CAPITAL MARKET STRATEGIES (ON BEHALF OF MEMX MEMBERS EXCHANGE)

Lobbying Spend

—

Filings

Firms Hired

Active Period

2020–2021

Lobbying Spend by Year

Client-reported lobbying expenses on LDA filings

Year	Lobbying Spend	Filings	Firms
2021	—	3	1
2020	—	2	1

Lobbying firms retained by this client; amounts are client-reported expenses when available

Firm Name	Reported Spend	Filings
FEDERAL HALL POLICY ADVISORS, LLC	—	5

Government entities explicitly identified as targets in LDA filings

Government Body	Filings
HOUSE OF REPRESENTATIVES	1
SENATE	1

Most frequently reported lobbying issues

Issue Code	Description	Reports
Financial Institutions/Investments/Securities	Financial Institutions/Investments/Securities	3
Taxation/Internal Revenue Code	Taxation/Internal Revenue Code	1

CAPITAL MARKET STRATEGIES (ON BEHALF OF MEMX MEMBERS EXCHANGE) — Lobbying Disclosure | Poliscope