SECURITIES INDUSTRY ASSOCIATION

Lobbying Spend

—

Filings

Firms Hired

Active Period

1999–2009

Lobbying Spend by Year

Client-reported lobbying expenses on LDA filings

Year	Lobbying Spend	Filings	Firms
2009	—	2	1
2008	—	4	1
2007	—	2	1
2006	—	3	1
2005	—	2	1
2004	—	1	1
2003	—	2	1
2002	—	1	1
2001	—	2	2
2000	—	4	2
1999	—	2	1

Lobbying firms retained by this client; amounts are client-reported expenses when available

Firm Name	Reported Spend	Filings
SULLIVAN & CROMWELL LLP	—	22
WILLIAMS, WILLIAM J. JR.	—	3

Government entities explicitly identified as targets in LDA filings

Government Body	Filings
HOUSE OF REPRESENTATIVES	8
SENATE	8
Treasury, Dept of	7
Securities & Exchange Commission (SEC)	1

Most frequently reported lobbying issues

Issue Code	Description	Reports
Taxation/Internal Revenue Code	Taxation/Internal Revenue Code	8
Financial Institutions/Investments/Securities	Financial Institutions/Investments/Securities	2

SECURITIES INDUSTRY ASSOCIATION — Lobbying Disclosure | Poliscope