RAFFERTY ASSET MANAGEMENT

Lobbying Spend

—

Filings

Firms Hired

Active Period

2021

Lobbying Spend by Year

Client-reported lobbying expenses on LDA filings

Year	Lobbying Spend	Filings	Firms
2021	—	6	1

Lobbying firms retained by this client; amounts are client-reported expenses when available

Firm Name	Reported Spend	Filings
KLEIN/JOHNSON GROUP	—	6

Government entities explicitly identified as targets in LDA filings

Government Body	Filings
HOUSE OF REPRESENTATIVES	3
SENATE	3

Most frequently reported lobbying issues

Issue Code	Description	Reports
Financial Institutions/Investments/Securities	Financial Institutions/Investments/Securities	4

RAFFERTY ASSET MANAGEMENT — Lobbying Disclosure | Poliscope