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Lobbying Spend
—
Filings
41
Firms Hired
1
Active Period
2005–2015
Client-reported lobbying expenses on LDA filings
Lobbying firms retained by this client; amounts are client-reported expenses when available
Government entities explicitly identified as targets in LDA filings
Most frequently reported lobbying issues
Bill numbers found in source-reported LDA specific issue text; broad topic matches are excluded
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to broker-dealers and financial advisors. Securities Investment Protection Corporation modernization. H.R. 1090, Retail Investor Protection Act, all provisions.
Client expense: — · Firm income: $37,500
Matched citations: H.R. 1090
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to broker-dealers and financial advisors. Securities Investment Protection Corporation modernization. H.R. 1090, Retail Investor Protection Act, all provisions.
Client expense: — · Firm income: $37,500
Matched citations: H.R. 1090
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to broker-dealers and financial advisors. Securities Investment Protection Corporation modernization. H.R. 1090, Retail Investor Protection Act, all provisions.
Client expense: — · Firm income: $37,500
Matched citations: H.R. 1090
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to broker-dealers and financial advisors. Securities Investment Protection Corporation modernization. H.R. 1090, Retail Investor Protection Act, all provisions.
Client expense: — · Firm income: $37,500
Matched citations: H.R. 1090
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to broker-dealers and financial advisors. Securities Investment Protection Corporation modernization. H.R. 1090, Retail Investor Protection Act, all provisions.
Client expense: — · Firm income: $37,500
Matched citations: H.R. 1090
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to broker-dealers and financial advisors. Securities Investment Protection Corporation modernization. H.R. 2374, Retail Investor Protection Act, provisions relating to fiduciary standards for broker-dealers and investment advisors.
Client expense: — · Firm income: $37,500
Matched citations: H.R. 2374
Department of Labor's proposed definition of fiduciary for purposes of ERISA. H.R. 2374, Retail Investor Protection Act, provisions relating to adoption of fiduciary standards under ERISA by the Department of Labor.
Client expense: — · Firm income: $37,500
Matched citations: H.R. 2374
Department of Labor's proposed definition of fiduciary for purposes of ERISA. H.R. 2374, Retail Investor Protection Act, provisions relating to adoption of fiduciary standards under ERISA by the Department of Labor.
Client expense: — · Firm income: $37,500
Matched citations: H.R. 2374
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to broker-dealers and financial advisors. Securities Investment Protection Corporation modernization. H.R. 2374, Retail Investor Protection Act, provisions relating to fiduciary standards for broker-dealers and investment advisors.
Client expense: — · Firm income: $37,500
Matched citations: H.R. 2374
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to broker-dealers and financial advisors. Securities Investment Protection Corporation modernization. H.R. 2374, Retail Investor Protection Act, provisions relating to fiduciary standards for broker-dealers and investment advisors.
Client expense: — · Firm income: $37,500
Matched citations: H.R. 2374
Department of Labor's proposed definition of fiduciary for purposes of ERISA. H.R. 2374, Retail Investor Protection Act, provisions relating to adoption of fiduciary standards under ERISA by the Department of Labor.
Client expense: — · Firm income: $37,500
Matched citations: H.R. 2374
Department of Labor's proposed definition of fiduciary for purposes of ERISA. H.R. 2374, Retail Investor Protection Act, provisions relating to adoption of fiduciary standards under ERISA by the Department of Labor.
Client expense: — · Firm income: $37,500
Matched citations: H.R. 2374
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to broker-dealers and financial advisors. Securities Investment Protection Corporation modernization. H.R. 2374, Retail Investor Protection Act, provisions relating to fiduciary standards for broker-dealers and investment advisors.
Client expense: — · Firm income: $37,500
Matched citations: H.R. 2374
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to broker-dealers and financial advisors. Securities Investment Protection Corporation modernization. H.R. 2374, Retail Investor Protection Act, provisions relating to fiduciary standards for broker-dealers and investment advisors.
Client expense: — · Firm income: $45,000
Matched citations: H.R. 2374
Department of Labor's proposed definition of fiduciary for purposes of ERISA. H.R. 2374, Retail Investor Protection Act, provisions relating to adoption of fiduciary standards under ERISA by the Department of Labor.
Client expense: — · Firm income: $45,000
Matched citations: H.R. 2374
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to broker-dealers and financial advisors. Securities Investment Protection Corporation modernization. H.R. 2374, Retail Investor Protection Act, provisions relating to fiduciary standards for broker-dealers and investment advisors.
Client expense: — · Firm income: $45,000
Matched citations: H.R. 2374
Department of Labor's proposed definition of fiduciary for purposes of ERISA. H.R. 2374, Retail Investor Protection Act, provisions relating to adoption of fiduciary standards under ERISA by the Department of Labor.
Client expense: — · Firm income: $45,000
Matched citations: H.R. 2374
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to broker-dealers and financial advisors. Securities Investment Protection Corporation modernization. H.R.2374, Retail Investor Protection Act, provisions relating to fiduciary standards for broker dealers and investment advisors.
Client expense: — · Firm income: $45,000
Matched citations: H.R.2374
Department of Labor's proposed definition of fiduciary for purposes of ERISA. H.R. 2374, Retail Investor Protection Act, provisions relating to adoption of fiduciary standards under ERISA by the Department of Labor.
Client expense: — · Firm income: $45,000
Matched citations: H.R. 2374
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to broker-dealers and financial advisors. H.R. 2308, SEC Regulatory Accountability Act, provisions regarding cost benefit of Securities and Exchange Commission rules. Securities Investment Protection Corporation modernization. H.R. 4624, Investment Advisor Oversight Act of 2012, authorizing the establishment of a self-regulatory organization for investment advisors. H.R. 757, Equitable Treatment of Investors Act, all provisions.
Client expense: — · Firm income: $37,500
Matched citations: H.R. 2308
H.R. 4123, Fair Playing Field Act of 2012, relating to the treatment of workers as employees or independent contractors for purposes of the Internal Revenue Code.
Client expense: — · Firm income: $37,500
Matched citations: H.R. 4123
Investment Adviser Oversight Act of 2012
2012 · fourth_quarter · Firm: ERIS GROUP
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to broker-dealers and financial advisors. H.R. 2308, SEC Regulatory Accountability Act, provisions regarding cost benefit of Securities and Exchange Commission rules. Securities Investment Protection Corporation modernization. H.R. 4624, Investment Advisor Oversight Act of 2012, authorizing the establishment of a self-regulatory organization for investment advisors. H.R. 757, Equitable Treatment of Investors Act, all provisions.
Client expense: — · Firm income: $37,500
Matched citations: H.R. 4624
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to broker-dealers and financial advisors. H.R. 2308, SEC Regulatory Accountability Act, provisions regarding cost benefit of Securities and Exchange Commission rules. Securities Investment Protection Corporation modernization. H.R. 4624, Investment Advisor Oversight Act of 2012, authorizing the establishment of a self-regulatory organization for investment advisors. H.R. 757, Equitable Treatment of Investors Act, all provisions.
Client expense: — · Firm income: $37,500
Matched citations: H.R. 757
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to broker-dealers and financial advisors. H.R. 2308, SEC Regulatory Accountability Act, provisions regarding cost benefit of Securities and Exchange Commission rules. Securities Investment Protection Corporation modernization. H.R. 4624, Investment Advisor Oversight Act of 2012, authorizing the establishment of a self-regulatory organization for investment advisors. H.R. 757, Equitable Treatment of Investors Act, all provisions.
Client expense: — · Firm income: $37,500
Matched citations: H.R. 2308
H.R. 4123, Fair Playing Field Act of 2012, relating to the treatment of workers as employees or independent contractors for purposes of the Internal Revenue Code.
Client expense: — · Firm income: $37,500
Matched citations: H.R. 4123
Source: Senate LDA