LIQUIDNET

Lobbying Spend

—

Filings

Firms Hired

Active Period

2006–2016

Lobbying Spend by Year

Client-reported lobbying expenses on LDA filings

Year	Lobbying Spend	Filings	Firms
2016	—	4	1
2015	—	4	1
2007	—	2	1
2006	—	3	1

Lobbying firms retained by this client; amounts are client-reported expenses when available

Firm Name	Reported Spend	Filings
DELTA STRATEGY GROUP	—	8
BKSH & ASSOCIATES	—	5

Government entities explicitly identified as targets in LDA filings

Government Body	Filings
HOUSE OF REPRESENTATIVES	11
SENATE	11
Securities & Exchange Commission (SEC)	7

Most frequently reported lobbying issues

Issue Code	Description	Reports
Financial Institutions/Investments/Securities	Financial Institutions/Investments/Securities	13

LIQUIDNET — Lobbying Disclosure | Poliscope