STIFEL FINANCIAL CORP.

Lobbying Spend

—

Filings

Firms Hired

Active Period

2011–2013

Lobbying Spend by Year

Client-reported lobbying expenses on LDA filings

Year	Lobbying Spend	Filings	Firms
2013	—	1	1
2012	—	4	1
2011	—	4	1

Lobbying firms retained by this client; amounts are client-reported expenses when available

Firm Name	Reported Spend	Filings
MERCURY PUBLIC AFFAIRS LLC	—	9

Government entities explicitly identified as targets in LDA filings

Government Body	Filings
HOUSE OF REPRESENTATIVES	7
SENATE	7
Treasury, Dept of	4
Securities & Exchange Commission (SEC)	1

Most frequently reported lobbying issues

Issue Code	Description	Reports
Banking	Banking	5
Financial Institutions/Investments/Securities	Financial Institutions/Investments/Securities	3

STIFEL FINANCIAL CORP. — Lobbying Disclosure | Poliscope