STERNHELL GROUP (HUDSON RIVER TRADING LLC)

Lobbying Spend

—

Filings

Firms Hired

Active Period

2009–2017

Lobbying Spend by Year

Client-reported lobbying expenses on LDA filings

Year	Lobbying Spend	Filings	Firms
2017	—	3	1
2016	—	4	1
2015	—	4	1
2014	—	4	1
2013	—	4	1
2012	—	4	1
2011	—	4	1
2010	—	5	1
2009	—	2	1

Lobbying firms retained by this client; amounts are client-reported expenses when available

Firm Name	Reported Spend	Filings
RWC, INC	—	34

Government entities explicitly identified as targets in LDA filings

Government Body	Filings
HOUSE OF REPRESENTATIVES	33
SENATE	33
Securities & Exchange Commission (SEC)	33
Commodity Futures Trading Commission (CFTC)	23

Most frequently reported lobbying issues

Issue Code	Description	Reports
Financial Institutions/Investments/Securities	Financial Institutions/Investments/Securities	34

STERNHELL GROUP (HUDSON RIVER TRADING LLC) — Lobbying Disclosure | Poliscope