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Lobbying Income
$14.1M
Filings
297
Unique Clients
8
Active Period
2000–2020
Registrant-reported income from clients on LDA filings
Largest clients by registrant-reported income
Government entities explicitly identified as targets in LDA filings
Most frequently reported lobbying issues
Bill numbers found in source-reported LDA specific issue text; broad topic matches are excluded
Brokered Deposit Affiliate-Subsidiary Modernization Act of 2019
2020 · second_quarter · Client: CHARLES SCHWAB & COMPANY
Monitoring of S. 3111 Brokered Deposit Affiliate-Subsidiary Modernization Act of 2019; monitoring for legislation related to market data
Client expense: — · Firm income: $30,000
Matched citations: S. 3111
Brokered Deposit Affiliate-Subsidiary Modernization Act of 2019
2020 · first_quarter · Client: CHARLES SCHWAB & COMPANY
Monitoring of S. 3111 Brokered Deposit Affiliate-Subsidiary Modernization Act of 2019
Client expense: — · Firm income: $30,000
Matched citations: S. 3111
Brokered Deposit Affiliate-Subsidiary Modernization Act of 2018
2019 · fourth_quarter · Client: CHARLES SCHWAB & COMPANY
Monitoring H.R. 2572, to amend the Federal Deposit Insurance Act (FDIC Act) to clarify the definition of a deposit broker; continued monitoring for introduction of legislation similar to H.R. 6158, Brokered Deposit Affiliate-Subsidiary Modernization Act of 2018 which was introduced in the 115Congress.
Client expense: — · Firm income: $30,000
Matched citations: H.R. 6158
To amend the Federal Deposit Insurance Act to clarify the definition of a deposit broker, and for other purposes.
2019 · fourth_quarter · Client: CHARLES SCHWAB & COMPANY
Monitoring H.R. 2572, to amend the Federal Deposit Insurance Act (FDIC Act) to clarify the definition of a deposit broker; continued monitoring for introduction of legislation similar to H.R. 6158, Brokered Deposit Affiliate-Subsidiary Modernization Act of 2018 which was introduced in the 115Congress.
Client expense: — · Firm income: $30,000
Matched citations: H.R. 2572
Brokered Deposit Affiliate-Subsidiary Modernization Act of 2018
2019 · third_quarter · Client: CHARLES SCHWAB & COMPANY
Monitoring H.R. 2572, to amend the Federal Deposit Insurance Act (FDIC Act) to clarify the definition of a deposit broker; continued monitoring for introduction of legislation similar to H.R. 6158, Brokered Deposit Affiliate-Subsidiary Modernization Act of 2018 which was introduced in the 115Congress.
Client expense: — · Firm income: $30,000
Matched citations: H.R. 6158
To amend the Federal Deposit Insurance Act to clarify the definition of a deposit broker, and for other purposes.
2019 · third_quarter · Client: CHARLES SCHWAB & COMPANY
Monitoring H.R. 2572, to amend the Federal Deposit Insurance Act (FDIC Act) to clarify the definition of a deposit broker; continued monitoring for introduction of legislation similar to H.R. 6158, Brokered Deposit Affiliate-Subsidiary Modernization Act of 2018 which was introduced in the 115Congress.
Client expense: — · Firm income: $30,000
Matched citations: H.R. 2572
Brokered Deposit Affiliate-Subsidiary Modernization Act of 2018
2019 · second_quarter · Client: CHARLES SCHWAB & COMPANY
Monitoring for introduction of legislation similar to H.R. 6158, Brokered Deposit Affiliate-Subsidiary Modernization Act of 2018 which was introduced in the 115Congress.
Client expense: — · Firm income: $30,000
Matched citations: H.R. 6158
Brokered Deposit Affiliate-Subsidiary Modernization Act of 2018
2019 · first_quarter · Client: CHARLES SCHWAB & COMPANY
Monitoring for introduction of any legislation similar to H.R. 6158, Brokered Deposit Affiliate-Subsidiary Modernization Act of 2018 which was introduced in the 115Congress.
Client expense: — · Firm income: $30,000
Matched citations: H.R. 6158
Consumer Financial Choice and Capital Markets Protection Act of 2018
2018 · fourth_quarter · Client: INVESTMENT COMPANY INSTITUTE
H.R. 2319, the Consumer Financial Choice and Capital Markets Protection Act of 2018, pertaining to money market reforms, especially language requiring that prime institutional and tax exempt institutional money market funds float their net asset values (NAVs); S. 3577, the Financial Stability Oversight Council (FSOC) Improvement Act to amend the Financial Stability Act of 2010 to require the FSOC to consider alternative approaches before determining that a U.S. nonbank financial company shall be supervised by the Board of Governors of the Federal Reserve System.
Client expense: — · Firm income: $60,000
Matched citations: H.R. 2319
H.R. 2319, the Consumer Financial Choice and Capital Markets Protection Act of 2018, pertaining to money market reforms, especially language requiring that prime institutional and tax exempt institutional money market funds float their net asset values (NAVs); S. 3577, the Financial Stability Oversight Council (FSOC) Improvement Act to amend the Financial Stability Act of 2010 to require the FSOC to consider alternative approaches before determining that a U.S. nonbank financial company shall be supervised by the Board of Governors of the Federal Reserve System.
Client expense: — · Firm income: $60,000
Matched citations: S. 3577
Consumer Financial Choice and Capital Markets Protection Act of 2018
2018 · fourth_quarter · Client: CHARLES SCHWAB & COMPANY
H.R. 2319, the Consumer Financial Choice and Capital Markets Protection Act of 2018, pertaining to money market reforms, especially language requiring that prime institutional and tax exempt institutional money market funds float their net asset values (NAVs); monitoring of financial services generally.
Client expense: — · Firm income: $50,000
Matched citations: H.R. 2319
Consumer Financial Choice and Capital Markets Protection Act of 2018
2018 · third_quarter · Client: CHARLES SCHWAB & COMPANY
H.R. 2319, the Consumer Financial Choice and Capital Markets Protection Act of 2018, pertaining to money market reforms, especially language requiring that prime institutional and tax exempt institutional money market funds float their net asset values (NAVs); monitoring of financial services generally.
Client expense: — · Firm income: $50,000
Matched citations: H.R. 2319
Consumer Financial Choice and Capital Markets Protection Act of 2018
2018 · third_quarter · Client: INVESTMENT COMPANY INSTITUTE
H.R. 2319, the Consumer Financial Choice and Capital Markets Protection Act of 2018, pertaining to money market reforms, especially language requiring that prime institutional and tax exempt institutional money market funds float their net asset values (NAVs).
Client expense: — · Firm income: $60,000
Matched citations: H.R. 2319
Economic Growth, Regulatory Relief, and Consumer Protection Act
2018 · second_quarter · Client: KPMG LLP
Monitoring for legislation pertaining to the regulatory authority of the Consumer Financial Protection Bureau (CFPB)generally; monitoring passage of S. 2155, the Economic Growth, Regulatory Relief, and Consumer Protection Act.
Client expense: — · Firm income: $80,000
Matched citations: S. 2155
Economic Growth, Regulatory Relief, and Consumer Protection Act
2018 · second_quarter · Client: CHARLES SCHWAB & COMPANY
S. 2155, the Economic Growth, Regulatory Relief, and Consumer Protection Act; monitoring of financial services generally.
Client expense: — · Firm income: $50,000
Matched citations: S. 2155
Financial Stability Oversight Council Improvement Act of 2017
2018 · second_quarter · Client: INVESTMENT COMPANY INSTITUTE
S. 2155, the Economic Growth, Regulatory Relief, and Consumer Protection Act; H.R. 4566, the Alleviating Stress Test Burdens to Help Investors Act, to narrow the scope of bank-oriented stress testing requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act; H.R. 4061, the Financial Stability Oversight Council Improvement Act of 2017, a bill to require the Financial Stability Oversight Council (FSOC) to be supervised by the Federal Reserve in making/designating non-bank financial institutions to be deemed systemically important financial institutions (SIFIs).
Client expense: — · Firm income: $60,000
Matched citations: H.R. 4061
Alleviating Stress Test Burdens to Help Investors Act
2018 · second_quarter · Client: INVESTMENT COMPANY INSTITUTE
S. 2155, the Economic Growth, Regulatory Relief, and Consumer Protection Act; H.R. 4566, the Alleviating Stress Test Burdens to Help Investors Act, to narrow the scope of bank-oriented stress testing requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act; H.R. 4061, the Financial Stability Oversight Council Improvement Act of 2017, a bill to require the Financial Stability Oversight Council (FSOC) to be supervised by the Federal Reserve in making/designating non-bank financial institutions to be deemed systemically important financial institutions (SIFIs).
Client expense: — · Firm income: $60,000
Matched citations: H.R. 4566
Economic Growth, Regulatory Relief, and Consumer Protection Act
2018 · second_quarter · Client: INVESTMENT COMPANY INSTITUTE
S. 2155, the Economic Growth, Regulatory Relief, and Consumer Protection Act; H.R. 4566, the Alleviating Stress Test Burdens to Help Investors Act, to narrow the scope of bank-oriented stress testing requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act; H.R. 4061, the Financial Stability Oversight Council Improvement Act of 2017, a bill to require the Financial Stability Oversight Council (FSOC) to be supervised by the Federal Reserve in making/designating non-bank financial institutions to be deemed systemically important financial institutions (SIFIs).
Client expense: — · Firm income: $60,000
Matched citations: S. 2155
Consolidated Appropriations Act, 2018
2018 · first_quarter · Client: INVESTMENT COMPANY INSTITUTE
H.R. 2319, Consumer Financial Choice and Capital Markets Act of 2017, a bill to amend the Investment Company Act of 1940 to allow a money market fund,under specified conditions, to elect to operate using a different method of valuation (like a floating NAV) than is otherwise required; H.R. 4566, the Alleviating Stress Test Burdens to Help Investors Act, to narrow the scope of bank-oriented stress testing requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act; H.R. 4061, the Financial Stability Oversight Council Improvement Act of 2017, a bill to require the Financial Stability Oversight Council (FSOC) to be supervised by the Federal Reserve in making/designating non-bank financial institutions to be deemed systemically important financial institutions (SIFIs); H.R. 4738, Mutual Fund Litigation Reform Act, a bill to amend the Investment Company Act of 1940 to specify burden of proof and complaint requirements with respect to certain actions for breach of fiduciary duty; H.R.1625, Consolidated Appropriations Act 2017-2018 (Omnibus Spending Bill), especially provisions that would prohibit the SEC from modernizing the manner in which mutual funds provide shareholder reports to their shareholders.
Client expense: — · Firm income: $60,000
Matched citations: H.R.1625
Consumer Financial Choice and Capital Markets Protection Act of 2018
2018 · first_quarter · Client: INVESTMENT COMPANY INSTITUTE
H.R. 2319, Consumer Financial Choice and Capital Markets Act of 2017, a bill to amend the Investment Company Act of 1940 to allow a money market fund,under specified conditions, to elect to operate using a different method of valuation (like a floating NAV) than is otherwise required; H.R. 4566, the Alleviating Stress Test Burdens to Help Investors Act, to narrow the scope of bank-oriented stress testing requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act; H.R. 4061, the Financial Stability Oversight Council Improvement Act of 2017, a bill to require the Financial Stability Oversight Council (FSOC) to be supervised by the Federal Reserve in making/designating non-bank financial institutions to be deemed systemically important financial institutions (SIFIs); H.R. 4738, Mutual Fund Litigation Reform Act, a bill to amend the Investment Company Act of 1940 to specify burden of proof and complaint requirements with respect to certain actions for breach of fiduciary duty; H.R.1625, Consolidated Appropriations Act 2017-2018 (Omnibus Spending Bill), especially provisions that would prohibit the SEC from modernizing the manner in which mutual funds provide shareholder reports to their shareholders.
Client expense: — · Firm income: $60,000
Matched citations: H.R. 2319
Financial Stability Oversight Council Improvement Act of 2017
2018 · first_quarter · Client: INVESTMENT COMPANY INSTITUTE
H.R. 2319, Consumer Financial Choice and Capital Markets Act of 2017, a bill to amend the Investment Company Act of 1940 to allow a money market fund,under specified conditions, to elect to operate using a different method of valuation (like a floating NAV) than is otherwise required; H.R. 4566, the Alleviating Stress Test Burdens to Help Investors Act, to narrow the scope of bank-oriented stress testing requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act; H.R. 4061, the Financial Stability Oversight Council Improvement Act of 2017, a bill to require the Financial Stability Oversight Council (FSOC) to be supervised by the Federal Reserve in making/designating non-bank financial institutions to be deemed systemically important financial institutions (SIFIs); H.R. 4738, Mutual Fund Litigation Reform Act, a bill to amend the Investment Company Act of 1940 to specify burden of proof and complaint requirements with respect to certain actions for breach of fiduciary duty; H.R.1625, Consolidated Appropriations Act 2017-2018 (Omnibus Spending Bill), especially provisions that would prohibit the SEC from modernizing the manner in which mutual funds provide shareholder reports to their shareholders.
Client expense: — · Firm income: $60,000
Matched citations: H.R. 4061
Alleviating Stress Test Burdens to Help Investors Act
2018 · first_quarter · Client: INVESTMENT COMPANY INSTITUTE
H.R. 2319, Consumer Financial Choice and Capital Markets Act of 2017, a bill to amend the Investment Company Act of 1940 to allow a money market fund,under specified conditions, to elect to operate using a different method of valuation (like a floating NAV) than is otherwise required; H.R. 4566, the Alleviating Stress Test Burdens to Help Investors Act, to narrow the scope of bank-oriented stress testing requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act; H.R. 4061, the Financial Stability Oversight Council Improvement Act of 2017, a bill to require the Financial Stability Oversight Council (FSOC) to be supervised by the Federal Reserve in making/designating non-bank financial institutions to be deemed systemically important financial institutions (SIFIs); H.R. 4738, Mutual Fund Litigation Reform Act, a bill to amend the Investment Company Act of 1940 to specify burden of proof and complaint requirements with respect to certain actions for breach of fiduciary duty; H.R.1625, Consolidated Appropriations Act 2017-2018 (Omnibus Spending Bill), especially provisions that would prohibit the SEC from modernizing the manner in which mutual funds provide shareholder reports to their shareholders.
Client expense: — · Firm income: $60,000
Matched citations: H.R. 4566
Consumer Financial Choice and Capital Markets Protection Act of 2018
2018 · first_quarter · Client: CHARLES SCHWAB & COMPANY
H.R. 2319, Consumer Financial Choice and Capital Markets Act of 2017, a bill to amend the Investment Company Act of 1940 to allow a money market fund,under specified conditions, to elect to operate using a different method of valuation (like a floating NAV) than is otherwise required.
Client expense: — · Firm income: $50,000
Matched citations: H.R. 2319
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
2017 · fourth_quarter · Client: CHARLES SCHWAB & COMPANY
H.R.1, An Act to provide for reconciliation pursuant to Titles II and V of the concurrent resolution on the budget for the fiscal year 2018, all provisions pertaining to Last In Last Out (LIFO) or First In First Out (FIFO) treatment of the timing of the gain recognized on sale of stock held in portfolio.
Client expense: — · Firm income: $50,000
Matched citations: H.R.1
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
2017 · fourth_quarter · Client: INVESTMENT COMPANY INSTITUTE
H.R.1, An Act to provide for reconciliation pursuant to Titles II and V of the concurrent resolution on the budget for the fiscal year 2018, all provisions pertaining to Last In Last Out (LIFO) or First In First Out (FIFO) treatment of the timing of the gain recognized on sale of stock held in portfolio.
Client expense: — · Firm income: $60,000
Matched citations: H.R.1
Source: Senate LDA