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Lobbying Spend
—
Filings
8
Firms Hired
1
Active Period
2009–2010
Client-reported lobbying expenses on LDA filings
Lobbying firms retained by this client; amounts are client-reported expenses when available
Government entities explicitly identified as targets in LDA filings
Most frequently reported lobbying issues
Bill numbers found in source-reported LDA specific issue text; broad topic matches are excluded
A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
2010 · third_quarter · Firm: PETER MIRIJANIAN PUBLIC AFFAIRS
Amendment of SEC Regulation SHO, including implementation of a firm locate/pre-borrow requirement; H.R. 4173, Wall Street Reform and Consumer Protection Act of 2009 and S. 3217, Restoring American Financial Stability Act of 2010 (provisions related to regulation of short sales); Potential future Securities and Exchange Commission rulemaking proceeding to adopt requirements for reporting short sales through the consolidated Tape in real time. Securities trading regulation, including S. 605 (provisions related to reinstating the short sale uptick rule and regulating abusive short selling practices).
Client expense: — · Firm income: —
Matched citations: S. 605
A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
2010 · third_quarter · Firm: PETER MIRIJANIAN PUBLIC AFFAIRS
Amendment of SEC Regulation SHO, including implementation of a firm locate/pre-borrow requirement; H.R. 4173, Wall Street Reform and Consumer Protection Act of 2009 and S. 3217, Restoring American Financial Stability Act of 2010 (provisions related to regulation of short sales); Potential future Securities and Exchange Commission rulemaking proceeding to adopt requirements for reporting short sales through the consolidated Tape in real time. Securities trading regulation, including S. 605 (provisions related to reinstating the short sale uptick rule and regulating abusive short selling practices).
Client expense: — · Firm income: —
Matched citations: S. 605
A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
2010 · second_quarter · Firm: PETER MIRIJANIAN PUBLIC AFFAIRS
Amendment of SEC Regulation SHO, including implementation of a firm locate/pre-borrow requirement; H.R. 4173, Wall Street Reform and Consumer Protection Act of 2009 and S. 3217, Restoring American Financial Stability Act of 2010 (provisions related to regulation of short sales); Potential future Securities and Exchange Commission rulemaking proceeding to adopt requirements for reporting short sales through the consolidated Tape in real time. Securities trading regulation, including S. 605 (provisions related to reinstating the short sale uptick rule and regulating abusive short selling practices).
Client expense: — · Firm income: $10,000
Matched citations: S. 605
A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
2010 · first_quarter · Firm: PETER MIRIJANIAN PUBLIC AFFAIRS
Amendment of SEC Regulation SHO, including implementation of a firm locate/pre-borrow requirement; H.R. 4173, Wall Street Reform and Consumer Protection Act of 2009 and S. ____ (unnumbered Dodd banking reform bill), Restoring American Financial Stability Act of 2010 (provisions related to regulation of short sales); Securities trading regulation, including S. 605 (provisions related to reinstating the short sale uptick rule and regulating abusive short selling practices).
Client expense: — · Firm income: $10,000
Matched citations: S. 605
To require the Securities and Exchange Commission to reinstate the uptick rule on short sales of securities.
2009 · fourth_quarter · Firm: PETER MIRIJANIAN PUBLIC AFFAIRS
Amendment of SEC Regulation SHO, including implementation of a firm locate/pre-borrow requirement; Securities trading regulation, including S. 605 and H.R. 302 (provisions related to reinstating the short sale uptick rule and regulating abusive short selling practices).
Client expense: — · Firm income: $10,000
Matched citations: H.R. 302
A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
2009 · fourth_quarter · Firm: PETER MIRIJANIAN PUBLIC AFFAIRS
Amendment of SEC Regulation SHO, including implementation of a firm locate/pre-borrow requirement; Securities trading regulation, including S. 605 and H.R. 302 (provisions related to reinstating the short sale uptick rule and regulating abusive short selling practices).
Client expense: — · Firm income: $10,000
Matched citations: S. 605
To require the Securities and Exchange Commission to reinstate the uptick rule on short sales of securities.
2009 · third_quarter · Firm: PETER MIRIJANIAN PUBLIC AFFAIRS
Amendment of SEC Regulation SHO, including implementation of a pre-borrow requirement; Securities trading regulation, including S. 605 and H.R. 302 (provisions related to reinstating the short sale uptick rule and regulating abusive naked short selling practices).
Client expense: — · Firm income: $10,000
Matched citations: H.R. 302
A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
2009 · third_quarter · Firm: PETER MIRIJANIAN PUBLIC AFFAIRS
Amendment of SEC Regulation SHO, including implementation of a pre-borrow requirement; Securities trading regulation, including S. 605 and H.R. 302 (provisions related to reinstating the short sale uptick rule and regulating abusive naked short selling practices).
Client expense: — · Firm income: $10,000
Matched citations: S. 605
To require the Securities and Exchange Commission to reinstate the uptick rule on short sales of securities.
2009 · second_quarter · Firm: PETER MIRIJANIAN PUBLIC AFFAIRS
Amendment of SEC Regulation SHO; Securities trading regulation, including S. 605 and H.R. 302 (provisions related to reinstating the naked short sale uptick rule and regulating abusive naked short selling practicices).
Client expense: — · Firm income: $10,000
Matched citations: H.R. 302
A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
2009 · second_quarter · Firm: PETER MIRIJANIAN PUBLIC AFFAIRS
Amendment of SEC Regulation SHO; Securities trading regulation, including S. 605 and H.R. 302 (provisions related to reinstating the naked short sale uptick rule and regulating abusive naked short selling practicices).
Client expense: — · Firm income: $10,000
Matched citations: S. 605
A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
2009 · second_quarter · Firm: PETER MIRIJANIAN PUBLIC AFFAIRS
Securities and Exchange Commission Regulation SHO S. 605, provisions related to reinstating the naked short sale uptick rule and regulating abusive naked short selling practices.
Client expense: — · Firm income: —
Matched citations: S. 605
Source: Senate LDA