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Lobbying Spend
—
Filings
82
Firms Hired
1
Active Period
2004–2026
Client-reported lobbying expenses on LDA filings
Lobbying firms retained by this client; amounts are client-reported expenses when available
Government entities explicitly identified as targets in LDA filings
Most frequently reported lobbying issues
Bill numbers found in source-reported LDA specific issue text; broad topic matches are excluded
A bill to require the Financial Industry Regulatory Authority to establish a relief fund to provide investors with the full value of unpaid arbitration awards issued against brokerage firms or brokers regulated by the Authority.
2018 · fourth_quarter · Firm: RICH FEUER ANDERSON
Regulation of broker-dealers. Customer recovery across various dispute resolution forums, including S.2499.
Client expense: — · Firm income: $30,000
Matched citations: S.2499
A bill to require the Financial Industry Regulatory Authority to establish a relief fund to provide investors with the full value of unpaid arbitration awards issued against brokerage firms or brokers regulated by the Authority.
2018 · third_quarter · Firm: RICH FEUER ANDERSON
Regulation of broker-dealers. Customer recovery across various dispute resolution forums, including S.2499.
Client expense: — · Firm income: $30,000
Matched citations: S.2499
A bill to require the Financial Industry Regulatory Authority to establish a relief fund to provide investors with the full value of unpaid arbitration awards issued against brokerage firms or brokers regulated by the Authority.
2018 · second_quarter · Firm: RICH FEUER ANDERSON
Regulation of broker-dealers. Customer recovery across various dispute resolution forums, including S.2499.
Client expense: — · Firm income: $30,000
Matched citations: S.2499
Investment Adviser Oversight Act of 2012
2012 · third_quarter · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of broker-dealers and harmonziation of regulation of broker-dealers and investment advisors (including HR 4624, the "Investment Adviser Oversight Act of 2012"). Investor protection and investor education initiatives.
Client expense: — · Firm income: $30,000
Matched citations: HR 4624
Investment Adviser Oversight Act of 2012
2012 · second_quarter · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of broker-dealers and harmonziation of regulation of broker-dealers and investment advisors (including HR 4624, the "Investment Adviser Oversight Act of 2012"). Investor protection and investor education initiatives.
Client expense: — · Firm income: $30,000
Matched citations: HR 4624
Investor Protection Act of 2009
2009 · fourth_quarter · Firm: RICH FEUER ANDERSON
Structure of FINRA and private sector regulation of securities industry. Modernization of financial regulation, including regulation of broker-dealers and harmonziation of regulation of broker-dealers and investment advisors (HR 3817, the "Investor Protection Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009"). Investor protection and investor education initiatives.
Client expense: — · Firm income: $60,000
Matched citations: HR 3817
Secure and Fair Enforcement for Mortgage Licensing Act of 2008
2008 · fourth_quarter · Firm: RICH FEUER ANDERSON
Structure of FINRA and private sector regulation of securities industry. Arbitration of investor claims. Investor protection and investor education initiatives, including related to auction-rate securities. Regulation of non-U.S. brokers doing business in the U.S. Licensing and regulation of mortgage brokers, including S 2595, the "Secure and Fair Enforcement for Mortgage Licensing Act of 2008" and HR 3221, the "American Housing Rescue and Foreclosure Prevention Act of 2008."
Client expense: — · Firm income: $60,000
Matched citations: S 2595
Secure and Fair Enforcement for Mortgage Licensing Act of 2008
2008 · fourth_quarter · Firm: RICH FEUER ANDERSON
Licensing and regulation of mortgage brokers, including S 2595, the "Secure and Fair Enforcement for Mortgage Licensing Act of 2008" and HR 3221, the "American Housing Rescue and Foreclosure Prevention Act of 2008."
Client expense: — · Firm income: $60,000
Matched citations: S 2595
Secure and Fair Enforcement for Mortgage Licensing Act of 2008
2008 · third_quarter · Firm: RICH FEUER ANDERSON
Structure of FINRA and private sector regulation of securities industry. Arbitration of investor claims. Investor protection and investor education initiatives, including related to auction-rate securities. Regulation of non-U.S. brokers doing business in the U.S. Licensing and regulation of mortgage brokers, including S 2595, the "Secure and Fair Enforcement for Mortgage Licensing Act of 2008" and HR 3221, the "American Housing Rescue and Foreclosure Prevention Act of 2008."
Client expense: — · Firm income: $80,000
Matched citations: S 2595
Secure and Fair Enforcement for Mortgage Licensing Act of 2008
2008 · third_quarter · Firm: RICH FEUER ANDERSON
Licensing and regulation of mortgage brokers, including S 2595, the "Secure and Fair Enforcement for Mortgage Licensing Act of 2008" and HR 3221, the "American Housing Rescue and Foreclosure Prevention Act of 2008."
Client expense: — · Firm income: $80,000
Matched citations: S 2595
Secure and Fair Enforcement for Mortgage Licensing Act of 2008
2008 · second_quarter · Firm: RICH FEUER ANDERSON
Structure of FINRA and private sector regulation of securities industry. Arbiration of investor claims. Investor protection and investor education initiatives. Regulation of non-U.S. brokers doing business in the U.S. Licensing and regulation of mortgage brokers, including S 2595, the "Secure and Fair Enforcement for Mortgage Licensing Act of 2008" and HR 3221, the "American Housing Rescue and Foreclosure Prevention Act of 2008."
Client expense: — · Firm income: $40,000
Matched citations: S 2595
Secure and Fair Enforcement for Mortgage Licensing Act of 2008
2008 · second_quarter · Firm: RICH FEUER ANDERSON
Licensing and regulation of mortgage brokers, including S 2595, the "Secure and Fair Enforcement for Mortgage Licensing Act of 2008" and HR 3221, the "American Housing Rescue and Foreclosure Prevention Act of 2008."
Client expense: — · Firm income: $40,000
Matched citations: S 2595
Source: Senate LDA