INVICTA FINANCIAL GROUP

Lobbying Spend

—

Filings

Firms Hired

Active Period

2010–2011

Lobbying Spend by Year

Client-reported lobbying expenses on LDA filings

Year	Lobbying Spend	Filings	Firms
2011	—	4	1
2010	—	2	1

Lobbying firms retained by this client; amounts are client-reported expenses when available

Firm Name	Reported Spend	Filings
MINDSET ADVOCACY, LLC	—	6

Government entities explicitly identified as targets in LDA filings

Government Body	Filings
Commodity Futures Trading Commission (CFTC)	5
SENATE	5
Securities & Exchange Commission (SEC)	5
HOUSE OF REPRESENTATIVES	4

Most frequently reported lobbying issues

Issue Code	Description	Reports
Financial Institutions/Investments/Securities	Financial Institutions/Investments/Securities	6

INVICTA FINANCIAL GROUP — Lobbying Disclosure | Poliscope