ARCHIPELAGO

Lobbying Spend

—

Filings

Firms Hired

Active Period

1999–2006

Lobbying Spend by Year

Client-reported lobbying expenses on LDA filings

Year	Lobbying Spend	Filings	Firms
2006	—	1	1
2005	—	2	1
2004	—	1	1
2003	—	2	1
2002	—	1	1
2001	—	1	1
1999	—	1	1

Lobbying firms retained by this client; amounts are client-reported expenses when available

Firm Name	Reported Spend	Filings
THELEN (FORMERLY, THELEN REID BROWN RAYSMAN & STEINER LLP)	—	9

Government entities explicitly identified as targets in LDA filings

Government Body	Filings
HOUSE OF REPRESENTATIVES	7
SENATE	7
Securities & Exchange Commission (SEC)	7

Most frequently reported lobbying issues

Issue Code	Description	Reports
Financial Institutions/Investments/Securities	Financial Institutions/Investments/Securities	8

ARCHIPELAGO — Lobbying Disclosure | Poliscope