UBS

Lobbying Spend

—

Filings

Firms Hired

Active Period

2002–2016

Lobbying Spend by Year

Client-reported lobbying expenses on LDA filings

Year	Lobbying Spend	Filings	Firms
2016	—	1	1
2015	—	5	1
2014	—	3	1
2009	—	2	1
2008	—	4	1
2007	—	3	1
2006	—	2	1
2005	—	1	1
2004	—	4	1
2003	—	2	1
2002	—	3	1

Lobbying firms retained by this client; amounts are client-reported expenses when available

Firm Name	Reported Spend	Filings
DELTA STRATEGY GROUP	—	9
SULLIVAN & CROMWELL LLP	—	21

Government entities explicitly identified as targets in LDA filings

Government Body	Filings
HOUSE OF REPRESENTATIVES	18
SENATE	18
Commodity Futures Trading Commission (CFTC)	8
Treasury, Dept of	5

Most frequently reported lobbying issues

Issue Code	Description	Reports
Financial Institutions/Investments/Securities	Financial Institutions/Investments/Securities	20
Commodities (big ticket)	Commodities (big ticket)	12
Banking	Banking	12
Taxation/Internal Revenue Code	Taxation/Internal Revenue Code	7

UBS — Lobbying Disclosure | Poliscope