PEQUOT CAPITAL MANAGEMENT INC

Lobbying Spend

—

Filings

Firms Hired

Active Period

2006–2009

Lobbying Spend by Year

Client-reported lobbying expenses on LDA filings

Year	Lobbying Spend	Filings	Firms
2009	—	3	1
2008	—	2	1
2007	—	2	2
2006	—	4	2

Lobbying firms retained by this client; amounts are client-reported expenses when available

Firm Name	Reported Spend	Filings
ACG ADVOCACY	—	8
ARNOLD & PORTER KAYE SCHOLER LLP	—	3

Government entities explicitly identified as targets in LDA filings

Government Body	Filings
SENATE	8
Securities & Exchange Commission (SEC)	4
HOUSE OF REPRESENTATIVES	2

Most frequently reported lobbying issues

Issue Code	Description	Reports
Financial Institutions/Investments/Securities	Financial Institutions/Investments/Securities	11

PEQUOT CAPITAL MANAGEMENT INC — Lobbying Disclosure | Poliscope