SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSN (SIFMA)

Lobbying Spend

—

Filings

Firms Hired

Active Period

2009–2013

Lobbying Spend by Year

Client-reported lobbying expenses on LDA filings

Year	Lobbying Spend	Filings	Firms
2013	—	2	1
2012	—	4	1
2011	—	4	1
2010	—	4	1
2009	—	3	1

Lobbying firms retained by this client; amounts are client-reported expenses when available

Firm Name	Reported Spend	Filings
THE WALTER GROUP	—	17

Government entities explicitly identified as targets in LDA filings

Government Body	Filings
HOUSE OF REPRESENTATIVES	16
SENATE	16

Most frequently reported lobbying issues

Issue Code	Description	Reports
Financial Institutions/Investments/Securities	Financial Institutions/Investments/Securities	16
Banking	Banking	1

SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSN (SIFMA) — Lobbying Disclosure | Poliscope