FIRST SOUTHWEST COMPANY

Lobbying Spend

—

Filings

Firms Hired

Active Period

2009–2013

Lobbying Spend by Year

Client-reported lobbying expenses on LDA filings

Year	Lobbying Spend	Filings	Firms
2013	—	4	1
2012	—	5	1
2011	—	4	1
2010	—	4	1
2009	—	5	1

Lobbying firms retained by this client; amounts are client-reported expenses when available

Firm Name	Reported Spend	Filings
VINSON & ELKINS LLP	—	13
BRACEWELL LLP	—	9

Government entities explicitly identified as targets in LDA filings

Government Body	Filings
Securities & Exchange Commission (SEC)	7
SENATE	6
HOUSE OF REPRESENTATIVES	4
Treasury, Dept of	2

Most frequently reported lobbying issues

Issue Code	Description	Reports
Financial Institutions/Investments/Securities	Financial Institutions/Investments/Securities	9
Taxation/Internal Revenue Code	Taxation/Internal Revenue Code	3

FIRST SOUTHWEST COMPANY — Lobbying Disclosure | Poliscope