous occasions.

Client expense: — · Firm income: —

Matched citations: S7

H.R. 609116th Congress

Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019

2020 · third_quarter · Firm: ADVANCED POLICY CONSULTING, LLC

Open original LDA filing ↗

Cited source text and reported amounts

HR 609 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019."

Client expense: — · Firm income: —

Matched citations: HR 609

H.R. 609116th Congress

Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019

2020 · second_quarter · Firm: ADVANCED POLICY CONSULTING, LLC

Open original LDA filing ↗

Cited source text and reported amounts

HR 609 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019."

Client expense: — · Firm income: —

Matched citations: HR 609

H.R. 609116th Congress

Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019

2020 · first_quarter · Firm: ADVANCED POLICY CONSULTING, LLC

Open original LDA filing ↗

Cited source text and reported amounts

HR 609 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019."

Client expense: — · Firm income: —

Matched citations: HR 609

H.R. 609116th Congress

Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019

2019 · fourth_quarter · Firm: ADVANCED POLICY CONSULTING, LLC

Open original LDA filing ↗

Cited source text and reported amounts

HR 609 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019."

Client expense: — · Firm income: —

Matched citations: HR 609

H.R. 609116th Congress

Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019

2019 · third_quarter · Firm: ADVANCED POLICY CONSULTING, LLC

Open original LDA filing ↗

Cited source text and reported amounts

HR 609 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019."

Client expense: — · Firm income: —

Matched citations: HR 609

H.R. 609116th Congress

Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019

2019 · second_quarter · Firm: ADVANCED POLICY CONSULTING, LLC

Open original LDA filing ↗

Cited source text and reported amounts

HR 609 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019."

Client expense: — · Firm income: —

Matched citations: HR 609

H.R. 609116th Congress

Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019

2019 · first_quarter · Firm: ADVANCED POLICY CONSULTING, LLC

Open original LDA filing ↗

Cited source text and reported amounts

HR 609 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019."

Client expense: — · Firm income: —

Matched citations: HR 609

H.R. 10115th Congress

Financial CHOICE Act of 2017

2018 · fourth_quarter · Firm: ADVANCED POLICY CONSULTING, LLC

Open original LDA filing ↗

Cited source text and reported amounts

H.R.477 - the "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017" and potential Senate legislation regarding the same. H.R. 10"Financial CHOICE Act of 2017" as it pertains to the inclusion of H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017. The "Financial Services and General Government" (FSGG) legislation on the House and Senate side as it pertains to the inclusion of H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017. S. 2155, the "Economic Growth, Regulatory Relief, and Consumer Protection Act" as it pertains to the inclusion of H.R 477. S. 3518 "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2018." JOBS Act 3.0 - S.488 - "JOBS and Investor Confidence Act of 2018." S. 3518 "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2018."

Client expense: — · Firm income: —

Matched citations: H.R. 10

H.R. 477115th Congress

Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017

2018 · fourth_quarter · Firm: ADVANCED POLICY CONSULTING, LLC

Open original LDA filing ↗

Cited source text and reported amounts

H.R.477 - the "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017" and potential Senate legislation regarding the same. H.R. 10"Financial CHOICE Act of 2017" as it pertains to the inclusion of H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017. The "Financial Services and General Government" (FSGG) legislation on the House and Senate side as it pertains to the inclusion of H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017. S. 2155, the "Economic Growth, Regulatory Relief, and Consumer Protection Act" as it pertains to the inclusion of H.R 477. S. 3518 "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2018." JOBS Act 3.0 - S.488 - "JOBS and Investor Confidence Act of 2018." S. 3518 "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2018."

Client expense: — · Firm income: —

Matched citations: H.R 477, H.R. 477, H.R.477

S. 2155115th Congress

Economic Growth, Regulatory Relief, and Consumer Protection Act

2018 · fourth_quarter · Firm: ADVANCED POLICY CONSULTING, LLC

Open original LDA filing ↗

Cited source text and reported amounts

H.R.477 - the "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017" and potential Senate legislation regarding the same. H.R. 10"Financial CHOICE Act of 2017" as it pertains to the inclusion of H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017. The "Financial Services and General Government" (FSGG) legislation on the House and Senate side as it pertains to the inclusion of H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017. S. 2155, the "Economic Growth, Regulatory Relief, and Consumer Protection Act" as it pertains to the inclusion of H.R 477. S. 3518 "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2018." JOBS Act 3.0 - S.488 - "JOBS and Investor Confidence Act of 2018." S. 3518 "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2018."

Client expense: — · Firm income: —

Matched citations: S. 2155

Source: Senate LDA

INDEPENDENT INVESTMENT BANKERS, CORP. — Lobbying Disclosure | Poliscope