DIRECT EDGE ECN

Lobbying Spend

—

Filings

Firms Hired

Active Period

2008–2014

Lobbying Spend by Year

Client-reported lobbying expenses on LDA filings

Year	Lobbying Spend	Filings	Firms
2014	—	1	1
2013	—	4	1
2012	—	4	1
2011	—	4	1
2010	—	4	1
2009	—	4	1
2008	—	2	1

Lobbying firms retained by this client; amounts are client-reported expenses when available

Firm Name	Reported Spend	Filings
WILLIAMS AND JENSEN, PLLC	—	23

Government entities explicitly identified as targets in LDA filings

Government Body	Filings
HOUSE OF REPRESENTATIVES	22
SENATE	18
Securities & Exchange Commission (SEC)	12

Most frequently reported lobbying issues

Issue Code	Description	Reports
Financial Institutions/Investments/Securities	Financial Institutions/Investments/Securities	23

DIRECT EDGE ECN — Lobbying Disclosure | Poliscope